3420 Broadway, Manhattan, NY 10031
BBL 1020710001 (Borough 1, Block 2071, Lot 1) · BIN 1061726 · Last updated:
Also recorded in city data as: 571 W 139 St · 3424 Broadway · 3428 Broadway · 3420-3428 Broadway
Summary · as of October 31, 2026
3420 Broadway (Manhattan, NY 10031; tax lot BBL 1020710001) is a 36-unit elevator apartment building (building class D7: elevator apartments, semi-fireproof, with stores), built around 1910, on a 9,992 sq ft lot zoned R8. City tax records list the owner as COB 3420 BROADWAY LLC; per ACRIS, a deed to this owner dated February 20, 2014 lists a price of $12,099,756. The Department of Finance's final market value for tax year 2027 is $4,164,000. As of October 31, 2026, NYC Open Data shows 19 DOB jobs with a permit issued but no sign-off, one active DOB violation, two active ECB violations, three open HPD violations and 20 OATH tickets with an unpaid balance. There were 119 311 requests in the past 12 months and 79 HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)
- Owner of record
- COB 3420 BROADWAY LLC
- Building class
- D7 · Elevator apartments, semi-fireproof, with stores
- Year built · units
- 1910 · 36 res.
- Lot area · zoning
- 9,992 sq ft · R8
- Market value (DOF)
- $4,164,000 FY2027
- Last priced deed
- $12,099,756 · 2014-02-20
- BBL
- 1020710001
- BIN
- 1061726
- 19Open DOB jobs (permit issued, no sign-off)
- 1Active DOB violations
- 2Active ECB violations
- 3Open HPD violations
- 20OATH tickets with unpaid balance
How to cite: NYC Property Facts, “3420 Broadway, Manhattan, NY 10031 (BBL 1020710001)”, data as of 2026-10-31, https://nycpropertyfacts.com/ny/manhattan/3420-broadway-1020710001. Source: NYC Open Data.
Lot & building
Basic facts about the tax lot and building from the city’s PLUTO database.
- Owner (as listed by the city)
- COB 3420 BROADWAY LLCThe owner name on the city’s tax records. It can lag behind recent sales and is often an LLC.
- Building class
- D7 – Elevator apartments, semi-fireproof, with storesThe Department of Finance’s category for what kind of building this is.
- Land use
- Mixed residential & commercialCity Planning’s broad category of how the lot is used.
- Year built
- 1910Often an estimate for older buildings. Major alteration recorded: 1981.
- Floors
- 6
- Units
- 36 residential / 42 totalResidential units are apartments; total includes stores and offices.
- Buildings on lot
- 1
- Lot size
- 9,992 sq ft (99.92 ft × 100 ft)
- Building floor area
- 47,166 sq ft (incl. 5,000 sq ft commercial)
- Zoning
- R8, C1-4The zoning district sets what can be built and used here. Residential district; the overlay (C1/C2…) allows local retail on residential blocks.
- Built vs. allowed density (FAR)
- 4.72 built / 6.02 max residentialFloor Area Ratio = building floor area ÷ lot area. If built FAR is below the maximum, zoning may allow more floor area (other rules apply).
- Identifiers
- BBL 1020710001 (Borough 1, Block 2071, Lot 1) · BIN 1061726BBL identifies the tax lot; BIN identifies each building (from DOB/HPD/footprint records).
Agency lookups: DOB BIS · ZoLa (zoning map) · ACRIS
Source: PLUTO (Dept. of City Planning) — city dataset updated 2026-08-24; data as of 2026-11-02; Building Footprints — city dataset updated 2026-10-25; data as of 2026-11-01
Tax assessment
How the Department of Finance values this lot for property tax.
- Market value (tax year 2027, final roll)
- $4,164,000The Department of Finance’s estimate of value for tax purposes. It is not an appraisal and is often far from the sale price.
- Assessed value
- $1,873,800The portion of market value that taxes are calculated on (capped by law for small homes).
- Taxable value (final)
- $1,838,070Assessed value minus any exemptions.
- Tax class
- Tax class 2 – residential, 4+ units
| Tax year | Roll | Market value | Assessed value | Tax class |
|---|---|---|---|---|
| 2027 | Final | $4,164,000 | $1,873,800 | 2 |
| 2026 | Final | $4,293,000 | $1,931,850 | 2 |
| 2025 | Final | $3,810,000 | $1,714,500 | 2 |
Source: DOF Property Valuation and Assessment Data — city dataset updated 2026-09-14; data as of 2026-11-02
Sales & deed history 8
Deeds recorded with the City Register (ACRIS). A deed transfers ownership. A $0 or very low price usually means a transfer between related parties, an estate, or a refinance-related transfer, not a market sale. This is not a title search; mortgages, liens and other documents are not shown.
