40-06 97th Street, Queens, NY 11368
BBL 4016050003 (Borough 4, Block 1605, Lot 3) · BIN 4040176 · Last updated:
Summary · as of November 5, 2026
40-06 97th Street (Queens, NY 11368; tax lot BBL 4016050003) is a 2-unit mixed-use building with apartments and ground-floor commercial space (building class S2: mixed-use: two-family home with one store or office), built around 1931, on a 2,385 sq ft lot zoned R6B. City tax records list the owner as CHAN, (AS TRUSTEE), LAWRENCE. The Department of Finance's final market value for tax year 2027 is $1,082,000. As of November 5, 2026, NYC Open Data shows two active DOB violations, four active ECB violations, 10 open HPD violations and three OATH tickets with an unpaid balance. There were three 311 requests in the past 12 months and no HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)
- Owner of record
- CHAN, (AS TRUSTEE), LAWRENCE
- Building class
- S2 · Mixed-use: two-family home with one store or office
- Year built · units
- 1931 · 2 res.
- Lot area · zoning
- 2,385 sq ft · R6B
- Market value (DOF)
- $1,082,000 FY2027
- Last priced deed
- —
- BBL
- 4016050003
- BIN
- 4040176
- 0Open DOB jobs (permit issued, no sign-off)
- 2Active DOB violations
- 4Active ECB violations
- 10Open HPD violations
- 3OATH tickets with unpaid balance
How to cite: NYC Property Facts, “40-06 97th Street, Queens, NY 11368 (BBL 4016050003)”, data as of 2026-11-05, https://nycpropertyfacts.com/ny/queens/40-06-97th-street-4016050003. Source: NYC Open Data.
Lot & building
Basic facts about the tax lot and building from the city’s PLUTO database.
- Owner (as listed by the city)
- CHAN, (AS TRUSTEE), LAWRENCEThe owner name on the city’s tax records. It can lag behind recent sales and is often an LLC.
- Building class
- S2 – Mixed-use: two-family home with one store or officeThe Department of Finance’s category for what kind of building this is.
- Land use
- Mixed residential & commercialCity Planning’s broad category of how the lot is used.
- Year built
- 1931Often an estimate for older buildings. Major alteration recorded: 2001.
- Floors
- 2.5
- Units
- 2 residential / 3 totalResidential units are apartments; total includes stores and offices.
- Buildings on lot
- 1
- Lot size
- 2,385 sq ft (25.02 ft × 95.31 ft)
- Building floor area
- 1,980 sq ft (incl. 495 sq ft commercial)
- Zoning
- R6B, C1-4The zoning district sets what can be built and used here. Residential district; the overlay (C1/C2…) allows local retail on residential blocks.
- Built vs. allowed density (FAR)
- 0.83 built / 2.00 max residentialFloor Area Ratio = building floor area ÷ lot area. If built FAR is below the maximum, zoning may allow more floor area (other rules apply).
- Identifiers
- BBL 4016050003 (Borough 4, Block 1605, Lot 3) · BIN 4040176BBL identifies the tax lot; BIN identifies each building (from DOB/HPD/footprint records).
Agency lookups: DOB BIS · ZoLa (zoning map) · ACRIS
Source: PLUTO (Dept. of City Planning) — city dataset updated 2026-08-24; data as of 2026-11-05; Building Footprints — city dataset updated 2026-10-25; data as of 2026-11-01
Tax assessment
How the Department of Finance values this lot for property tax.
- Market value (tax year 2027, final roll)
- $1,082,000The Department of Finance’s estimate of value for tax purposes. It is not an appraisal and is often far from the sale price.
- Assessed value
- $64,920The portion of market value that taxes are calculated on (capped by law for small homes).
- Taxable value (final)
- $44,064Assessed value minus any exemptions.
