# 4120 Broadway, Washington Heights (North), Manhattan, NY 10033

BBL 1021430026 · Block 2143 · Lot 26 · BIN 1063528  
Canonical page: https://nycpropertyfacts.com/ny/manhattan/4120-broadway-1021430026  
Last updated: 2026-11-10 · Open-item counts as of 2026-11-10

Also recorded as: 4124 Broadway

## Summary

4120 Broadway (Manhattan, NY 10033; tax lot BBL 1021430026) is an office building (building class O7: office building (subtype O7)), built around 1924, on a 4,914 sq ft lot zoned C8-3. City tax records list the owner as 4120 BROADWAY REALTY    ,; per ACRIS, a deed to this owner dated January 8, 2004 lists a price of $2,180,000. The Department of Finance's final market value for tax year 2027 is $7,769,000. As of November 10, 2026 (limited by DOB Job Application Filings (BIS); other open-item sources were confirmed later), NYC Open Data shows 13 DOB jobs with a permit issued but no sign-off, 13 active DOB safety violations (DOB NOW) and one OATH ticket with an unpaid balance. There were 26 311 requests in the past 12 months and no HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)

How to cite: NYC Property Facts, “4120 Broadway, Manhattan, NY 10033 (BBL 1021430026)”, data as of 2026-11-10, https://nycpropertyfacts.com/ny/manhattan/4120-broadway-1021430026. Source: NYC Open Data.

## Neighborhood

Washington Heights (North): https://nycpropertyfacts.com/ny/manhattan/neighborhoods/washington-heights-north

- Open HPD violations: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/washington-heights-north/open-hpd-violations
- Active DOB violations: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/washington-heights-north/active-dob-violations
- Active ECB violations: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/washington-heights-north/active-ecb-violations
- Open DOB jobs: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/washington-heights-north/open-dob-jobs
- Unpaid OATH tickets: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/washington-heights-north/unpaid-oath-tickets

## ZIP

Manhattan 10033: https://nycpropertyfacts.com/ny/manhattan/10033

## Nearby properties

Ordered by map distance among lots on this street within 40 house numbers and on this tax block within 15 lot numbers.

- 4126 Broadway (64 ft): https://nycpropertyfacts.com/ny/manhattan/4126-broadway-1021430029
- 4136 Broadway (125 ft): https://nycpropertyfacts.com/ny/manhattan/4136-broadway-1021430033
- 4116 Broadway (149 ft): https://nycpropertyfacts.com/ny/manhattan/4116-broadway-1021430025
- 4121 Broadway (201 ft): https://nycpropertyfacts.com/ny/manhattan/4121-broadway-1021420244
- 4113 Broadway (204 ft): https://nycpropertyfacts.com/ny/manhattan/4113-broadway-1021420136
- 4133 Broadway (250 ft): https://nycpropertyfacts.com/ny/manhattan/4133-broadway-1021420237
- 21 Wadsworth Avenue (154 ft): https://nycpropertyfacts.com/ny/manhattan/21-wadsworth-avenue-1021430038
- 609 West 173rd Street (367 ft): https://nycpropertyfacts.com/ny/manhattan/609-west-173rd-street-1021430021

## Open items

| Item | Count |
|---|---|
| Open DOB jobs (permit issued, not signed off) | 13 |
| Active DOB violations (BIS) | 0 |
| Active DOB safety violations (DOB NOW) | 13 |
| Active ECB violations | 0 |
| Open HPD violations | 0 |
| OATH tickets with unpaid balance | 1 |
| Active vacate orders | 0 |

## Lot & building

- Owner of record: 4120 BROADWAY REALTY    ,
- Building class: O7 – Office building (subtype O7)
- Year built: 1924
- Floors: 2
- Units: 0 residential / 7 total
- Lot area: 4,914 sq ft · Building area: 11,342 sq ft
- Zoning: C8-3
- Source: PLUTO (Dept. of City Planning) (https://data.cityofnewyork.us/d/64uk-42ks), city dataset updated 2026-08-24; last loaded 2026-11-12