| Date | Type | Price | Seller (grantor) | Buyer (grantee) | Doc ID |
|---|---|---|---|---|---|
| 2014-02-20 | DEED | $12,099,756 | Bldg Oceanside Llc | Cob 3420 Broadway Llc | 2014030301158001 |
| 2004-12-31 | DEED | $0 / not stated | Ig Second Generation Partners, L.P. | Bldg Oceanside Llc | 2006021000859001 |
| 2000-07-01 | DEED | $0 / not stated | I Bldg Co. Inc. | Ig Second Generation Partners, L.P. | 2006020900577001 |
| 1994-12-16 | DEED | $0 / not stated | Dupont Associates, Inc. | I Bldg Co., Inc.; Ig Second Generatonpartners, L.P. | FT_1900008847390 |
| 1993-02-03 | DEED | $0 / not stated one deed covering 340 lots; price is for all of them | Commissioner/Finance | City Of New York | FT_1400000422840 |
| 1975-06-16 | DEED | $0 / not stated | Newport Associates Inc | Dupont Associates Inc | FT_1630008549863 |
| 1971-08-10 | DEED | $0 / not stated | Schlechter, Miriam Rtr; Schlechter, Louis Exec; Schlechter, Arthur D; Schlechter, Herbertd Tr | Newport Assoc Inc | FT_1140008492814 |
| 1971-08-10 | DEED | $0 / not stated | Ginsley, Bernard | Newport Assoc Inc | FT_1100008492810 |
Source: ACRIS Real Property Master — city dataset updated 2026-10-08; data as of 2026-11-02; ACRIS Real Property Legals — city dataset updated 2026-10-08; data as of 2026-11-02; ACRIS Real Property Parties — city dataset updated 2026-10-08; data as of 2026-11-02
DOB job filings 19 open of 35
A “job” is an application to the Department of Buildings to do construction work. A job marked Permitted, not signed off had a work permit issued but the city has no record of final sign-off (inspection/completion). Old jobs left in this state are common and appear in buyer and lender due diligence; the work may or may not have been done.
| Status | Job # | Type | Filed | Est. cost |
|---|---|---|---|---|
| Permitted, not signed off Permit Entire · 2026-07-08 | M01416221-S2 DOB NOW | Alteration | 2026-06-18 | $25,000 |
| Permitted, not signed off Permit Entire · 2026-07-02 | M01416221-I1 DOB NOW | Alteration | 2026-06-18 | $135,000 |
| Permitted, not signed off Permit Entire · 2026-07-02 | M01416221-S1 DOB NOW | Alteration | 2026-06-18 | $2,250 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2021-04-07 | 140896966 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2020-04-19 | $105,000 |
| Permitted, not signed off Permit Entire · 2022-11-22 | M00260841-I1 DOB NOW | Alteration | 2019-11-12 | $17,400 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2020-09-24 | 140876817 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2019-11-08 | $130,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2016-01-20 | 140449637 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2016-01-15 | $80,940 |
| Permitted, not signed off PERMIT ISSUED - PARTIAL JOB · 2009-05-13 | 104675754 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2007-02-14 | $48,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2006-11-27 | 104594173 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2006-11-13 | $6,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2006-10-16 | 104537583 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2006-08-23 | $39,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2006-06-15 | 103912027 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2004-08-25 | $3,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2004-04-07 | 103734470 BIS | A3 – Minor alteration (one type of work) | 2004-03-18 | $2,850 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2003-12-09 | 103603646 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2003-10-30 | $15,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2002-12-30 | 103315878 BIS | A3 – Minor alteration (one type of work) | 2002-11-15 | $2,000 |
| Permitted, not signed off PERMIT ISSUED - PARTIAL JOB · 2001-11-26 | 103001564 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2001-10-22 | $2,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2000-01-27 | 102456334 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 1999-09-29 | $14,000 |
| Permitted, not signed off PERMIT ISSUED - PARTIAL JOB · 1997-12-22 | 101677990 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 1997-12-03 | $1,800 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 1995-11-22 | 101152798 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 1995-11-13 | $1,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 1995-07-25 | 101095832 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 1995-07-11 | $48,000 |
| Not open Approved · 2020-12-27 | M00260841-P1 DOB NOW | Alteration | 2020-11-02 | $17,400 |
Showing 20 of 35 records. The API and the source dataset have the full list.
Source: DOB NOW: Build – Job Application Filings — city dataset updated 2026-11-01; data as of 2026-11-02; DOB Job Application Filings (BIS) — city dataset updated 2026-10-30; data as of 2026-10-31
Work permits 60
Individual permits issued under DOB jobs (one job can have several permits, e.g. plumbing and construction). Permit expiration alone does not mean the job was completed or signed off.
