407 Broadway, Manhattan, NY 10013
BBL 1001940038 (Borough 1, Block 194, Lot 38) · BIN 1002308 · Last updated:
Also recorded in city data as: 407 Bway
Summary · as of October 31, 2026
407 Broadway (Manhattan, NY 10013; tax lot BBL 1001940038) is a store building (building class K7: store building (subtype K7)), built around 1927, on a 5,475 sq ft lot zoned C6-2A. City tax records list the owner as 407 BROAD/CANAL. The Department of Finance's final market value for tax year 2027 is $11,638,000. As of October 31, 2026, NYC Open Data shows five DOB jobs with a permit issued but no sign-off, one active DOB violation and seven OATH tickets with an unpaid balance. There were 15 311 requests in the past 12 months and no HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)
- Owner of record
- 407 BROAD/CANAL
- Building class
- K7 · Store building
- Year built · units
- 1927 · 0 res.
- Lot area · zoning
- 5,475 sq ft · C6-2A
- Market value (DOF)
- $11,638,000 FY2027
- Last priced deed
- —
- BBL
- 1001940038
- BIN
- 1002308
- 5Open DOB jobs (permit issued, no sign-off)
- 1Active DOB violations
- 0Active ECB violations
- 0Open HPD violations
- 7OATH tickets with unpaid balance
How to cite: NYC Property Facts, “407 Broadway, Manhattan, NY 10013 (BBL 1001940038)”, data as of 2026-10-31, https://nycpropertyfacts.com/ny/manhattan/407-broadway-1001940038. Source: NYC Open Data.
Lot & building
Basic facts about the tax lot and building from the city’s PLUTO database.
- Owner (as listed by the city)
- 407 BROAD/CANALThe owner name on the city’s tax records. It can lag behind recent sales and is often an LLC.
- Building class
- K7 – Store building (subtype K7)The Department of Finance’s category for what kind of building this is.
- Land use
- Commercial & officeCity Planning’s broad category of how the lot is used.
- Year built
- 1927Often an estimate for older buildings.
- Floors
- 2
- Units
- 0 residential / 1 totalResidential units are apartments; total includes stores and offices.
- Buildings on lot
- 1
- Lot size
- 5,475 sq ft (52.5 ft × 103.25 ft)
- Building floor area
- 15,914 sq ft (incl. 15,914 sq ft commercial)
- Zoning
- C6-2A, TMUThe zoning district sets what can be built and used here. Commercial district.
- Built vs. allowed density (FAR)
- 2.91 built / 6.02 max residentialFloor Area Ratio = building floor area ÷ lot area. If built FAR is below the maximum, zoning may allow more floor area (other rules apply).
- Historic district
- Tribeca East Historic DistrictExterior changes in a historic district need Landmarks Preservation Commission approval.
- Identifiers
- BBL 1001940038 (Borough 1, Block 194, Lot 38) · BIN 1002308BBL identifies the tax lot; BIN identifies each building (from DOB/HPD/footprint records).
Agency lookups: DOB BIS · ZoLa (zoning map) · ACRIS
Source: PLUTO (Dept. of City Planning) — city dataset updated 2026-08-24; data as of 2026-11-02; Building Footprints — city dataset updated 2026-10-25; data as of 2026-11-01
Tax assessment
How the Department of Finance values this lot for property tax.
- Market value (tax year 2027, final roll)
- $11,638,000The Department of Finance’s estimate of value for tax purposes. It is not an appraisal and is often far from the sale price.
- Assessed value
- $5,237,100The portion of market value that taxes are calculated on (capped by law for small homes).
- Taxable value (final)
- $4,977,000Assessed value minus any exemptions.
