3393 Broadway, Manhattan, NY 10031
BBL 1020860036 (Borough 1, Block 2086, Lot 36) · BIN 1062269 · Last updated:
Also recorded in city data as: 600 W 138 St · 3399 Broadway · 3395 Broadway · 3397 Broadway · 3393-3399 Broadway
Summary · as of October 31, 2026
3393 Broadway (Manhattan, NY 10031; tax lot BBL 1020860036) is a 33-unit elevator apartment building (building class D7: elevator apartments, semi-fireproof, with stores), built around 1908, on a 10,000 sq ft lot zoned R8. City tax records list the owner as 138 BROADWAY ASSOCIATES, L.L.C.; per ACRIS, a deed to this owner dated November 14, 2007 lists a price of $10,000,000. The Department of Finance's final market value for tax year 2027 is $3,705,000. As of October 31, 2026, NYC Open Data shows 13 DOB jobs with a permit issued but no sign-off, six open HPD violations and nine OATH tickets with an unpaid balance. There were 26 311 requests in the past 12 months and 52 HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)
- Owner of record
- 138 BROADWAY ASSOCIATES, L.L.C.
- Building class
- D7 · Elevator apartments, semi-fireproof, with stores
- Year built · units
- 1908 · 33 res.
- Lot area · zoning
- 10,000 sq ft · R8
- Market value (DOF)
- $3,705,000 FY2027
- Last priced deed
- $10,000,000 · 2007-11-14
- BBL
- 1020860036
- BIN
- 1062269
- 13Open DOB jobs (permit issued, no sign-off)
- 0Active DOB violations
- 0Active ECB violations
- 6Open HPD violations
- 9OATH tickets with unpaid balance
How to cite: NYC Property Facts, “3393 Broadway, Manhattan, NY 10031 (BBL 1020860036)”, data as of 2026-10-31, https://nycpropertyfacts.com/ny/manhattan/3393-broadway-1020860036. Source: NYC Open Data.
Lot & building
Basic facts about the tax lot and building from the city’s PLUTO database.
- Owner (as listed by the city)
- 138 BROADWAY ASSOCIATES, L.L.C.The owner name on the city’s tax records. It can lag behind recent sales and is often an LLC.
- Building class
- D7 – Elevator apartments, semi-fireproof, with storesThe Department of Finance’s category for what kind of building this is.
- Land use
- Mixed residential & commercialCity Planning’s broad category of how the lot is used.
- Year built
- 1908Often an estimate for older buildings.
- Floors
- 6
- Units
- 33 residential / 38 totalResidential units are apartments; total includes stores and offices.
- Buildings on lot
- 1
- Lot size
- 10,000 sq ft (99.92 ft × 100 ft)
- Building floor area
- 46,716 sq ft (incl. 4,000 sq ft commercial)
- Zoning
- R8, C1-4The zoning district sets what can be built and used here. Residential district; the overlay (C1/C2…) allows local retail on residential blocks.
- Built vs. allowed density (FAR)
- 4.67 built / 6.02 max residentialFloor Area Ratio = building floor area ÷ lot area. If built FAR is below the maximum, zoning may allow more floor area (other rules apply).
- Identifiers
- BBL 1020860036 (Borough 1, Block 2086, Lot 36) · BIN 1062269BBL identifies the tax lot; BIN identifies each building (from DOB/HPD/footprint records).
Agency lookups: DOB BIS · ZoLa (zoning map) · ACRIS
Source: PLUTO (Dept. of City Planning) — city dataset updated 2026-08-24; data as of 2026-11-02; Building Footprints — city dataset updated 2026-10-25; data as of 2026-11-01
Tax assessment
How the Department of Finance values this lot for property tax.
- Market value (tax year 2027, final roll)
- $3,705,000The Department of Finance’s estimate of value for tax purposes. It is not an appraisal and is often far from the sale price.
- Assessed value
- $1,667,250The portion of market value that taxes are calculated on (capped by law for small homes).
- Taxable value (final)
- $1,645,920Assessed value minus any exemptions.