| Issued | Expires | Job # | Work | Permit status |
|---|---|---|---|---|
| 2026-07-08 | 2026-12-31 | M01416221-S2 DOB NOW | Mechanical Systems INSTALL NEW CHIMNEY LINER IN EXISTING MASONRY CHIMNEY AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | Permit Issued |
| 2026-07-02 | 2026-12-31 | M01416221-S1 DOB NOW | Plumbing RECONNECT TO EXISTING GAS PIPING FOR REPLACEMENT BOILER AND REINSTALLATION OF EXISTING GAS BURNER AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | Permit Issued |
| 2026-07-02 | 2026-12-31 | M01416221-I1 DOB NOW | Boiler Equipment REPLACE BOILER AND REINSTALL EXISTING GAS BURNER AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | Permit Issued |
| 2022-11-22 | 2023-11-22 | M00260841-I1 DOB NOW | Plumbing PLUMBING WORK FILED IN APARTMENT 23. PLUMBING WORK AS PER PLANS. GENERAL CONSTRUCTION FILED UNDER JOB #140876817. NO CHANGE IN USE, OCCUPANCY OR EGRESS. | Permit Issued |
| 2022-09-27 | 2023-01-28 | M00310940-I1 DOB NOW | Supported Scaffold INSTALLATION OF TEMPORARY 60' HIGH PIPE SCAFFOLD ORIGINATING (OFF SHED)FOR FACADE REPAIR WORK AS PER PLAN. NO CHANGE IN USE EGRESS OR OCCUPANCY,PIPE SCAFFOLD SH | Signed-off |
| 2022-02-03 | 2023-02-03 | 140844433 BIS | Plumbing / Plumbing | ISSUED (renewal) |
| 2021-04-07 | 2021-12-13 | 140896966 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2021-03-09 | 2022-03-09 | M00310940-I1 DOB NOW | Supported Scaffold INSTALLATION OF TEMPORARY 60' HIGH PIPE SCAFFOLD ORIGINATING (OFF SHED)FOR FACADE REPAIR WORK AS PER PLAN. NO CHANGE IN USE EGRESS OR OCCUPANCY,PIPE SCAFFOLD SH | Signed-off |
| 2021-03-04 | 2022-03-04 | M00245838-I1 DOB NOW | Sidewalk Shed ALTERATION TYPE 3 - CONSTRUCTION EQUIPMENT - SIDEWALK-SHED PROPOSED INSTALLATION OF HEAVY DUTY SIDEWALK SHED FOR REMEDIAL REPAIRS AS PER PLANS. NO CHANGE IN USE | Signed-off |
| 2020-10-22 | 2021-05-01 | M00260841-I1 DOB NOW | Plumbing PLUMBING WORK FILED IN APARTMENT 23. PLUMBING WORK AS PER PLANS. GENERAL CONSTRUCTION FILED UNDER JOB #140876817. NO CHANGE IN USE, OCCUPANCY OR EGRESS. | Permit Issued |
| 2020-09-24 | 2021-04-23 | 140876817 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2020-02-28 | 2021-02-28 | M00245838-I1 DOB NOW | Sidewalk Shed ALTERATION TYPE 3 - CONSTRUCTION EQUIPMENT - SIDEWALK-SHED PROPOSED INSTALLATION OF HEAVY DUTY SIDEWALK SHED FOR REMEDIAL REPAIRS AS PER PLANS. NO CHANGE IN USE | Signed-off |
Showing 12 of 60 records. The API and the source dataset have the full list.
Source: DOB NOW: Build – Approved Permits — city dataset updated 2026-11-02; data as of 2026-11-02; DOB Permit Issuance (BIS) — city dataset updated 2026-10-31; data as of 2026-10-31
DOB violations 1 active of 24
Violations issued by the Department of Buildings for building-code or zoning conditions. Active means DOB has not recorded the violation as resolved or dismissed. Many active DOB violations are old (e.g. elevator or boiler inspection paperwork).
| Status | Issued | Type | Description | Number |
|---|---|---|---|---|
| Active V-DOB VIOLATION - ACTIVE | 2021-04-29 | EGRADE-FAILURE TO POST ENERGY GRADE/SCORE NONE | FAILURE TO DISPLAY ENERGY EFFICIENCY SCORE AND ENERGY EFFICIENCY GRADE AS PER ADCODE SEC. 28-309.12.3 | V042921EGRADE2001415 |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2020-09-30 | AEUHAZ1-FAIL TO CERTIFY CLASS 1 NONE | FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION | V*093020AEUHAZ100113 |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2020-09-16 | AEUHAZ1-FAIL TO CERTIFY CLASS 1 NONE | FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION | V*091620AEUHAZ100111 |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2018-01-26 | ACC1-(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION ELEVATORREQUIRED | VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2016 CAT 1 INSP/TST | V*012618ACC104209 |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2017-02-24 | LBLVIO-LOW PRESSURE BOILER BOILER REQUIRED | VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2015 INSPECTION REPORT | V*022417LBLVIO00215 |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2016-11-08 | E-ELEVATOR ELEVATORREQUIRED | V*110816E9028/588342 | |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2012-10-01 | EVCAT1-ELEVATOR ANNUAL INSPECTION / TEST ELEVATORREQUIRED | VIOLATION ISSUED TO ELEVATOR-FAILURE TO FILE CATEGORY 1 2011 INSPECTION/TEST | V*100112EVCAT101668 |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2012-08-15 | ACC1-(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION ELEVATORREQUIRED | VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2010 CAT 1 INSP/TST | V*081512ACC100376 |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2012-04-03 | E-ELEVATOR ELEVATORREQUIRED | V*040312E9027/426475 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2011-01-25 | E-ELEVATOR ELEVATORREQUIRED | V*012511E9027/373102 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2010-04-15 | E-ELEVATOR ELEVATORREQUIRED | V*041510E9027/334021 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2009-01-20 | E-ELEVATOR ELEVATORREQUIRED | V*012009E9011/292523 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2006-10-24 | E-ELEVATOR ELEVATORREQUIRED | V*102406E9011/178045 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2003-07-02 | E-ELEVATOR ELEVATORREQUIRED | V*070203E9013/175856 | |
| Resolved/dismissed VW*-VIOLATION - WORK W/O PERMIT DISMISSED | 2001-07-19 | C-CONSTRUCTION OTHER OPTIONAL | VW*071901CB9GG01 |
Showing 15 of 24 records. The API and the source dataset have the full list.