- Tax class
- Tax class 4 – commercial / industrial
| Tax year | Roll | Market value | Assessed value | Tax class |
|---|---|---|---|---|
| 2027 | Final | $11,638,000 | $5,237,100 | 4 |
| 2026 | Final | $11,600,000 | $5,220,000 | 4 |
| 2025 | Final | $11,377,000 | $5,119,650 | 4 |
Source: DOF Property Valuation and Assessment Data — city dataset updated 2026-09-14; data as of 2026-11-02
Sales & deed history 1
Deeds recorded with the City Register (ACRIS). A deed transfers ownership. A $0 or very low price usually means a transfer between related parties, an estate, or a refinance-related transfer, not a market sale. This is not a title search; mortgages, liens and other documents are not shown.
| Date | Type | Price | Seller (grantor) | Buyer (grantee) | Doc ID |
|---|---|---|---|---|---|
| 2001-03-05 | DEED | $0 / not stated | Chase Manhattan Bank | 407 Broad/Canal Llc | FT_1890007603389 |
Source: ACRIS Real Property Master — city dataset updated 2026-10-08; data as of 2026-11-02; ACRIS Real Property Legals — city dataset updated 2026-10-08; data as of 2026-11-02; ACRIS Real Property Parties — city dataset updated 2026-10-08; data as of 2026-11-02
DOB job filings 5 open of 13
A “job” is an application to the Department of Buildings to do construction work. A job marked Permitted, not signed off had a work permit issued but the city has no record of final sign-off (inspection/completion). Old jobs left in this state are common and appear in buyer and lender due diligence; the work may or may not have been done.
| Status | Job # | Type | Filed | Est. cost |
|---|---|---|---|---|
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2006-04-27 | 104401899 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2006-04-07 | $50,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2006-04-17 | 104397779 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2006-04-05 | $300,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2006-04-05 | 104396057 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2006-04-04 | $100,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 2006-06-06 | 104382892 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2006-03-21 | $75,000 |
| Permitted, not signed off PERMIT ISSUED - ENTIRE JOB/WORK · 1999-06-09 | 102047161 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 1999-04-15 | $70,000 |
| Not open Approved · 2026-09-18 | M01442886-I1 DOB NOW | Alteration | 2026-09-02 | $103,500 |
| Not open SIGNED OFF · 2013-06-12 | 121180694 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2012-08-21 | $95,500 |
| Not open SIGNED OFF · 2003-08-19 | 103493257 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2003-06-24 | $84,000 |
| Not open SIGNED OFF · 2003-05-29 | 102521488 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 2001-04-06 | $10,000 |
| Not open PLAN EXAM - DISAPPROVED · 1999-06-16 | 102047198 BIS | A1 – Major alteration (changes use, egress or occupancy) | 1999-04-15 | $1,000 |
| Not open SIGNED OFF · 2004-04-30 | 101536722 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 1997-05-22 | — |
| Not open PLAN EXAM - DISAPPROVED · 1997-04-07 | 101519929 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 1997-04-02 | $10,000 |
| Not open PLAN EXAM - DISAPPROVED · 1996-10-15 | 101441003 BIS | A2 – Alteration with multiple work types (no change to use/occupancy) | 1996-10-11 | $20,000 |
Source: DOB NOW: Build – Job Application Filings — city dataset updated 2026-11-01; data as of 2026-11-02; DOB Job Application Filings (BIS) — city dataset updated 2026-10-30; data as of 2026-10-31
Work permits 20
Individual permits issued under DOB jobs (one job can have several permits, e.g. plumbing and construction). Permit expiration alone does not mean the job was completed or signed off.
| Issued | Expires | Job # | Work | Permit status |
|---|---|---|---|---|
| 2012-10-04 | 2013-02-23 | 121180694 BIS | Equipment work / Mechanical/HVAC | ISSUED (initial) |
| 2012-10-04 | 2013-02-23 | 121180694 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2006-06-06 | 2007-06-06 | 104382892 BIS | Plumbing / Plumbing | ISSUED (initial) |
| 2006-04-17 | 2007-04-17 | 104397779 BIS | Plumbing / Plumbing | ISSUED (initial) |
| 2006-04-13 | 2006-10-01 | 104397779 BIS | Equipment work / Mechanical/HVAC | ISSUED (initial) |
| 2006-04-13 | 2006-10-01 | 104397779 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2006-04-13 | 2006-10-01 | 104397779 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2006-04-05 | 2006-10-01 | 104396057 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2006-04-05 | 2006-10-01 | 104396057 BIS | Construction equipment (scaffold, fence, shed) / Construction equipment | ISSUED (initial) |
| 2006-04-04 | 2006-10-01 | 104382892 BIS | Equipment work / Mechanical/HVAC | ISSUED (initial) |
| 2006-04-04 | 2006-10-01 | 104382892 BIS | Equipment work / Other / general construction | ISSUED (initial) |
| 2003-08-12 | 2004-03-01 | 103493257 BIS | Equipment work / Mechanical/HVAC | ISSUED (initial) |
Showing 12 of 20 records. The API and the source dataset have the full list.