- Tax class
- Tax class 2 – residential, 4+ units
| Tax year | Roll | Market value | Assessed value | Tax class |
|---|---|---|---|---|
| 2027 | Final | $3,705,000 | $1,667,250 | 2 |
| 2026 | Final | $3,742,000 | $1,683,900 | 2 |
| 2025 | Final | $3,323,000 | $1,495,350 | 2 |
Source: DOF Property Valuation and Assessment Data — city dataset updated 2026-09-14; data as of 2026-11-02
Sales & deed history 9
Deeds recorded with the City Register (ACRIS). A deed transfers ownership. A $0 or very low price usually means a transfer between related parties, an estate, or a refinance-related transfer, not a market sale. This is not a title search; mortgages, liens and other documents are not shown.
| Date | Type | Price | Seller (grantor) | Buyer (grantee) | Doc ID |
|---|---|---|---|---|---|
| 2007-11-14 | DEED | $10,000,000 | Jgh Flp 3393 Llc; Hlp 3393 Llc | 138 Broadway Associates, L.L.C. | 2007112600700003 |
| 2007-11-14 | DEED | $0 / not stated | 3393 Broadway, Llc | Jgh Flp 3393 Llc; Hlp 3393 Llc | 2007112600700002 |
| 1995-06-20 | DEED | $0 / not stated | Hopar Realty Management, Ltd. | 3393 Broadway Llc | FT_1540004809254 |
| 1993-09-23 | DEED | $0 / not stated | State/New York Def; Buy & Save Def; Warpick, Matthew Def; Broadway Food Corp Def; City/New York Def; Bakery, Ed Mack Def; Alvarado, Louis Def; Rapps, Dennis; Joe Rock Realty Corpdef | Hopar Realty Mngmntltd | FT_1270000445127 |
| 1993-02-03 | DEED | $0 / not stated one deed covering 340 lots; price is for all of them | Commissioner/Finance | City Of New York | FT_1400000422840 |
| 1989-03-10 | DEED | $0 / not stated | Broadway 3393 Assoc | Joe Rock Rlty Corp | FT_1610000295461 |
| 1986-12-17 | DEED | $0 / not stated | 3393 Broadway Assocs | Laval Realty Inc. | FT_1230000170923 |
| 1986-12-17 | DEED | $0 / not stated | Laval Realty Inc. | Broadway 3393 Associates | FT_1220000170922 |
| 1984-06-14 | DEED | $0 / not stated | Royal Ventures, Inc., | 3393 Broadway Associates | FT_1550000066655 |
Source: ACRIS Real Property Master — city dataset updated 2026-10-08; data as of 2026-11-02; ACRIS Real Property Legals — city dataset updated 2026-10-08; data as of 2026-11-02; ACRIS Real Property Parties — city dataset updated 2026-10-08; data as of 2026-11-02
DOB job filings 13 open of 32
A “job” is an application to the Department of Buildings to do construction work. A job marked Permitted, not signed off had a work permit issued but the city has no record of final sign-off (inspection/completion). Old jobs left in this state are common and appear in buyer and lender due diligence; the work may or may not have been done.
| Status | Job # | Type | Filed | Est. cost |
|---|---|---|---|---|
| Permitted, not signed off Permit Entire · 2024-03-21 | M01004714-I1 DOB NOW | Alteration | 2024-03-11 | $28,000 |
| Permitted, not signed off Permit Entire · 2021-03-03 | M00224886-I1 DOB NOW | Alteration | 2019-09-10 | $1,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2019-08-22 | 123800967 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2019-08-19 | $85,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2019-10-02 | 123750226 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2019-06-13 | $46,850 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2016-10-24 | 122890461 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2016-09-14 | $20,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2018-08-02 | 140503195 BIS | A3 – Minor alteration (one type of work) | 2016-06-01 | — |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2015-10-15 | 122257672 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2015-01-28 | $50,985 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2010-01-12 | 120218139 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2009-12-02 | $8,500 |
| Permitted, not signed off PERMIT ISSUED - PARTIAL JOB · 2007-10-16 | 104924218 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2007-10-10 | $3,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2007-08-08 | 104783487 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2007-05-24 | $54,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2001-11-26 | 103045358 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2001-11-21 | $8,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 1997-06-25 | 101707976 BIS | A3 – Minor alteration (one type of work) | 1997-06-24 | $1,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 1995-12-08 | 101153706 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 1995-11-14 | $1,000 |
| Not open Approved · 2024-04-26 | M01004714-S1 DOB NOW | Alteration | 2024-04-25 | $11,750 |
| Not open Approved · 2021-03-03 | M00224886-P7 DOB NOW | Alteration | 2021-03-02 | $1,000 |
| Not open Approved · 2020-12-27 | M00224886-P6 DOB NOW | Alteration | 2020-11-27 | $1,000 |
| Not open Approved · 2020-12-27 | M00407392-I1 DOB NOW | Alteration | 2020-10-05 | $1,000 |
| Not open Approved · 2020-12-27 | M00224886-P4 DOB NOW | Alteration | 2020-10-05 | $1,000 |
| Not open LOC Issued · 2021-06-21 | M00331105-I1 DOB NOW | Alteration | 2020-07-28 | $2,350 |
| Not open LOC Issued · 2021-06-21 | M00331107-I1 DOB NOW | Alteration | 2020-07-28 | $1,504 |
Showing 20 of 32 records. The API and the source dataset have the full list.