Source: DOB Violations — city dataset updated 2026-11-02; data as of 2026-11-02
ECB violations (DOB) 2 active of 29
DOB violations that go to a hearing at OATH (formerly the Environmental Control Board) and can carry fines. Active or Resolved follows the DOB violation status field. The hearing status is about the hearing and its penalty: written off means the city stopped collecting the fine, not that the condition was corrected. A balance due is a fine the city says is unpaid.
| Status | Issued | Severity | What it was for | Penalty / paid / balance | ECB # |
|---|---|---|---|---|---|
| Resolved Hearing: WRITTEN OFF · Certification: CERTIFICATE ACCEPTED Written off refers to the penalty, not the violation. | 1994-06-13 | Non-Hazardous | 10I,03R. | $1,000 / $0 / $0 | 38042980R |
| Resolved Hearing: ADMIT/IN-VIO · Certification: CERTIFICATE ACCEPTED | 2014-12-08 | CLASS - 2 | 70Z09 | $530 / $530 / $0 | 38234177Y |
| Resolved Hearing: WRITTEN OFF · Certification: CERTIFICATE ACCEPTED Written off refers to the penalty, not the violation. | 1994-02-02 | Non-Hazardous | 15J1, 57Z9, 50Y14, 10Q3, 33O2, 33Q3, 33M7, 33I11, 33M12, 31Q3, 73M# | $0 / $0 / $0 | 38040755L |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 1995-03-22 | Non-Hazardous | 15J, 31M, 32M, 33O, 33M, 33Q, 33X, 40L, 46L, 49L, 50Y, 50Y, 75T. 31--32--COVERS. 33M-LADDER. 33Q-SKYLIGHT. 33X-LIGHT. | $100 / $100 / $0 | 38047796J |
| Resolved Hearing: CURED/IN-VIO · Certification: CURE ACCEPTED | 2007-02-21 | Non-Hazardous | FAILURE TO PROVIDE APPROVED PLANS @ PREMISES AT TIME OF INSPECTION : LOCATION 1ST FL STORE NORTH STORE UNDER APPLICATION # 104594173 ISSUED11/27/07 ( QUEQUSEN ) RESTAURANT REMEDY : STOP ALL WORK & PROVIDE | $0 / $0 / $0 | 34546474H |
| Resolved Hearing: DISMISSED · Certification: N/A - DISMISSED | 2004-08-24 | Non-Hazardous | WORK WITHOUT A PERMIT.WORK NOTED:CONSTRUCTED A CURB CUT AT NORTH SIDE OF WEST 139 STREET SIDEWALK ILLEGALLY WITHOUT A PERMIT FROM BUILDINGS DEPARTMENT.LOCATION:NORTH SIDE OF SIDEWALK AT 571 W 139 ST 14'-0" LONG | $0 / $0 / $0 | 34451430Y |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2019-07-25 | CLASS - 2 | FAILURE TO POST OR DISTRIBUTE TENANT PROTECTION PLAN. NOTE: DURING TIME OF INSPECTION, OBSERVED TENANT PROTECTION PLAN POSTED ON ENTRANCE DOOR ONLY AND NOT ON ANY OTHER FLOOR IN OCCUPIED BUILDING WHILE WORK IS | $1,250 / $1,250 / $0 | 39006380L |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2009-09-17 | CLASS - 1 | SEC. 3314.4.3. FAILURE TO PROVIDE SUPPORTED SCAFFOLD DAILY INSPECTION REPORT. NO DAILY INSPECTION REPORT AT SITE AT TIME OF INSPECTION FOR SUPPORTED SCAFFOLD. REMEDY: COMPLY W/CODE. | $1,600 / $1,600 / $0 | 34803895K |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2024-08-19 | CLASS - 2 | ATOI AT APT #55, 3 BEDROOM CLASS A APT OCCUPIED BY 6 ADULTS AND 2 CHILDREN WITH ONE BEDROOM RENTED OUT AS A B ROOM OCCUPIED BY 2 ADULTS AND 1 CHILD, DISCONTINUE ILLEGAL OCCUPANCY OR AMEND C OF O; RESTORE PREMIS | $1,250 / $1,327 / $0 | 39122397X |
| Resolved Hearing: DEFAULT · Certification: CERTIFICATE ACCEPTED | 2020-06-25 | CLASS - 1 | HOIST WAY LOCK MISALIGNED REPAIR. MACHINE BRAKE SWITCH DEFECTIVE REPAIR. COMMUNICATION DEFECTIVE REPAIR. | $3,125 / $3,837 / $0 | 39024530R |
| Resolved Hearing: STIPULATION/IN-VIO · Certification: CERTIFICATE ACCEPTED | 2019-07-25 | CLASS - 2 | FAILURE TO PROVIDE 72 HOUR NOTICE. NOTE: DURING TIME OF INSPECTION, CONTRACTOR STATED HE DID NOT KNOW HE NEEDED TO NOTIFY DEPARTMENT 72 HOURS PRIOR TO WORK BEGINNING. FAILED TO NOTIFY THE DEPARTMENT OF ANY WO | $1,250 / $1,250 / $0 | 39006381N |