Source: DOB NOW: Build – Approved Permits — city dataset updated 2026-11-02; data as of 2026-11-02; DOB Permit Issuance (BIS) — city dataset updated 2026-10-31; data as of 2026-10-31
DOB violations 1 active of 35
Violations issued by the Department of Buildings for building-code or zoning conditions. Active means DOB has not recorded the violation as resolved or dismissed. Many active DOB violations are old (e.g. elevator or boiler inspection paperwork).
| Status | Issued | Type | Description | Number |
|---|---|---|---|---|
| Active V-DOB VIOLATION - ACTIVE | 2020-03-26 | E-ELEVATOR ELEVATORREQUIRED | V032620E9027/675691 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2019-03-29 | E-ELEVATOR ELEVATORREQUIRED | V*032919E9027/648294 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2018-03-19 | E-ELEVATOR ELEVATORREQUIRED | CEASE USE | V*031918E9027H621756 |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2016-12-01 | EVCAT1-ELEVATOR ANNUAL INSPECTION / TEST ELEVATORREQUIRED | VIOLATION ISSUED TO ELEVATOR-FAILURE TO FILE CATEGORY 1 2015 INSPECTION/TEST | V*120116EVCAT100163 |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2016-11-10 | E-ELEVATOR ELEVATORREQUIRED | V*111016E9027/589586 | |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2015-03-03 | LBLVIO-LOW PRESSURE BOILER BOILER REQUIRED | VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2013 INSPECTION REPORT | V*030315LBLVIO00705 |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2015-02-25 | E-ELEVATOR ELEVATORREQUIRED | V*022515E9028/533795 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2012-10-17 | E-ELEVATOR ELEVATORREQUIRED | V*101712E9028/451195 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2011-12-28 | E-ELEVATOR ELEVATORREQUIRED | V*122811E9028/409613 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2010-10-25 | E-ELEVATOR ELEVATORREQUIRED | V*102510E9028/359713 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2010-03-01 | E-ELEVATOR ELEVATORREQUIRED | V*030110E9028/327926 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2009-03-23 | E-ELEVATOR ELEVATORREQUIRED | V*032309E9444/293112 | |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2009-01-01 | LL6291-LOCAL LAW 62/91 - BOILERS BOILER REQUIRED | V*010109LL629101891 | |
| Resolved/dismissed V*-DOB VIOLATION - DISMISSED | 2009-01-01 | LL6291-LOCAL LAW 62/91 - BOILERS BOILER REQUIRED | V*010109LL629101890 | |
| Resolved/dismissed V*-DOB VIOLATION - Resolved | 2008-04-17 | E-ELEVATOR ELEVATORREQUIRED | V*041708E9444/249091 |
Showing 15 of 35 records. The API and the source dataset have the full list.
Source: DOB Violations — city dataset updated 2026-11-02; data as of 2026-11-02
ECB violations (DOB) 0 active of 1
DOB violations that go to a hearing at OATH (formerly the Environmental Control Board) and can carry fines. Active or Resolved follows the DOB violation status field. The hearing status is about the hearing and its penalty: written off means the city stopped collecting the fine, not that the condition was corrected. A balance due is a fine the city says is unpaid.