Source: DOB NOW: Build – Job Application Filings — city dataset updated 2026-11-01; data as of 2026-11-02; DOB Job Application Filings (BIS) — city dataset updated 2026-10-30; data as of 2026-10-31
Work permits 46
Individual permits issued under DOB jobs (one job can have several permits, e.g. plumbing and construction). Permit expiration alone does not mean the job was completed or signed off.
| Issued | Expires | Job # | Work | Permit status |
|---|---|---|---|---|
| 2024-03-21 | 2024-09-16 | M01004714-I1 DOB NOW | General Construction RENOVATING EXISTING RESTAURANT. RELOCATING INTERIOR CONVENIENCE STAIRS, RECONFIGURING FOOD SERVICE COUNTER, INSTALLING NEW WOOD BAR, COMBINING COMMERCIAL SPACE | Permit Issued |
| 2020-12-18 | 2021-01-04 | M00331105-I1 DOB NOW | Sign ERECT AN NON-ILLUMINATED SIGN ON WALL.NOT WITHIN VIEW OF ARTERIAL HIGHWAY OR PUBLIC PARK 1/2 ACRE OR MORE. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | Signed-off |
| 2020-12-18 | 2021-01-04 | M00331107-I1 DOB NOW | Sign ERECT AN NON-ILLUMINATED SIGN ON WALL.NOT WITHIN VIEW OF ARTERIAL HIGHWAY OR PUBLIC PARK 1/2 ACRE OR MORE. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | Signed-off |
| 2020-11-24 | 2021-02-23 | M00224886-I1 DOB NOW | Plumbing pl worktype in conjunction w application #123800967 | Signed-off |
| 2019-11-08 | 2020-11-08 | M00224886-I1 DOB NOW | Plumbing pl worktype in conjunction w application #123800967 | Signed-off |
| 2019-10-30 | 2020-10-20 | 123800967 BIS | Equipment work / Other / general construction | ISSUED (renewal) |
| 2019-10-02 | 2020-10-01 | 123750226 BIS | Equipment work / Other / general construction | ISSUED (renewal) |
| 2019-08-22 | 2019-10-18 | 123800967 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2019-06-17 | 2019-10-08 | 123750226 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2019-01-28 | 2020-01-28 | 123416188 BIS | Plumbing / Plumbing | ISSUED (initial) |
| 2018-12-07 | 2019-06-20 | 123416188 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2018-08-02 | 2019-08-02 | 140503195 BIS | Construction equipment (scaffold, fence, shed) / Construction equipment | ISSUED (renewal) |
Showing 12 of 46 records. The API and the source dataset have the full list.
Source: DOB NOW: Build – Approved Permits — city dataset updated 2026-11-02; data as of 2026-11-02; DOB Permit Issuance (BIS) — city dataset updated 2026-10-31; data as of 2026-10-31
DOB violations 0 active of 42
Violations issued by the Department of Buildings for building-code or zoning conditions. Active means DOB has not recorded the violation as resolved or dismissed. Many active DOB violations are old (e.g. elevator or boiler inspection paperwork).
| Status | Issued | Type | Description | Number |
|---|---|---|---|---|
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2017-05-31 | AEUHAZ1-FAIL TO CERTIFY CLASS 1 NONE | FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION | V*053117AEUHAZ100139 |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2017-01-25 | AEUHAZ1-FAIL TO CERTIFY CLASS 1 NONE | FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION | V*012517AEUHAZ100192 |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2016-11-10 | E-ELEVATOR ELEVATORREQUIRED | V*111016E9028/591356 | |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2016-07-13 | AEUHAZ1-FAIL TO CERTIFY CLASS 1 NONE | FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION | V*071316AEUHAZ100134 |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2015-11-12 | E-ELEVATOR ELEVATORREQUIRED | V*111215E9027/558116 | |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2015-08-12 | FISP-FACADE SAFETY PROGRAM FACADE REQUIRED | V*081215FISPHAZ85834 | |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2015-08-12 | FISP-FACADE SAFETY PROGRAM FACADE REQUIRED | V*081215FISPHAZ75833 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2014-12-03 | E-ELEVATOR ELEVATORREQUIRED | V*120314E9027/529147 | |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2014-05-15 | LBLVIO-LOW PRESSURE BOILER BOILER REQUIRED | VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2012 INSPECTION REPORT | V*051514LBLVIO05510 |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2014-03-31 | EVCAT1-ELEVATOR ANNUAL INSPECTION / TEST ELEVATORREQUIRED | VIOLATION ISSUED TO ELEVATOR-FAILURE TO FILE CATEGORY 1 2012 INSPECTION/TEST | V*033114EVCAT102708 |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2013-01-31 | FISPNRF-NO REPORT AND / OR LATE FILING (FACADE) FACADE REQUIRED | FAILED TO FILE FISP CYCLE 7A TECHNICAL REPORT BY 02/21/2012 | V*013113FISPNRF00940 |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2012-04-05 | E-ELEVATOR ELEVATORREQUIRED | V*040512E9027/424185 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2011-01-31 | E-ELEVATOR ELEVATORREQUIRED | V*013111E9027/372982 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2010-04-15 | E-ELEVATOR ELEVATORREQUIRED | V*041510E9027/332060 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2009-01-19 | E-ELEVATOR ELEVATORREQUIRED | V*011909E9011/294708 |
Showing 15 of 42 records. The API and the source dataset have the full list.
