# 857 5th Avenue, Upper East Side-Carnegie Hill, Manhattan, NY 10065

BBL 1013820001 · Block 1382 · Lot 1 · BIN 1041199  
Canonical page: https://nycpropertyfacts.com/ny/manhattan/857-5th-avenue-1013820001  
Last updated: 2026-11-09 · Open-item counts as of 2026-11-09

## Summary

857 5th Avenue (Manhattan, NY 10065; tax lot BBL 1013820001) is an 18-unit elevator apartment building (building class D4: elevator co-op), built around 1963, on a 5,625 sq ft lot zoned R10. City tax records list the owner as 857 FIFTH AVENUE OWNERS INC. The Department of Finance's final market value for tax year 2027 is $21,340,000. As of November 9, 2026, NYC Open Data shows 20 DOB jobs with a permit issued but no sign-off, two active DOB violations (one BIS violation and one DOB NOW safety violation) and six OATH tickets with an unpaid balance. There were three 311 requests in the past 12 months and no HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)

How to cite: NYC Property Facts, “857 5th Avenue, Manhattan, NY 10065 (BBL 1013820001)”, data as of 2026-11-09, https://nycpropertyfacts.com/ny/manhattan/857-5th-avenue-1013820001. Source: NYC Open Data.

## Neighborhood

Upper East Side-Carnegie Hill: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/upper-east-side-carnegie-hill

- Open HPD violations: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/upper-east-side-carnegie-hill/open-hpd-violations
- Active DOB violations: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/upper-east-side-carnegie-hill/active-dob-violations
- Active ECB violations: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/upper-east-side-carnegie-hill/active-ecb-violations
- Open DOB jobs: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/upper-east-side-carnegie-hill/open-dob-jobs
- Unpaid OATH tickets: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/upper-east-side-carnegie-hill/unpaid-oath-tickets

## ZIP

Manhattan 10065: https://nycpropertyfacts.com/ny/manhattan/10065

## Nearby properties

Ordered by map distance among lots on this street within 40 house numbers and on this tax block within 15 lot numbers.

- 860 5th Avenue (100 ft): https://nycpropertyfacts.com/ny/manhattan/860-5th-avenue-1013820069
- 854 5th Avenue (167 ft): https://nycpropertyfacts.com/ny/manhattan/854-5th-avenue-1013810072
- 870 5th Avenue (285 ft): https://nycpropertyfacts.com/ny/manhattan/870-5th-avenue-1013830001
- 845 5th Avenue (381 ft): https://nycpropertyfacts.com/ny/manhattan/845-5th-avenue-1013800069
- 875 5th Avenue (388 ft): https://nycpropertyfacts.com/ny/manhattan/875-5th-avenue-1013830069
- 842 5th Avenue (485 ft): https://nycpropertyfacts.com/ny/manhattan/842-5th-avenue-1013800001
- 5 East 67th Street (109 ft): https://nycpropertyfacts.com/ny/manhattan/5-east-67th-street-1013820007
- 7 East 67th Street (134 ft): https://nycpropertyfacts.com/ny/manhattan/7-east-67th-street-1013820008

## Open items

| Item | Count |
|---|---|
| Open DOB jobs (permit issued, not signed off) | 20 |
| Active DOB violations (BIS) | 1 |
| Active DOB safety violations (DOB NOW) | 1 |
| Active ECB violations | 0 |
| Open HPD violations | 0 |
| OATH tickets with unpaid balance | 6 |

## Lot & building

- Owner of record: 857 FIFTH AVENUE OWNERS INC
- Building class: D4 – Elevator co-op
- Year built: 1963
- Floors: 19
- Units: 18 residential / 19 total
- Lot area: 5,625 sq ft · Building area: 72,930 sq ft
- Zoning: R10, PI
- Source: PLUTO (Dept. of City Planning) (https://data.cityofnewyork.us/d/64uk-42ks), city dataset updated 2026-08-24; last loaded 2026-11-09

## Tax assessment

- Tax year 2027 (final roll): market value $21,340,000, assessed value $9,603,000, tax class 2
- Source: DOF Property Valuation and Assessment Data (https://data.cityofnewyork.us/d/8y4t-faws)

## Sales & deeds (ACRIS)

Deeds recorded with the City Register. amount 0 usually means a non-market transfer. lots_in_deed > 1 means the price covers several lots.