- Tax class
- Tax class 1 – 1–3 family homes (and some small mixed-use / vacant lots)
| Tax year | Roll | Market value | Assessed value | Tax class |
|---|---|---|---|---|
| 2027 | Final | $1,082,000 | $64,920 | 1 |
| 2026 | Final | $1,032,000 | $61,920 | 1 |
| 2025 | Final | $941,000 | $56,460 | 1 |
Source: DOF Property Valuation and Assessment Data — city dataset updated 2026-09-14; data as of 2026-11-05
Sales & deed history 4
Deeds recorded with the City Register (ACRIS). A deed transfers ownership. A $0 or very low price usually means a transfer between related parties, an estate, or a refinance-related transfer, not a market sale. This is not a title search; mortgages, liens and other documents are not shown.
| Date | Type | Price | Seller (grantor) | Buyer (grantee) | Doc ID |
|---|---|---|---|---|---|
| 2024-02-08 | DEED | $0 / not stated | Mariscal, Mee Ying Lin | Chan, (As Trustee), Steven; Chan, (As Trustee), Lawrence; Chan, (As Trustee), Kenny; Stella Y. Lin Irrevocable Trust | 2024030700197001 |
| 1986-12-04 | DEED | $0 / not stated | Reyes, Gerardo; Reyes, Mercedes | Mariscal, Mee Ying Lin | FT_4960002273696 |
| 1980-07-28 | DEED | $0 / not stated | Piccione Victoria | Gerardo Reyes; Mercedes Reyes | BK_8040127201554 |
| 1968-05-03 | DEED | $0 / not stated | Pellerito Jack | Victoria Piccione | BK_6840071900359 |
Source: ACRIS Real Property Master — city dataset updated 2026-10-08; data as of 2026-11-05; ACRIS Real Property Legals — city dataset updated 2026-10-08; data as of 2026-11-05; ACRIS Real Property Parties — city dataset updated 2026-10-08; data as of 2026-11-05
DOB job filings 0 open of 1
A “job” is an application to the Department of Buildings to do construction work. A job marked Permitted, not signed off had a work permit issued but the city has no record of final sign-off (inspection/completion). Old jobs left in this state are common and appear in buyer and lender due diligence; the work may or may not have been done.
| Status | Job # | Type | Filed | Est. cost |
|---|---|---|---|---|
| Not open PLAN EXAM - APPROVED · 2005-04-22 | 402124713 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2005-04-22 | $15,000 |
Source: DOB NOW: Build – Job Application Filings — city dataset updated 2026-11-01; data as of 2026-11-05; DOB Job Application Filings (BIS) — city dataset updated 2026-11-04; data as of 2026-11-05
Work permits 0
Individual permits issued under DOB jobs (one job can have several permits, e.g. plumbing and construction). Permit expiration alone does not mean the job was completed or signed off.
No records found in this dataset for this lot.
Source: DOB NOW: Build – Approved Permits — city dataset updated 2026-11-02; data as of 2026-11-05; DOB Permit Issuance (BIS) — city dataset updated 2026-10-31; data as of 2026-10-31
DOB violations 2 active of 2
Violations issued by the Department of Buildings for building-code or zoning conditions. Active means DOB has not recorded the violation as resolved or dismissed. Many active DOB violations are old (e.g. elevator or boiler inspection paperwork).
| Status | Issued | Type | Description | Number |
|---|---|---|---|---|
| Active VW-VIOLATION WORK WITHOUT PERMIT - ACTIVE | 2002-03-01 | C-CONSTRUCTION OTHER OPTIONAL | VW030102CZSTF01PM | |
| Active VW-VIOLATION WORK WITHOUT PERMIT - ACTIVE | 2001-02-09 | C-CONSTRUCTION OTHER OPTIONAL | VW020901C04JM03 |
Source: DOB Violations — city dataset updated 2026-11-02; data as of 2026-11-05
ECB violations (DOB) 4 active of 7
DOB violations that go to a hearing at OATH (formerly the Environmental Control Board) and can carry fines. Active or Resolved follows the DOB violation status field. The hearing status is about the hearing and its penalty: written off means the city stopped collecting the fine, not that the condition was corrected. A balance due is a fine the city says is unpaid.