Source: DOB Violations — city dataset updated 2026-11-02; data as of 2026-11-02
ECB violations (DOB) 0 active of 57
DOB violations that go to a hearing at OATH (formerly the Environmental Control Board) and can carry fines. Active or Resolved follows the DOB violation status field. The hearing status is about the hearing and its penalty: written off means the city stopped collecting the fine, not that the condition was corrected. A balance due is a fine the city says is unpaid.
| Status | Issued | Severity | What it was for | Penalty / paid / balance | ECB # |
|---|---|---|---|---|---|
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 1996-11-18 | Non-Hazardous | 02I,03M,05J,05I,18L,28L,30I,31Q,33I,38L,48T,49T,50Y,50Y,51F,73O,74X.02I-BUTTOM 03M-CUT OUT FOR SAFETY KEY 05I-BUTTOM 18L-2ND FLOOR DOESNT OPER & CUTTING 5TH FLOOR 28L-TOP SET 30I-WALLS 33I-SKYLIGHT AND WALLS 74 | $100 / $100 / $0 | 38057754K |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2007-12-10 | Non-Hazardous | 83X10.83X10-1 RCNY 11-02 ONLY ELEVATOR IN BLDG OUT OF SERVICE RESTORE TO SERVICE. | $800 / $800 / $0 | 38179740P |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2003-08-18 | Non-Hazardous | 21,D,6 33,O,2 66,O,2 83,#,10 34,D,6 21 BASEMENT INTERLOCK MISSING PROVIDE PROPER AS PER CODE 33 NOISTWAY DIRTY 66 PIT DIRTY 83 CAR STUCKON TOP FL RESTORE WORK TO SERVICE SO THAT A FULL INSPECTION CAN BE CONDUCT | $350 / $350 / $0 | 38141286K |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2002-07-10 | Non-Hazardous | 37L11/15L11/08V01/17I12/03I07/38X11/29B07/10L11 37 CAR STICKS AT 6TH FL 15 DOORS SLAM 37 CAR STOPS 3FT 3&4 FLS 08 ADJ. FLOOR LEVELS 17 WIRE GLASS AT L & 4FLS 03 INSTALL REQUIRED VENT GRILL ON CEILING REPAIR VEN | $350 / $350 / $0 | 38124370Z |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2003-07-14 | Non-Hazardous | 83X10/10M7/31H11/34D6/66OZ/36D6/39P16/16L10(83)RESTORE CAR TO FULL SEVICE SO THAT A FULL INSPECTION CAN BE CONDUCTED CALL FOR APPINTMENT 212566-5543(10)MISSING 2ND CAR DOOR GIB(31)WORN GUIDE & HOES (34)EXPOSE | $880 / $880 / $0 | 38139292Y |
| Resolved Hearing: CURED/IN-VIO · Certification: CURE ACCEPTED | 2017-11-14 | CLASS - 2 | 61B7,59B7,57BB11,11X10,16I10-61)MAIN LIVE DISCONNECT NO EMERGENCY CONTACT # 59)BRAKE MAINTENANCE NOT LOGGED. 57)FIRE EXTINGUISHER EXPIRED. 11)CAR PI INOPERATIVE. 16)HOISTWAY DOOR SELF CLOSER DAMAGED 5TH FLOOR | $0 / $0 / $0 | 38259775P |