| Date | Status | Description | Source |
|---|---|---|---|
| 1968-07-08 | recorded (DEED) | DEED dated 1968-07-08 from LEXINGTON MADISON CO. to 857-5TH AVE. OWENERSCO, no price stated ($0). | bnx9-e6tj |
| 1967-09-14 | recorded (DEED) | DEED dated 1967-09-14 from FIFTH SIXTY SEVENTH to FROUGE CORP.; LEXINGTON MADISON CO., no price stated ($0). | bnx9-e6tj |
| 1967-09-14 | recorded (DEED) | DEED dated 1967-09-14 from FROUGE CORP. to LEXINGTON MADISON CO., no price stated ($0). | bnx9-e6tj |
| 1966-12-19 | recorded (DEED) | DEED dated 1966-12-19 from FROUGE CORP. to FIFTH AND SIXTY SEVENTH, no price stated ($0). | bnx9-e6tj |

## Open DOB jobs and recent work permits

A DOB "job" is an application to do construction work. status "open" = a permit was issued but DOB has no record of final sign-off. Work permits are listed with type "work_permit" and their DOB permit status (they are not counted as open items).

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-01-13 | open (Permit Entire) | DOB NOW job filing M01339690-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2025-08-19 | open (Permit Entire) | DOB NOW job filing M01274288-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2024-12-11 | open (Permit Entire) | DOB NOW job filing M01087099-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2024-12-11 | open (Permit Entire) | DOB NOW job filing M01087099-S2 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2024-12-11 | open (Permit Entire) | DOB NOW job filing M01087099-S1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2024-09-23 | open (Permit Entire) | DOB NOW job filing M00870862-S2 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2024-08-28 | open (Permit Entire) | DOB NOW job filing M00969638-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2024-08-20 | open (Permit Entire) | DOB NOW job filing M00870862-S1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2024-02-12 | open (Permit Entire) | DOB NOW job filing M00870862-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2019-01-10 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123489162 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. CHILLER REPLACEMENT AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2018-04-11 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123442756 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INTERIOR RENOVATION, PARTITION, CEILING, DOOR MODIFICATIONS AS INDICATED ON PLANS FILED HEREWITH. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2017-12-19 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123301827 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. MINOR RENOVATION TO 9TH FLOOR OF EXISTING BUILDING. NO CHANGE TO USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2008-01-08 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 110059212 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. Installation of fuel storage tank and emergency diesel generator, general construction of accessory stairs and handrails no changes to use, egress and occupancy. | ic3t-wcy2 |
| 2004-10-27 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 103956079 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. Removal of interior partitions on the 12th Floor. Remove and cap plumbing fixtures on teh 12th floor. No change in use, egress, or occupancy. | ic3t-wcy2 |
| 1998-07-21 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 101915108 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. Interior alteration of existing apartment. Partition and plumbing changes and installation of new windows. No change of use, occupancy or egress in this application. | ic3t-wcy2 |
| 1995-09-22 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 101133961 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RENOVATIO OF EXISTING KITCHEN, GENERAL C ONSTRUCTION, PARTITIONS PLUMBIN & MECHANICAL WORK. | ic3t-wcy2 |
| 1993-10-25 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 100723754 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. TO INSTALL MICROWAVE ANTENNA & STRUCTURA L SUPPORT AT ROOF FOR CABLE TV NO CHANGE TO USEEGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 1993-08-20 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 100680586 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. NEW INTERIOR PARTITIONS AND PLUMBING AT SUPERINTENDENT'S APARTMENT AS PER PLANS. NO CHANGE TO EGRESS, USE, OR OCCUPANCY UNDER THIS APPLICATION. | ic3t-wcy2 |
| 1991-08-28 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 100308971 (A3 – Minor alteration (one type of work)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF SHED 210' ON 5TH AVE., DURING FACADE REPAIR. (HEAVY DUTY) NO CHANGE IN USE EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 1990-06-14 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 100060390 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. PROPOSE TO REFURBISH EXISTING KITCHEN MINOR NON-BEARING PARTITIONS WORK AS SHOWN ON DRAWINGS FILED HEREWITH ON PORTION OF APARTMENT ON ENTIRE NINTH (9TH) FLOOR.NO CHANGE IN USE,OCCUPANCY OR EGRESS. | ic3t-wcy2 |

Showing 20 of 146. Full list: https://nycpropertyfacts.com/api/v1/property/1013820001/permits

## Open violations (DOB, DOB NOW safety, ECB, HPD)

status "open" = DOB violation category is ACTIVE, DOB NOW safety violation status is Active, ECB violation status is ACTIVE, or HPD violation status is Open. Dismissed, cured, waived and disputed-successfully safety violations are not open.

| Date | Status | Description | Source |
|---|---|---|---|
| 2019-04-24 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (FISP-FACADE SAFETY PROGRAM FACADE REQUIRED). Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2019-04-24 | open (Active) | DOB NOW safety violation (Facades), type FISP, 042419FISPHAZ88159: CYCLE 8C UNSAFE REPORT FILED. Active. | 855j-jady |