| Status | Issued | Severity | What it was for | Penalty / paid / balance | ECB # |
|---|---|---|---|---|---|
| Resolved Hearing: IN VIOLATION · Certification: CERTIFICATE ACCEPTED | 1991-01-28 | Non-Hazardous | FAILURE TO FILE A REPROT OF COMPLIANCE WITH LL 16/84 CERTIFYING TO THE INSTALLATION OF REQUIRED FIRE PROTECTION SYSTEMS REMEDY FILE REPORT | $345 / $345 / $0 | 34053027K |
Source: DOB ECB Violations — city dataset updated 2026-10-31; data as of 2026-11-02
OATH tickets (all agencies) 7 unpaid of 112
Summonses heard at the Office of Administrative Trials and Hearings, from agencies like Sanitation, Buildings, Fire and Health, linked to this lot’s block and lot. Default means the respondent did not appear at the hearing, which typically results in the maximum penalty. Tickets may be issued to tenants or businesses at the address, not just the owner. DOB ECB tickets appear here too.
| Status | Date | Agency | Charge | Respondent | Imposed / paid / balance | Ticket # |
|---|---|---|---|---|---|---|
| Unpaid balance Default DOCKETED · DEFAULTED | 2026-03-09 | Sanitation Others | DIRTY SIDEWALK COMM MAN INDUSTRIAL MIXED USE 1ST | CHASE | $450 / $0 / $450 | 049480775R |
| Unpaid balance Default DOCKETED · DEFAULTED | 2026-01-10 | Sanitation Others | DIRTY SIDEWALK COMM MAN INDUSTRIAL MIXED USE 1ST | CHASE BANK | $450 / $0 / $450 | 049600418M |
| Unpaid balance Default DOCKETED · DEFAULTED | 2025-11-12 | Sanitation Others | DIRTY SIDEWALK COMM MAN INDUSTRIAL MIXED USE 1ST | CHASE | $450 / $0 / $450 | 049454858N |
| Unpaid balance Default DOCKETED · DEFAULTED | 2023-09-02 | Police Department | UNLICENSED GENERAL VENDOR INCLUDING CONT D UNLICENSED ACTIVITY 1ST | BA | $250 / $0 / $250 | 0214860700 |
| Unpaid balance Default DOCKETED · DEFAULTED | 2023-07-17 | Police Department | UNLICENSED GENERAL VENDOR INCLUDING CONT D UNLICENSED ACTIVITY 1ST | FRIEL | $250 / $0 / $250 | 0214863972 |
| Unpaid balance Default DOCKETED · DEFAULTED | 2023-07-03 | Police Department | UNLICENSED GENERAL VENDOR INCLUDING CONT D UNLICENSED ACTIVITY 1ST | SARRE | $250 / $0 / $250 | 0214863880 |
| Unpaid balance DOCKETED · IN VIOLATION | 2023-06-11 | Police Department | UNLICENSED GENERAL VENDOR INCLUDING CONT D UNLICENSED ACTIVITY 1ST | WALIA | $250 / $0 / $250 | 0211755987 |
| No balance due PAID IN FULL | 2026-01-15 | Sanitation Recycling | VENDING IN BUS STOP, SIDEWALK NEXT TO A HOSPITAL OR HEALTH FACILITY | IBA | $250 / $250 / $0 | 049506838H |
| No balance due PAID IN FULL | 2025-10-15 | Sanitation Others | STORAGE OF RECEPTACLES NON-COLLECTION DAY | CHASE | $50 / $50 / $0 | 049360186M |
| No balance due PAID IN FULL | 2023-08-06 | Police Department | FAILURE TO WEAR LICENSE CONSPICUOUSLY WHILE VENDING 1ST | ZHENG | $0 / $25 / $-25 | 0197878744 |
| No balance due PAID IN FULL | 2023-08-06 | Police Department | UNLICENSED GENERAL VENDOR INCLUDING CONT D UNLICENSED ACTIVITY 1ST | XIAN | $250 / $250 / $0 | 0214863909 |
| No balance due PAID IN FULL | 2023-08-06 | Police Department | UNLICENSED GENERAL VENDOR INCLUDING CONT D UNLICENSED ACTIVITY 1ST | WANG | $250 / $250 / $0 | 0214860636 |
Showing 12 of 112 records. The API and the source dataset have the full list.
Source: OATH Hearings Division Case Status — city dataset updated 2026-11-02; data as of 2026-11-02
HPD registration & contacts
Owners of most rental buildings must register with the Department of Housing Preservation and Development each year and list an owner and managing agent.