| Resolved Hearing: DEFAULT · Certification: CERTIFICATE ACCEPTED | 2014-11-05 | CLASS - 2 | 02B10,21D06,29B06,41I10. 02B-INTERMITT PROBLEM WITH CALLING OUT FORM 2WAY COMMUNICATION; 29B-DOOR OEPRATOR COVER-MISSING,ALSO RESISTOR LAYING ON RAG - SECURE; 41I-LOCK DAMAGED REPAIR; 21D-SECURE BASEMENT ROLLER | $2,500 / $2,836 / $0 | 38233620P |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2003-06-02 | Non-Hazardous | 3I10,10M7,2B10,55Y13,55O2,41D6,41G11,11N10,16B1,36O2,38O2,39R9,66O2. 3- REPAIR VENT GUARDS IN CAR 41 SECURE SWITCH & RELAY TO CONTROLLER 11-BY PASS 2ND FLOOR 16-B BASE 1ST &5TH&6TH FL. 39 REMOVE STARGE FROM ELE | $880 / $880 / $0 | 38139032H |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2018-07-09 | CLASS - 2 | SEC. 3301.9.2 PEDESTRIAN PROTECTION DOES NOT MEET CODE SPECIFICATIONS. NOTE: AT TIME OF INSPECTION I OBSERVED SIDEWALK SHED IN PLACE W/O INFORMATION PANEL ON PARAPET. REMEDY: COMPLY W/CODE-PROVIDE INFORMATION | $625 / $625 / $0 | 35324367P |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2001-03-15 | Non-Hazardous | 50Y14,57O2,3317,28H1,30O2. | $350 / $350 / $0 | 38115019R |
| Resolved Hearing: CURED/IN-VIO · Certification: CURE ACCEPTED | 2010-02-23 | CLASS - 2 | FAILURE TO MAINTAIN BLDG WALLS & APPURTENANCES NOTE @ 1ST FL COMMERCIAL STORE METAL AWNING IS IN DISREPAIR SECTIONS OF SAID AWNING ARE MISSING OR RIPPED REMEDY: REPAIR OR REMOVE AWNING MAINTAIN EXT BLDG | $0 / $0 / $0 | 34830520H |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 1995-03-20 | Non-Hazardous | 01I, 02I, 03I, 03M, 13M, 13O, 28H, 21L, 30I, 37L, 35O, 47L, 49T, 50Y, 50Y, 57O, 73U, 74#. 01I, 02I-SWITCH & BUTTON. 03I-CAB FLOOR TIELES. 03M-HANDRAILS. 30M-GACIA PLATE BETWEEN BASEMENT AND LOBBY. 33I-WALLS | $100 / $100 / $0 | 38047784M |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2007-07-08 | Non-Hazardous | WORK W/O PERMIT:WORK NOTED:AT GROUND FLOOR LEVEL (STORE) DEMOLISHING OF WALL PARTITIONS ENTIRE CEILING REMOVED ALSO ELECTICAL WIRING & LIGHTING FIXTURES.STOP ALL WORK.REMEDY:OBTAIN PERMIT. | $500 / $500 / $0 | 34572213Z |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2005-04-20 | Non-Hazardous | GAS VENT HEIGHT AND LOCATION NOTED GAS VENTS SHALL EXTENDED AT LEAST TWO FEET ABOVE THE HIGHEST CONSTRCUTION SUCH AS ROOF RIDGE PARAPET WALLOR PENTHOUSE DEFECT NOTED THE KITCHEN GAS VENT TERMINATED 5'-0 BELOW | $400 / $400 / $0 | 34476935K |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2003-04-09 | Non-Hazardous | 18I12,16B1,50BB1,51BB1,81BB5,2B1,BV1,80I12,52Y14,37Y2,67K11,30O2,31O2,36O2,62Z2,62O2,63O2,64O2. 18 -LOBBY 80-FIX AIR VENTS IN CAB | $350 / $350 / $0 | 38137146R |
Showing 15 of 57 records. The API and the source dataset have the full list.
Source: DOB ECB Violations — city dataset updated 2026-10-31; data as of 2026-11-02
OATH tickets (all agencies) 9 unpaid of 661
Summonses heard at the Office of Administrative Trials and Hearings, from agencies like Sanitation, Buildings, Fire and Health, linked to this lot’s block and lot. Default means the respondent did not appear at the hearing, which typically results in the maximum penalty. Tickets may be issued to tenants or businesses at the address, not just the owner. DOB ECB tickets appear here too.