## DOB safety violations (DOB NOW)

Active means the published violation status is Active. Dismissed, cured, waived, disputed successfully and pending dismissal are not open items.

| Issued | Status | Type | Device | Number | Remarks |
|---|---|---|---|---|---|
| 2019-04-24 | open (Active) | FISP | Facades | 042419FISPHAZ88159 | CYCLE 8C UNSAFE REPORT FILED |

3 resolved or not active. Full list: https://nycpropertyfacts.com/api/v1/property/1013820001/violations?type=dob_safety_violation

Source: DOB Safety Violations (DOB NOW) (https://data.cityofnewyork.us/Building/DOB-Safety-Violations/855j-jady), city dataset updated 2026-11-09; last loaded 2026-11-09

## OATH tickets with unpaid balance or pending

status "open" = balance due > $0 after a decision (cases awaiting a hearing are "pending"). default=true means the respondent did not appear.

| Date | Status | Description | Source |
|---|---|---|---|
| 2025-12-04 | open (DOCKETED · IN VIOLATION) | OATH ticket from Fire Department Of Nyc: CERTIFICATES OF FITNESS AND CERTIFICATES OF QUALIFICATION. Unpaid balance $750. | jz4z-kudi |
| 2022-05-18 | open (DOCKETED · IN VIOLATION) | OATH ticket from Fire Department Of Nyc: INSPECTION AND TESTING. Unpaid balance $300. | jz4z-kudi |
| 2022-01-24 | open (DEFAULTED · DEFAULTED) | OATH ticket from Water Tank - Dohmh: FAIL TO SUBMIT REPORT OF PREVIOUS YEAR S INSPECTION RESULTS BY JAN 15. Unpaid balance $500. Respondent defaulted (did not appear). | jz4z-kudi |
| 2020-08-31 | open (DOCKETED · IN VIOLATION) | OATH ticket from Dept. Of Buildings: MISCELLANEOUS VIOLATIONS. Unpaid balance $1,250. | jz4z-kudi |
| 2019-04-26 | open (DEFAULTED · DEFAULTED) | OATH ticket from Water Tank - Dohmh: FAIL TO SUBMIT REPORT OF PREVIOUS YEAR S INSPECTION RESULTS BY JAN 15. Unpaid balance $500. Respondent defaulted (did not appear). | jz4z-kudi |
| 2017-07-13 | open (DEFAULTED · DEFAULTED) | OATH ticket from Cooling Towers - Dohmh: ROUTINE MONIT NOT CONDUCT,DOC D AT LEAST ONCE WEEK WHEN TOWER IN USE 1. Unpaid balance $1,000. Respondent defaulted (did not appear). | jz4z-kudi |

## Complaints (HPD since 2019, 311 last 12 months)

Complaints are reports, not violations. status mirrors the published complaint / request status.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-10-23 | closed (Closed) | 311 request to DSNY: Obstruction – Cone. | erm2-nwe9 |
| 2026-09-09 | closed (Closed) | 311 request to DOB: General Construction/Plumbing – Sidewalk Shed/Pipe Scafford - Inadequate Defective/None. | erm2-nwe9 |
| 2026-08-30 | closed (Closed) | 311 request to DOT: Street Condition – Cave-in. | erm2-nwe9 |

## Owners & contacts

Owner of record comes from city tax records (PLUTO) and can lag behind recent sales.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-24 | current | City tax records (PLUTO) list the owner as 857 FIFTH AVENUE OWNERS INC. | 64uk-42ks |
| 1968-07-08 | recorded | Grantee (buyer) on the most recent deed (DEED, 1968-07-08). | 636b-3b5g |
| 2026-09-25 | current_registration | HPD registration contact: CorporateOwner (857 FIFTH AVENUE OWNERS CORP.), business city New York. | feu5-w2e2 |
| 2026-09-25 | current_registration | HPD registration contact: Officer Laura Rogan, business city New York. | feu5-w2e2 |
| 2026-09-25 | current_registration | HPD registration contact: SiteManager James Mcgurl. | feu5-w2e2 |
| 2026-09-25 | current_registration | HPD registration contact: HeadOfficer Peter Mettham, business city New York. | feu5-w2e2 |
| 2026-09-25 | current_registration | HPD registration contact: Agent Peter Mettham (GUMLEY HAFT), business city New York. | feu5-w2e2 |

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Independent site. Data from NYC Open Data; not affiliated with the City of New York. Not a title search or official record; verify with the issuing agency. JSON: https://nycpropertyfacts.com/api/v1/property/1013820001