| Resolved Hearing: DISMISSED · Certification: N/A - DISMISSED | 2000-03-09 | Non-Hazardous | OCCUPANCY CONTRARY TO THAT ALLOWED BY THE C OF OO OR BUILDING DEPARTMENT RECORDS. NOTED: ILLEGAL BEDROOM 1ST FLOOR COMMON SPACE HAS BEEN SET UP IN A ROOM BEHIND THE KITCHEN IN THE TITIANIC LOBSTER AND SHRIMP ST | $0 / $0 / $0 | 34243965Y |
| Resolved Hearing: CURED/IN-VIO · Certification: CURE ACCEPTED | 2009-09-17 | CLASS - 2 | WORK DOES NOT CONFORM TO APPROVED CONSTRUCTION DOCUMENTS AND/OR APPROVED AMENDMENTS. OUTRIGGER ON EXP 3, TIE BACKS ON PLAN CALL FOR 1/2" CABLE DOUBLE WRAPPED BULKHEAD EXTENDED TO OTHER BULKHEAD FOR TIE BACKS. | $0 / $0 / $0 | 34803894Z |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 2020-06-23 | CLASS - 1 | 42-M-07, 02-X-10. 42-M-07 NO DOOR LOCK MONITORING INSTALLED IN CONTROLLER AS MANDATED BY 3-10-12 OF APENDIX 3 OF 2014 OF NYC BUILDING CODE. REMEDY:-FIRE APPLICATION INSTALL 02-X+10 REPAIR OUTSIDE COMMUNICATION | $1,250 / $1,544 / $0 | 38273570M |
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 1998-01-13 | Non-Hazardous | 35P,36P,47H,57O,75U,15I,74O, 15-REPAIR BASEMENT SIN | $180 / $180 / $0 | 38066131Z |
Showing 15 of 29 records. The API and the source dataset have the full list.
Source: DOB ECB Violations — city dataset updated 2026-10-31; data as of 2026-11-02
OATH tickets (all agencies) 20 unpaid of 441
Summonses heard at the Office of Administrative Trials and Hearings, from agencies like Sanitation, Buildings, Fire and Health, linked to this lot’s block and lot. Default means the respondent did not appear at the hearing, which typically results in the maximum penalty. Tickets may be issued to tenants or businesses at the address, not just the owner. DOB ECB tickets appear here too.
| Status | Date | Agency | Charge | Respondent | Imposed / paid / balance | Ticket # |
|---|---|---|---|---|---|---|
| Unpaid balance DOCKETED · IN VIOLATION | 2026-04-09 | Sanitation Others | FAILURE TO BUNDLE NEWSPAPERS MAGAZINES CARDBOARD 9+ DWELLING UNITS | COB 3420 BROADWAY LLC | $100 / $0 / $100 | 049705928N |
| Unpaid balance DOCKETED · IN VIOLATION | 2026-03-25 | Dept Of Transportation | OP OF A S W CAFE RDWY CAFE W O A LICENSE REVOC CONSENT 1ST OFFENSE | PICANTE MEXICO BAR GRILL | $500 / $0 / $500 | 0221081740 |
| Unpaid balance Default DOCKETED · DEFAULTED | 2026-03-07 | Sanitation Police | POSTING OF SIGN PERMIT | VILLA LA MARAVILLA CORP | $50 / $0 / $50 | 049643852P |
| Unpaid balance Default DOCKETED · DEFAULTED | 2025-09-02 | Sanitation Others | IMPROPER RECEPTACLE NON-RESIDENTIAL 1ST | PICANTE | $300 / $0 / $300 | 049241750M |
| Unpaid balance Default DOCKETED · DEFAULTED | 2025-05-19 | Sanitation Others | POSTING OF SIGN PERMIT | SANAA CONVENIENCE | $50 / $0 / $50 | 049116306N |
| Unpaid balance Default DOCKETED · DEFAULTED | 2024-08-14 | Dept Of Transportation | OP OF A S W CAFE RDWY CAFE W O A LICENSE REVOC CONSENT 1ST OFFENSE | MARCAVILLA BILLIARDS BAR | $500 / $0 / $500 | 0219478582 |
| Unpaid balance Default DEFAULTED · DEFAULTED | 2023-10-05 | Dep - Bureau Of Env. Complianc | IDLING OF MOTOR VEHICLE ENGINE MORE THAN THREE MINUTES 1ST OFF | MICHAEL TRANSPORT LLC | $1,000 / $0 / $1,300 | 000813510X |
| Unpaid balance Default DEFAULTED · DEFAULTED | 2023-05-06 | Dep - Bureau Of Env. Complianc | MADE CAUSED PERMITTED MUSIC FROM COMM ESTAB OVER PERMITTED LEVELS-3RD | SOLO NOSOTROS LLC | $24,000 / $0 / $31,200 | 000600891J |