| Status | Date | Agency | Charge | Respondent | Imposed / paid / balance | Ticket # |
|---|---|---|---|---|---|---|
| Unpaid balance HEARING COMPLETED · IN VIOLATION | 2025-03-08 | Fire Department Of Nyc | CERTIFICATES OF FITNESS AND CERTIFICATES OF QUALIFICATION | NADAL DELI | $750 / $0 / $750 | 014175721K |
| Unpaid balance Default DEFAULTED · DEFAULTED | 2025-01-06 | Police Department | OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS | MICHQUIRI CHAYA | $25 / $0 / $25 | 0218269242 |
| Unpaid balance Default DOCKETED · DEFAULTED | 2019-06-04 | Sanitation Others | FAILURE TO CLEAN 18 INCHES INTO STREET | INKAY CORP FLOR DE BROADWAY | $300 / $0 / $300 | 0208449964 |
| Unpaid balance Default DEFAULTED · DEFAULTED | 2018-11-04 | Police Department | OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS | ROCETTE LOPEZ | $25 / $0 / $25 | 0198438350 |
| Unpaid balance DOCKETED · STIPULATED | 2018-07-10 | Dept. Of Buildings | TEMPORARY CONSTRUCTION EQUIPMENT ON SITE-EXPIRED PERMIT | PIONEER GENERAL CONSTRUC | $1,250 / $620 / $630 | 035324405R |
| Unpaid balance Default DEFAULTED · DEFAULTED | 2018-06-15 | Police Department | OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS | ROCETE | $25 / $0 / $25 | 0198347820 |
| Unpaid balance HEARING COMPLETED · IN VIOLATION | 2018-05-15 | Dep - Bwso | FAILED TO SUBMIT AN ANNUAL TEST REPORT FOR A BACKFLOW PREVENTER | 138 BROADWAY ASSOCIATES L L C | $500 / $50 / $450 | 0600016506 |
| Unpaid balance HEARING COMPLETED · IN VIOLATION | 2008-01-02 | Dep - Bureau Of Env. Complianc | NOISE FROM CIRCULATION DEVICE IN EXCESS OF 42 DB(A) | 3395 ANDRES CORP | $560 / $560 / $168 | 000251880L |
| Unpaid balance HEARING COMPLETED · STIPULATED | 2005-08-11 | $1,070 / $1,070 / $321 | 000174400R | |||
| Hearing pending NEW ISSUANCE | 2026-10-23 | Sanitation Others | DIRTY SIDEWALK | 138 BROADWAY ASSOCIATES L L C | $50 / $0 / $50 | 046995436X |
| No balance due PAID IN FULL | 2026-10-09 | Sanitation Others | IMPROPER RECEPTACLE NON-RESIDENTIAL 1ST | DELI AND ORGANIC | $50 / $50 / $0 | 080150217Y |
| No balance due PAID IN FULL | 2026-10-07 | Sanitation Others | IMPROPER RECEPTACLE NON-RESIDENTIAL 1ST | NOVEDADES VARIETY STORE CORP | $50 / $100 / $-50 | 080113379Y |
Showing 12 of 661 records. The API and the source dataset have the full list.
Source: OATH Hearings Division Case Status — city dataset updated 2026-11-02; data as of 2026-11-02
HPD registration & contacts
Owners of most rental buildings must register with the Department of Housing Preservation and Development each year and list an owner and managing agent.
- HPD building ID
- 8021
- Last registered
- 2026-09-09
- Registration valid until
- 2027-09-01 CurrentRegistrations must be renewed every year.
| Role | Name | Company | Business city |
|---|---|---|---|
| Corporateowner | 138 BROADWAY ASSOCIATES LLC C/O | New York, Ny | |
| Sitemanager | Adriano Franca | ||
| Agent | James Vest | SDG MANAGEMENT CORP. | New York, Ny |
| Officer | Darin Goldstein | New York, Ny | |
| Headofficer | Stuart Goldstein | New York, Ny |
Source: HPD Multiple Dwelling Registrations — city dataset updated 2026-10-28; data as of 2026-11-02; HPD Registration Contacts — city dataset updated 2026-10-28; data as of 2026-11-02
HPD housing-code violations 6 open of 498
Violations HPD inspectors issued for conditions in residential buildings (heat, leaks, mold, pests, lead paint, etc.). Class letters show how serious: Class A – non-hazardous (HPD gives 90 days to correct); Class B – hazardous (30 days to correct); Class C – immediately hazardous (24 hours to correct for most conditions); Class I – information / order (e.g. orders to register, lead or other administrative orders). Open means HPD has not recorded the condition as corrected.