| Status | Issued | Severity | What it was for | Penalty / paid / balance | ECB # |
|---|---|---|---|---|---|
| Active Hearing: ADMIT/IN-VIO | 2022-03-10 | CLASS - 2 | WORK W/O PERMIT ILLEGAL WORK NOTED@1FL STORE PARTITION ERECTED TO CLOSE DOOR LEADING TO 2FL STAIRCASE HALLWAY CREATING QUARTER FOR MASSAGE TABLE@EXP1 (FRONT STORE) FULL HIGH WOOD PARTITIONS ERECTED TO CREATE EX | $1,280 / $1,280 / $0 | 35592466L |
| Resolved Hearing: DISMISSED · Certification: N/A - DISMISSED | 1998-01-16 | Hazardous | OCCUPANCY CONTRARY TO THAT ALLOWED BY THE BUILDING DEPARTMENT RECORD ILLEGAL OCCUPANCY NOTED: LEGAL ATTIC FOR STORAGE NOW OCCUPIED 4 S.R.O WITH COMMON KITCHEN AND BATHROOM. REMEDY: DISCONTINUE ILLEGAL OCCUPANCY | $0 / $0 / $0 | 34169155J |
| Active Hearing: WRITTEN OFF Written off refers to the penalty, not the violation. | 1998-01-16 | Non-Hazardous | RESIDENCE ALTERED FOR OCCUPANCY AS A DWELLING FOR MORE THAN HE LEGALLY APPROVED # OF FAMILIES DEPT. OF BUILDING RECORDS INDICATE THAT RESIDENCE IS LEGALLY APPROVED FOR OCCUPANCY BY TWO FAMILIES RESIDENCE IS NOW | $800 / $0 / $0 | 34169156L |
| Active Hearing: ADMIT/IN-VIO | 2022-03-10 | CLASS - 2 | UNLIC PHYS TREATMENT ESTB PROHIBITED USE PER ZR12-10.OP IN R6B/C1-04 ZONING DIST.@1FL LEVEL DOING BIZ AS MASSAGE PARLOR NOTED:INDIVIDUAL NOTLIC BY NYS AS HEALTHCARE PROFESSIONAL OR UNDER SUPERVISION OF NYC AS H | $1,280 / $1,280 / $0 | 35592465J |
| Active Hearing: WRITTEN OFF Written off refers to the penalty, not the violation. | 1998-01-24 | Hazardous | RESIDENCE ALTERED FOR OCCUPANCY AS A DWELLING FOR MORE THAN THE LEGALLAPPROVED NUMBER OF FAMILIES. LEGAL TWO ALTERED FOR FOUR FAMILILES WITHSTORE. WORK AT CELLAR LEVEL 3 ROOMS FULL BATH KITCHEN PARTITIONS | $800 / $0 / $0 | 34170192R |
| Resolved Hearing: WRITTEN OFF · Certification: CERTIFICATE ACCEPTED Written off refers to the penalty, not the violation. | 2005-01-21 | Hazardous | RESIDENCE ALTERED FOR OCCUPANCY AS A DWELLING FOR MORE THAN THE LEGALLY APPROVED # OF FAMILIES.DEPT OF BUILDING RECORD INDICATE PREMISES TO BE LEGALLY APPROVED FOR A 2 FAMILY WITH STORE.NOW PREMISES CONVERTED T | $7,550 / $0 / $0 | 34464675P |
| Resolved Hearing: DISMISSED · Certification: N/A - DISMISSED | 2001-02-09 | Hazardous | WORK WITHOUT PERMIT. AT CELLAR LEVEL ERECTED FULL HEIGHT PARTITIONS CREATING 3 PC BATHROOM WITH SHOWER STALL,ROOMS & UN-CAPPED GAS LINE,WATER LINE WASTE LINE IN FORMER KITCHEN AREA.REMEDY:OBTAIN PERMIT OR RESTO | $0 / $0 / $0 | 34272038X |
Source: DOB ECB Violations — city dataset updated 2026-10-31; data as of 2026-11-05
OATH tickets (all agencies) 3 unpaid of 33
Summonses heard at the Office of Administrative Trials and Hearings, from agencies like Sanitation, Buildings, Fire and Health, linked to this lot’s block and lot. Default means the respondent did not appear at the hearing, which typically results in the maximum penalty. Tickets may be issued to tenants or businesses at the address, not just the owner. DOB ECB tickets appear here too.