No HPD registration found. Registration is required for buildings with 3 or more apartments (and for 1–2 family homes where neither the owner nor family lives there).
Source: HPD Multiple Dwelling Registrations — city dataset updated 2026-10-28; data as of 2026-11-02; HPD Registration Contacts — city dataset updated 2026-10-28; data as of 2026-11-02
HPD housing-code violations 0 open of 0
Violations HPD inspectors issued for conditions in residential buildings (heat, leaks, mold, pests, lead paint, etc.). Class letters show how serious: Class A – non-hazardous (HPD gives 90 days to correct); Class B – hazardous (30 days to correct); Class C – immediately hazardous (24 hours to correct for most conditions); Class I – information / order (e.g. orders to register, lead or other administrative orders). Open means HPD has not recorded the condition as corrected.
No records found in this dataset for this lot.
Source: HPD Housing Maintenance Code Violations — city dataset updated 2026-11-02; data as of 2026-11-02
HPD complaints 0
Complaints tenants or others made to HPD (usually via 311) about housing conditions, from 2019 onward. A complaint is not a violation; HPD may inspect and issue one.
No records found in this dataset for this lot.
Source: HPD Housing Maintenance Code Complaints and Problems — city dataset updated 2026-11-02; data as of 2026-11-02
311 requests (last 12 months) 15
Recent 311 service requests the city geocoded to this lot: noise, illegal parking, heat, sanitation and more. Anyone can file them, so they describe activity at or near the address, not necessarily the building itself.
| Opened | Agency | Complaint | Status | Closed |
|---|---|---|---|---|
| 2026-06-28 | DSNY | Vendor Enforcement – Non-Food Vendor | Closed | 2026-06-28 |
| 2026-06-26 | NYPD | Noise - Street/Sidewalk – Loud Talking | Closed | 2026-06-26 |
| 2026-06-12 | NYPD | Noise - Street/Sidewalk – Loud Talking | Closed | 2026-06-12 |
| 2026-06-06 | DEP | Water System – Hydrant Running Full (WA4) | Closed | 2026-06-07 |
| 2026-06-01 | NYPD | Non-Emergency Police Matter – Other (complaint details) | Closed | 2026-06-01 |
| 2026-03-26 | DSNY | Vendor Enforcement – Non-Food Vendor | Closed | 2026-03-26 |
| 2026-03-18 | DSNY | Vendor Enforcement – Non-Food Vendor | Closed | 2026-03-18 |
| 2026-03-18 | DSNY | Vendor Enforcement – Non-Food Vendor | Closed | 2026-03-18 |
| 2026-03-06 | DSNY | Vendor Enforcement – Non-Food Vendor | Closed | 2026-03-06 |
| 2026-03-06 | DCWP | Consumer Complaint – Street Fair Vendor | Closed | 2026-03-09 |
Showing 10 of 15 records. The API and the source dataset have the full list.
Source: 311 Service Requests from 2020 to Present — city dataset updated 2026-11-02; data as of 2026-11-02
Nearby properties
On Broadway
- 408 Broadway (14 open items)
- 405 Broadway (four open items)
- 404 Broadway (six open items)
- 402 Broadway (four open items)
- 412 Broadway (26 open items)
- 413 Broadway (six open items)
- 400 Broadway (nine open items)
- 414 Broadway (four open items)
- 416 Broadway (80 open items)
- 396 Broadway (16 open items)
Same tax block (194)
- 52 Walker Street (21 open items)
- 46 Walker Street (six open items)
- 42 Walker Street (five open items)
- 40 Walker Street (three open items)
- 38 Walker Street (three open items)
- 36 Walker Street (19 open items)
- 34 Walker Street (22 open items)
- 311 Church Street (six open items)
- 313 Church Street (two open items)
- 315 Church Street (11 open items)
All properties on Broadway, Manhattan · All of Manhattan 10013 (Tribeca-Civic Center)
Open-item counts as of October 31, 2026; each section lists its own dataset date. Machine-readable: JSON API · Markdown · Plain text · API & MCP docs