| Status | Class | Issued | Apt | Condition |
|---|---|---|---|---|
| Open Defect Letter Issued · 2019-11-05 | B | 2019-08-29 | 44 | § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... WEST WALL AND CEILING IN CLOSET ( APPROX. 12 SQ. FT ) IN THE PRIVATE HALLWAY LOCATED AT APT 44, 4th STORY, 1st APARTMENT FROM SOUTH AT WEST |
| Open Nov Sent Out · 2019-07-31 | A | 2019-07-31 | 31 | § 27-2013 ADM CODE PAINT WITH LIGHT COLORED PAINT TO THE SATISFACTION OF THIS DEPARTMENT AT CEILING, NORTH WALL, WEST WALL IN THE BATHROOM LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM NORTH AT EAST |
| Open Nov Sent Out · 2019-07-31 | A | 2019-07-31 | 31 | § 27-2005 ADM CODE PAINT METAL IN ACCORDANCE WITH DEPT. REGULATION AT 1st RISER FROM EAST AT SOUTH WALL IN THE BATHROOM LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM NORTH AT EAST |
| Open Nov Sent Out · 2019-07-31 | A | 2019-07-31 | 31 | § 27-2013 ADM CODE PAINT WITH LIGHT COLORED PAINT TO THE SATISFACTION OF THIS DEPARTMENT AT BASEBOARD AT NORTH WALL, NORTH WALL, 1st CLOSET FROM EAST AT SOUTH WALL DOOR, 1st CLOSET FROM EAST AT SOUTH WALL DOOR FRAME IN THE 2nd PRIVATE HALLWAY LOCATED AT APT 31 |
| Open Nov Sent Out · 2019-07-31 | A | 2019-07-31 | 31 | § 27-2013 ADM CODE PAINT WITH LIGHT COLORED PAINT TO THE SATISFACTION OF THIS DEPARTMENT ALL PEELING PAINT SURFACES IN THE FOYER , THE KITCHEN , THE 2nd ROOM FROM EAST AT SOUTH, THE 1st PRIVATE HALLWAY , THE 1st ROOM FROM EAST AT NORTH LOCATED AT APT 31, 3rd S |
| Open Nov Sent Out · 2019-07-31 | A | 2019-07-31 | 31 | § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE PAINT AND REGLAZED THE PORCELAIN FINISH AT BATHTUB IN THE BATHROOM LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM NORTH AT EAST |
| Closed Violation Dismissed · 2025-12-29 | B | 2025-09-11 | 26 | § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR CEILING IN THE KITCHEN LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Dismissed · 2025-12-29 | B | 2025-09-11 | 26 | § 27-2026, 2027 HMC: PROPERLY REPAIR THE SOURCE AND ABATE THE EVIDENCE OF A WATER LEAK ABOVE CEILING IN THE KITCHEN LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Dismissed · 2025-12-17 | C | 2025-09-11 | 26 | HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2025-09-10 | B | 2025-07-07 | 26 | § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR CEILING AND ALL WALLS IN THE BATHROOM LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Dismissed · 2025-09-29 | C | 2025-07-07 | 26 | § 27-2026, 2027 HMC: PROPERLY REPAIR THE SOURCE AND ABATE THE EVIDENCE OF A WATER LEAK AT CEILING IN THE KITCHEN LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Dismissed · 2025-09-29 | C | 2025-07-07 | 26 | § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR CEILING IN THE KITCHEN LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2025-09-10 | B | 2025-07-07 | 26 | § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR NORTH WALL IN THE PRIVATE HALLWAY LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2025-09-10 | B | 2025-07-07 | 26 | § 27-2026 ADM CODE REPLACE THE BROKEN OR DEFECTIVE WASH/BASIN IN THE BATHROOM LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2025-09-10 | B | 2025-07-07 | 26 | § 27-2046.1 HMC: REPAIR OR REPLACE THE CARBON MONOXIDE DETECTING DEVICE(S). DEFECTIVE IN THE ENTIRE APARTMENT LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2025-09-10 | B | 2025-07-07 | 26 | § 27-2045 ADM CODE REPAIR OR REPLACE THE SMOKE DETECTOR DEFECTIVE IN THE ENTIRE APARTMENT LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2025-09-10 | B | 2025-07-07 | 26 | § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR WEST AND NORTH WALLS IN THE BATHROOM LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2025-07-30 | C | 2025-07-07 | 26 | § 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE HINGES IN THE ENTRANCE LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2025-09-10 | B | 2025-07-07 | 26 | § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE ELECTRICAL OUTLET AT WEST WALL IN THE KITCHEN LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2025-09-10 | B | 2025-07-07 | 26 | § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CERAMIC FLOOR TILES IN THE BATHROOM LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
Showing 20 of 498 records — open violations are listed first; the API lists every one. The API and the source dataset have the full list.
Source: HPD Housing Maintenance Code Violations — city dataset updated 2026-11-02; data as of 2026-11-02
HPD complaints 52
Complaints tenants or others made to HPD (usually via 311) about housing conditions, from 2019 onward. A complaint is not a violation; HPD may inspect and issue one.