| Unpaid balance Default DOCKETED · DEFAULTED | 2023-02-20 | Dep - Bureau Of Env. Complianc | MADE CAUSED PERMITTED MUSIC FROM COMM ESTAB OVER PERMITTED LEVELS | SOLO NOSOTROS LLC | $8,000 / $0 / $10,400 | 000289062N |
| Unpaid balance Default DOCKETED · DEFAULTED | 2022-11-11 | Dep - Bureau Of Env. Complianc | MADE CAUSED PERMITTED MUSIC FROM COMM ESTAB OVER PERMITTED LEVELS | SOLO NOSOTROS LLC | $8,000 / $0 / $12,000 | 000288605X |
| Unpaid balance Default DOCKETED · DEFAULTED | 2022-10-15 | Dos - Enforcement Agents | STORAGE OF RECEPTACLES 1ST OCCURRENCE | BLUE MOON CONVENIENT STORE COR | $300 / $0 / $300 | 047590578M |
| Unpaid balance Default DOCKETED · DEFAULTED | 2022-09-09 | Dos - Enforcement Agents | STORAGE OF RECEPTACLES 1ST OCCURRENCE | BLUE MOON CONVENIENT STORE COR | $300 / $0 / $300 | 047590473X |
Showing 12 of 441 records. The API and the source dataset have the full list.
Source: OATH Hearings Division Case Status — city dataset updated 2026-11-02; data as of 2026-11-02
HPD registration & contacts
Owners of most rental buildings must register with the Department of Housing Preservation and Development each year and list an owner and managing agent.
- HPD building ID
- 8028
- Last registered
- 2025-09-11
- Registration valid until
- 2026-09-01 ExpiredRegistrations must be renewed every year.
| Role | Name | Company | Business city |
|---|---|---|---|
| Sitemanager | Ramses Capellan | ||
| Headofficer | Smajlje Srdanovic | New York, Ny | |
| Corporateowner | COB 3420 BROADWAY, LLC | New York, Ny | |
| Officer | Ramses Capellan | New York, Ny | |
| Agent | Ramses Capellan | STELLAR MANAGEMENT | New York, Ny |
Source: HPD Multiple Dwelling Registrations — city dataset updated 2026-10-28; data as of 2026-11-02; HPD Registration Contacts — city dataset updated 2026-10-28; data as of 2026-11-02
HPD housing-code violations 3 open of 279
Violations HPD inspectors issued for conditions in residential buildings (heat, leaks, mold, pests, lead paint, etc.). Class letters show how serious: Class A – non-hazardous (HPD gives 90 days to correct); Class B – hazardous (30 days to correct); Class C – immediately hazardous (24 hours to correct for most conditions); Class I – information / order (e.g. orders to register, lead or other administrative orders). Open means HPD has not recorded the condition as corrected.
| Status | Class | Issued | Apt | Condition |
|---|---|---|---|---|
| Open Nov Sent Out · 2026-09-23 | B | 2026-09-23 | 42 | § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE PRIVATE HALLWAY LOCATED AT APT 42, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST |
| Open Nov Sent Out · 2026-09-23 | B | 2026-09-23 | 42 | § 27-2026 ADM CODE REPAIR THE LEAKY AND/OR DEFECTIVE FAUCETS AT BATHTUB IN THE BATHROOM LOCATED AT APT 42, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST |
| Open Nov Sent Out · 2026-03-06 | C | 2026-03-06 | § 27-2033 ADM CODE PROVIDE READY ACCESS TO BUILDINGS HEATING SYSTEM DOOR LOCKED AT BASEMENT AT BOILER ROOM | |
| Closed Violation Dismissed · 2026-05-26 | C | 2026-03-09 | 2 | § 27-2029 ADM CODE PROVIDE AN ADEQUATE SUPPLY OF HEAT FOR THE APARTMENT IN THE ENTIRE APARTMENT LOCATED AT APT 2, 1st STORY, 2nd APARTMENT FROM SOUTH AT WEST |
| Closed Violation Dismissed · 2026-05-26 | C | 2026-03-09 | § 27-2033 ADM CODE PROVIDE READY ACCESS TO BUILDINGS HEATING SYSTEM DOOR LOCKED AT BASEMENT AT BOILER ROOM | |