| Status | Date | Agency | Charge | Respondent | Imposed / paid / balance | Ticket # |
|---|---|---|---|---|---|---|
| Unpaid balance Default DEFAULTED · DEFAULTED | 2024-01-11 | Police Department | OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS | GUILLERMO ESCOBAR | $25 / $0 / $25 | 0217987368 |
| Unpaid balance Default DEFAULTED · DEFAULTED | 2022-10-31 | Police Department | OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS | VAZQUEZ | $25 / $0 / $25 | 0207824798 |
| Unpaid balance Default DEFAULTED · DEFAULTED | 2022-05-08 | Police Department | OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS | SANCHEZ | $25 / $0 / $25 | 0209568224 |
| Hearing pending NEW ISSUANCE | 2026-10-15 | Sanitation Others | IMPROPER RECEPTACLE FAILURE TO CONTAINERIZE - RESIDENTIAL 1ST | CHAN AS TRUSTEE LAWRENCE | $50 / $0 / $50 | 080168256M |
| Hearing pending NEW ISSUANCE | 2026-09-19 | Police Department | OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS | TORRES LEAL | $25 / $0 / $25 | 0221694844 |
| No balance due PAID IN FULL · ADMIT IN-VIO | 2022-03-10 | Dept. Of Buildings | ILLEGAL USE IN A COMMERCIAL DISTRICT | MEE YING LIM MARISCAL | $1,280 / $1,280 / $0 | 035592465J |
| No balance due PAID IN FULL · ADMIT IN-VIO | 2022-03-10 | Dept. Of Buildings | WORK WITHOUT A PERMIT | MEE YING LIM MARISCAL | $1,280 / $1,280 / $0 | 035592466L |
| No balance due HEARING COMPLETED · DISMISSED | 2020-08-03 | Sanitation Others | DIRTY SIDEWALK DIRTY AREA | ALMONTE | $0 / $0 / $0 | 0211394738 |
| No balance due Default PAID IN FULL · DEFAULTED | 2020-02-11 | Sanitation Others | FAILURE TO CLEAN 18 INCHES INTO STREET | MARISCAL | $300 / $100 / $0 | 0210251214 |
| No balance due Default PAID IN FULL · DEFAULTED | 2019-11-21 | Dos - Enforcement Agents | NON-RECYC LEFT IN RECYC CONTAINER FOR COLLECTION 1TO8 DWELLING UNITS | MARISCAL | $25 / $25 / $0 | 046471353N |
| No balance due PAID IN FULL | 2019-01-03 | Sanitation Others | FAILURE TO CLEAN 18 INCHES INTO STREET | MARISCAL MEE | $100 / $100 / $0 | 0205700000 |
| No balance due Default PAID IN FULL · DEFAULTED | 2018-11-15 | Sanitation Others | FAILURE TO CLEAN 18 INCHES INTO STREET | MARISCAL | $300 / $100 / $0 | 0205471889 |
Showing 12 of 33 records. The API and the source dataset have the full list.
Source: OATH Hearings Division Case Status — city dataset updated 2026-11-02; data as of 2026-11-05
HPD registration & contacts
Owners of most rental buildings must register with the Department of Housing Preservation and Development each year and list an owner and managing agent.
No HPD registration found. Registration is required for buildings with 3 or more apartments (and for 1–2 family homes where neither the owner nor family lives there).
Source: HPD Multiple Dwelling Registrations — city dataset updated 2026-11-04; data as of 2026-11-05; HPD Registration Contacts — city dataset updated 2026-11-04; data as of 2026-11-05
HPD housing-code violations 10 open of 10
Violations HPD inspectors issued for conditions in residential buildings (heat, leaks, mold, pests, lead paint, etc.). Class letters show how serious: Class A – non-hazardous (HPD gives 90 days to correct); Class B – hazardous (30 days to correct); Class C – immediately hazardous (24 hours to correct for most conditions); Class I – information / order (e.g. orders to register, lead or other administrative orders). Open means HPD has not recorded the condition as corrected.