| Received | Status | Apt | Problem(s) | Outcome |
|---|---|---|---|---|
| 2026-09-21 | CLOSE | 62 | Electric – No Lighting | HPD called the telephone number on file for this complaint. Someone at that number indicated that the condition was corrected. The complaint has been closed. Please submit a new service request with |
| 2026-02-08 | CLOSE | 2 | Heat/Hot Water – Entire Building | The Department of Housing Preservation and Development was not able to gain access to your apartment or others in the building to inspect for a lack of heat or hot water. The complaint has been closed |
| 2025-11-06 | CLOSE | 46 | Paint/Plaster – Ceiling Water Leak – Damp Spot | HPD attempted to conduct an inspection in response to this complaint, but was unable to complete the inspection. Please submit a new service request with 311 if the condition still exists. For more in |
| 2025-10-14 | CLOSE | 26 | Plumbing – Basin/Sink | HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. |
| 2025-09-02 | CLOSE | 26 | Paint/Plaster – Wall General – Cabinet Door/Window – Door | The Department of Housing Preservation and Development was unable to access the rooms where the following conditions were reported. No violations were issued. The complaint has been closed. |
| 2025-07-01 | CLOSE | 26 | Paint/Plaster – Ceiling Flooring/Stairs – Floor Paint/Plaster – Wall | HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t |
| 2025-05-19 | CLOSE | 36 | Flooring/Stairs – Floor Paint/Plaster – Wall | HPD attempted to conduct an inspection in response to this complaint, but was unable to complete the inspection. Please submit a new service request with 311 if the condition still exists. For more in |
| 2025-05-05 | CLOSE | 46 | Paint/Plaster – Ceiling Paint/Plaster – Wall Water Leak – Slow Leak | HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t |
| 2025-01-23 | CLOSE | 42 | Heat/Hot Water – Apartment Only | HPD called the telephone number on file for this complaint. Someone at that number indicated that the condition was corrected. The complaint has been closed. Please submit a new service request with |
| 2025-01-06 | CLOSE | 46 | Unsanitary Condition – Mold Heat/Hot Water – Apartment Only Door/Window – Window Frame | HPD attempted to conduct an inspection in response to this complaint, but was unable to complete the inspection. Please submit a new service request with 311 if the condition still exists. For more in |
Showing 10 of 52 records. The API and the source dataset have the full list.
Source: HPD Housing Maintenance Code Complaints and Problems — city dataset updated 2026-11-02; data as of 2026-11-02
311 requests (last 12 months) 26
Recent 311 service requests the city geocoded to this lot: noise, illegal parking, heat, sanitation and more. Anyone can file them, so they describe activity at or near the address, not necessarily the building itself.
| Opened | Agency | Complaint | Status | Closed |
|---|---|---|---|---|
| 2026-10-31 | DOHMH | Rodent – Rat Sighting | In Progress | — |
| 2026-10-04 | DSNY | Residential Disposal Complaint – Bin Not Used | Closed | 2026-10-07 |
| 2026-10-04 | NYPD | Noise - Residential – Loud Talking | Closed | 2026-10-04 |
| 2026-10-02 | NYPD | Noise - Street/Sidewalk – Loud Talking | Closed | 2026-10-02 |
| 2026-09-30 | DOT | Street Condition – Pothole | Closed | 2026-10-01 |
| 2026-09-21 | HPD | ELECTRIC – NO LIGHTING | Closed | 2026-09-24 |
| 2026-09-20 | NYPD | Noise - Commercial – Loud Music/Party | Closed | 2026-09-20 |
| 2026-09-20 | NYPD | Noise - Street/Sidewalk – Loud Music/Party | Closed | 2026-09-20 |
| 2026-09-19 | NYPD | Noise - Commercial – Loud Music/Party | Closed | 2026-09-20 |
| 2026-09-12 | NYPD | Noise - Commercial – Loud Music/Party | Closed | 2026-09-12 |
Showing 10 of 26 records. The API and the source dataset have the full list.
Source: 311 Service Requests from 2020 to Present — city dataset updated 2026-11-02; data as of 2026-11-02
Nearby properties
On Broadway
- 3401 Broadway (12 open items)
- 3381 Broadway (60 open items)
- 3405 Broadway (73 open items)
- 3409 Broadway (119 open items)
- 3410 Broadway (38 open items)
- 3413 Broadway (73 open items)
- 3417 Broadway (90 open items)
- 3420 Broadway (45 open items)
- 3421 Broadway (20 open items)
- 3427 Broadway (301 open items)
Same tax block (2086)
- 600 Riverside Drive (27 open items)
- 609 West 137th Street (26 open items)
- 607 West 137th Street (37 open items)
- 605 West 137th Street (14 open items)
- 3381 Broadway (60 open items)
- 602 West 138th Street (two open items)
- 604 West 138th Street (16 open items)
- 610 West 138th Street
- 612 West 138th Street (23 open items)
- 616 West 138th Street (32 open items)
All properties on Broadway, Manhattan · All of Manhattan 10031 (Hamilton Heights-Sugar Hill)
Open-item counts as of October 31, 2026; each section lists its own dataset date. Machine-readable: JSON API · Markdown · Plain text · API & MCP docs