| Closed Violation Closed · 2026-03-31 | C | 2026-03-09 | 1 | § 27-2031 ADM CODE PROVIDE HOT WATER AT ALL HOT WATER FIXTURES IN THE ENTIRE APARTMENT LOCATED AT APT 1, 1st STORY, 1st APARTMENT FROM SOUTH AT WEST |
| Closed Violation Dismissed · 2026-05-26 | C | 2026-03-09 | 1 | § 27-2029 ADM CODE PROVIDE AN ADEQUATE SUPPLY OF HEAT FOR THE APARTMENT IN THE ENTIRE APARTMENT LOCATED AT APT 1, 1st STORY, 1st APARTMENT FROM SOUTH AT WEST |
| Closed Violation Dismissed · 2026-05-26 | C | 2026-03-09 | 2 | § 27-2031 ADM CODE PROVIDE HOT WATER AT ALL HOT WATER FIXTURES IN THE ENTIRE APARTMENT LOCATED AT APT 2, 1st STORY, 2nd APARTMENT FROM SOUTH AT WEST |
| Closed Violation Closed · 2026-03-30 | C | 2026-03-06 | 24 | § 27-2029 ADM CODE PROVIDE AN ADEQUATE SUPPLY OF HEAT FOR THE APARTMENT IN THE ENTIRE APARTMENT LOCATED AT APT 24, 2nd STORY, 4th APARTMENT FROM SOUTH AT WEST |
| Closed Violation Closed · 2026-03-30 | C | 2026-03-06 | 26 | § 27-2031 ADM CODE PROVIDE HOT WATER AT ALL HOT WATER FIXTURES IN THE ENTIRE APARTMENT LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2026-03-30 | C | 2026-03-06 | 26 | § 27-2029 ADM CODE PROVIDE AN ADEQUATE SUPPLY OF HEAT FOR THE APARTMENT IN THE ENTIRE APARTMENT LOCATED AT APT 26, 2nd STORY, 2nd APARTMENT FROM NORTH AT EAST |
| Closed Violation Closed · 2026-03-30 | C | 2026-03-06 | 24 | § 27-2031 ADM CODE PROVIDE HOT WATER AT ALL HOT WATER FIXTURES IN THE ENTIRE APARTMENT LOCATED AT APT 24, 2nd STORY, 4th APARTMENT FROM SOUTH AT WEST |
| Closed Violation Dismissed · 2026-04-24 | B | 2026-01-21 | 66 | § 27-2005 ADM CODE REPAIR THE ROOF SO THAT IT WILL NOT LEAK OVER CEILING IN THE KITCHEN LOCATED AT APT 66, 6th STORY, 2nd APARTMENT FROM SOUTH AT WEST |
| Closed Violation Dismissed · 2026-04-24 | B | 2026-01-21 | 66 | § 27-2005 ADM CODE REPAIR THE ROOF SO THAT IT WILL NOT LEAK OVER CEILING IN THE FOYER LOCATED AT APT 66, 6th STORY, 2nd APARTMENT FROM SOUTH AT WEST |
| Closed Violation Dismissed · 2026-04-24 | B | 2026-01-21 | 66 | § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR SOUTH WALL IN THE KITCHEN LOCATED AT APT 66, 6th STORY, 2nd APARTMENT FROM SOUTH AT WEST |
| Closed Violation Dismissed · 2026-04-24 | B | 2026-01-21 | 66 | § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR WEST WALL IN THE FOYER LOCATED AT APT 66, 6th STORY, 2nd APARTMENT FROM SOUTH AT WEST |
| Closed Violation Dismissed · 2026-02-04 | C | 2025-11-20 | 41 | § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE DEFECTIVE RADIATOR SHUT-OFF KNOB AT WEST WALL IN THE 4th ROOM FROM EAST LOCATED AT APT 41, 4th STORY, 1st APARTMENT FROM SOUTH AT WEST |
| Closed Violation Dismissed · 2026-04-24 | A | 2025-11-20 | 41 | § 27-2013 ADM CODE PAINT WITH LIGHT COLORED PAINT TO THE SATISFACTION OF THIS DEPARTMENT ALL PEELING PAINT SURFACES IN THE 1st BATHROOM FROM EAST, THE 8th ROOM FROM EAST AT SOUTH, THE 4th ROOM FROM EAST, THE KITCHEN LOCATED AT APT 41, 4th STORY, 1st APARTMENT |
| Closed Violation Closed · 2025-09-15 | C | 2025-06-27 | 52 | HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 52, 5th STORY, 2nd APARTMENT FROM SOUTH AT WEST |
| Closed Violation Closed · 2025-09-15 | B | 2025-06-27 | 52 | § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE SPRING BALANCE AT 1ST WINDOW AT WEST WALL LOWER SASH FIRE ESCAPE IN THE 3rd ROOM FROM EAST AT SOUTH LOCATED AT APT 52, 5th STORY, 2nd APARTMENT FROM SOUTH AT WEST |
Showing 20 of 279 records — open violations are listed first; the API lists every one. The API and the source dataset have the full list.