| Status | Class | Issued | Apt | Condition |
|---|---|---|---|---|
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2005 ADMIN. CODE: PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CERAMIC WALL TILES IN THE BATHROOM LOCATED AT APT 2, 2nd STORY |
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2026 ADMIN. CODE: REPAIR BY CLOSING SO AS TO BE GAS TIGHT ALL OPENINGS IN THE WASTE LINE AT KITCHEN SINK IN THE KITCHEN LOCATED AT APT 2, 2nd STORY |
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2005 ADMIN. CODE: REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN UNIFORM COLOR WALLS AND CEILINGS ALL ROOMS AND HALLWAY IN THE ENTIRE APARTMENT LOCATED AT APT 2, 2nd STORY |
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2005 ADMIN. CODE: ABATE THE NUISANCE CONSISTING OF CONCEALED WATER LEAK AT CEILING IN THE BATHROOM LOCATED AT APT 2, 2nd STORY |
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2005 ADMIN. CODE: REPLACE WITH NEW THE MISSING CAULKING AROUND SHOWER ENCLOSER AT BATHTUB IN THE BATHROOM LOCATED AT APT 2, 2nd STORY |
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2005 ADMIN. CODE: REPLACE WITH NEW THE BROKEN OR DEFECTIVE COUNTER TOP IN THE KITCHEN LOCATED AT APT 2, 2nd STORY |
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2005 ADMIN. CODE: PROPERLY REPAIR THE BROKEN OR DEFECTIVE LOWER WINDOW SASH ALL ROOMS IN THE ENTIRE APARTMENT LOCATED AT APT 2, 2nd STORY |
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2005 ADMIN. CODE: PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE VINYLE TILE FLOOR IN THE KITCHEN LOCATED AT APT 2, 2nd STORY |
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2026 ADMIN. CODE: REPAIR THE LEAKY AND/OR DEFECTIVE FAUCETS WASHBASIN IN THE BATHROOM LOCATED AT APT 2, 2nd STORY |
| Open Nov Sent Out · 2009-08-04 | B | 2009-08-04 | 2 | SECTION 27-2005 ADMIN. CODE: PROPERLY REPAIR THE BROKEN OR DEFECTIVE OVEN AT GAS RANGE IN THE KITCHEN LOCATED AT APT 2, 2nd STORY |
Source: HPD Housing Maintenance Code Violations — city dataset updated 2026-11-05; data as of 2026-11-05
HPD complaints 0
Complaints tenants or others made to HPD (usually via 311) about housing conditions, from 2019 onward. A complaint is not a violation; HPD may inspect and issue one.
No records found in this dataset for this lot.
Source: HPD Housing Maintenance Code Complaints and Problems — city dataset updated 2026-11-05; data as of 2026-11-05
311 requests (last 12 months) 3
Recent 311 service requests the city geocoded to this lot: noise, illegal parking, heat, sanitation and more. Anyone can file them, so they describe activity at or near the address, not necessarily the building itself.
| Opened | Agency | Complaint | Status | Closed |
|---|---|---|---|---|
| 2026-10-26 | NYPD | Abandoned Vehicle – With License Plate | Closed | 2026-10-27 |
| 2026-08-24 | NYPD | Illegal Parking – Parking Permit Improper Use | Closed | 2026-08-25 |
| 2026-04-19 | NYPD | Illegal Parking – Commercial Overnight Parking | Closed | 2026-04-19 |
Source: 311 Service Requests from 2020 to Present — city dataset updated 2026-11-05; data as of 2026-11-05
Nearby properties
On 97 St
- 4055a 97th Street (one open item)
- 15743 97th Street
- 22-11 97th Street (one open item)
- 22-15 97th Street (five open items)
- 22-17 97th Street
- 22-20 97th Street (one open item)
- 22-21 97th Street (two open items)
- 22-22 97th Street (one open item)
- 22-25 97th Street (one open item)
- 22-27 97th Street
Same tax block (1605)
- 96-12 Roosevelt Avenue (44 open items)
- 40-04 97th Street (27 open items)
- 40-10 97th Street (14 open items)
- 40-14 97th Street (21 open items)
- 96-19 40th Road (one open item)
- 96-11 40th Road (six open items)
- 96-09 40th Road (one open item)
- 96-10 40th Road
- 96-14 40th Road
- 96-18 40th Road (15 open items)
All properties on 97 St, Queens · All of Queens 11368 (Corona)
Open-item counts as of November 5, 2026; each section lists its own dataset date. Machine-readable: JSON API · Markdown · Plain text · API & MCP docs