Source: HPD Housing Maintenance Code Violations — city dataset updated 2026-11-02; data as of 2026-11-02
HPD complaints 79
Complaints tenants or others made to HPD (usually via 311) about housing conditions, from 2019 onward. A complaint is not a violation; HPD may inspect and issue one.
| Received | Status | Apt | Problem(s) | Outcome |
|---|---|---|---|---|
| 2026-11-01 | OPEN | BLDG | Heat/Hot Water – Entire Building | The following complaint conditions are still open. HPD has already attempted to notify the property owner that the condition exists; the tenant should provide access for the owner to make the repair. |
| 2026-10-19 | CLOSE | BLDG | Heat/Hot Water – Entire Building | HPD responded to a complaint of no heat or hot water in the building. An occupant of the building confirmed heat and hot water had been restored when the Inspector attempted to conduct the inspection |
| 2026-10-16 | CLOSE | BLDG | Safety – Fire Escape | HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. |
| 2026-10-11 | CLOSE | BLDG | Heat/Hot Water – Entire Building | HPD responded to a complaint of no heat or hot water. Heat was not required at the time of the inspection because the outside temperature was above 55° F; by law, violations can only be issued if the |
| 2026-09-21 | CLOSE | BLDG | Heat/Hot Water – Entire Building | HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. |
| 2026-04-21 | CLOSE | 41 | Heat/Hot Water – Entire Building | HPD responded to a complaint of no heat or hot water. Heat was not required at the time of the inspection because the outside temperature was above 55° F; by law, violations can only be issued if the |
| 2026-03-21 | CLOSE | BLDG | Heat/Hot Water – Entire Building | HPD responded to a complaint of no heat or hot water in the building. An occupant of the building confirmed heat and hot water had been restored when the Inspector attempted to conduct the inspection |
| 2026-03-07 | CLOSE | BLDG | Heat/Hot Water – Entire Building | More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in t |
| 2026-03-06 | CLOSE | BLDG | Heat/Hot Water – Entire Building | More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in t |
| 2026-03-06 | CLOSE | 24 | Heat/Hot Water – Apartment Only | More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.HPD called the telephone number on file for this complaint. Someone at that n |
Showing 10 of 79 records. The API and the source dataset have the full list.
Source: HPD Housing Maintenance Code Complaints and Problems — city dataset updated 2026-11-02; data as of 2026-11-02
311 requests (last 12 months) 119
Recent 311 service requests the city geocoded to this lot: noise, illegal parking, heat, sanitation and more. Anyone can file them, so they describe activity at or near the address, not necessarily the building itself.
| Opened | Agency | Complaint | Status | Closed |
|---|---|---|---|---|
| 2026-10-22 | DOB | Building/Use – No Certificate Of Occupancy/Illegal/Contrary To CO | Open | 2026-10-22 |
| 2026-10-22 | NYPD | Noise - Residential – Banging/Pounding | Closed | 2026-10-23 |
| 2026-10-19 | HPD | HEAT/HOT WATER – ENTIRE BUILDING | Closed | 2026-10-22 |
| 2026-10-17 | NYPD | Noise - Residential – Banging/Pounding | Closed | 2026-10-17 |
| 2026-10-17 | DEP | Noise – Construction | Closed | 2026-10-24 |
| 2026-10-16 | DOB | General Construction/Plumbing – Vent/Exhaust - Illegal/Improper | Assigned | 2026-10-20 |
| 2026-10-16 | DOB | Real Time Enforcement – Work Without A Permit - Occupied Multiple Dwelling | Closed | 2026-10-19 |
| 2026-10-16 | HPD | SAFETY – FIRE ESCAPE | Closed | 2026-10-22 |
| 2026-10-14 | DEP | Noise – Jackhammer | Closed | 2026-10-26 |
| 2026-10-12 | NYPD | Noise - Residential – Loud Music/Party | Closed | 2026-10-13 |
Showing 10 of 119 records. The API and the source dataset have the full list.
Source: 311 Service Requests from 2020 to Present — city dataset updated 2026-11-02; data as of 2026-11-02
Nearby properties
On Broadway
- 3421 Broadway (20 open items)
- 3417 Broadway (90 open items)
- 3413 Broadway (73 open items)
- 3427 Broadway (301 open items)
- 3410 Broadway (38 open items)
- 3430 Broadway (149 open items)
- 3409 Broadway (119 open items)
- 3405 Broadway (73 open items)
- 3401 Broadway (12 open items)
- 3440 Broadway (125 open items)
Same tax block (2071)
- 565 West 139th Street (65 open items)
- 563 West 139th Street (13 open items)
- 44 Hamilton Place (two open items)
- 51 Hamilton Place (29 open items)
- 519 West 139th Street (40 open items)
- 515 West 139th Street (14 open items)
- 511 West 139th Street (24 open items)
- 507 West 139th Street (169 open items)
- 503 West 139th Street (nine open items)
- 1606 Amsterdam Avenue (30 open items)
All properties on Broadway, Manhattan · All of Manhattan 10031 (Hamilton Heights-Sugar Hill)
Open-item counts as of October 31, 2026; each section lists its own dataset date. Machine-readable: JSON API · Markdown · Plain text · API & MCP docs