## Tax assessment

- Tax year 2027 (final roll): market value $7,769,000, assessed value $3,496,050, tax class 4
- Source: DOF Property Valuation and Assessment Data (https://data.cityofnewyork.us/d/8y4t-faws)

## Sales & deeds (ACRIS)

Deeds recorded with the City Register. amount 0 usually means a non-market transfer. lots_in_deed > 1 means the price covers several lots.

| Date | Status | Description | Source |
|---|---|---|---|
| 2004-01-08 | recorded (DEED) | DEED dated 2004-01-08 from THE MEDICAL BUILDING ASSOCIATES INC to 4120 BROADWAY REALTY LLC,, stated price $2,180,000. | bnx9-e6tj |
| 1987-08-26 | recorded (DEED) | DEED dated 1987-08-26 from MAPLE PROPERTIES INC to MEDICAL BLDG ASSOCSINC, no price stated ($0). | bnx9-e6tj |

## Open DOB jobs and recent work permits

A DOB "job" is an application to do construction work. status "open" = a permit was issued but DOB has no record of final sign-off. Work permits are listed with type "work_permit" and their DOB permit status (they are not counted as open items).

| Date | Status | Description | Source |
|---|---|---|---|
| 2019-01-04 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123554849 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. PARAPET REPAIR ON THE ROOF.NO CHANGE IN USE, EGRESS, OR OCCUPANCY. | ic3t-wcy2 |
| 2018-10-25 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123491051 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLING OF ELEVATOR SHAFT IN BUILDING.NO CHANGE IN USE, EGRESS, OR OCCUPANCY. | ic3t-wcy2 |
| 2018-01-08 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123227472 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLING HVAC UNIT ON THE ROOF WITH RELATED DUCT WORK ON THE 2ND FLOOR.INSTALLING NEW PLUMBING FIXTURES ON THE 2ND FLOOR.NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2017-12-07 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123173840 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. REPLACEMENT OF WINDOWS ON THE FACADE. NO CHANGE IS USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2017-08-17 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123105184 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLING HVAC UNITS ON THE ROOF WITH RELATED DUCT WORK IN THE CELLAR.INSTALLING CHILLER ON THE ROOF.INSTALLING NEW PLUMBING FIXTURES IN THE CELLAR.NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2017-06-19 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123298840 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF MANUAL AND AUTOMATIC SMOKE DETECTION SYSTEM. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2017-05-22 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 121288720 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RELATED PLUMBING WORK ON FIRST FLOOR. NO CHANGE IN USE, EGRESS, OR OCCUPANCY. | ic3t-wcy2 |
| 2017-02-14 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123008271 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLING HVAC UNITS ON THE ROOF WITH RELATED DUCT WORK ON THE 1ST FLOOR.NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2016-12-05 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 122962605 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RECONFIGURE, ADD REMOVE, RELOCATE NON-LOADBEARING METAL STUD PARTITIONS AND CEILING GRID.NO CHANGE IN USE, EGRESS, OR OCCUPANCY. | ic3t-wcy2 |
| 2007-04-09 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 104729723 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RENOVATIONS AT THE SECOND FLOOR. WORK TO INCLUDE NEW OFFICE PARTITONS. MINOR PLUMBING (HANDICAP BATHROOM, 1 LAV, 1 TOILET). MECHANICAL WORK (3 A/C UNIT =10 TON ON EXISTING STEEL ON ROOF). NO CHANGE I… | ic3t-wcy2 |
| 2004-04-23 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 103754028 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. MECHANICAL DUCT WORK AND NEW UNITS FOR TENANT RENOVATIONS. SPRINKLER RENOVATIONS AND PLUMBING WORK. ALL WORK FILED IN CONJUCTION WITH ALT 103699749. NO CHANGE IN USE EGRESS OF OCCUPANCY. | ic3t-wcy2 |
| 2004-02-04 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 103699749 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. NEW ENTRY ON BROADWAY WITH NEW HANDICAPP ED RAMP MINOR PARTITION WORK NO CHANGE IN USE EGRESS OR OCCUPANCY | ic3t-wcy2 |
| 1999-09-30 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 102451990 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. PROPOSED TO REFURBISH EXISTING MEDICAL OFFICE AS PER PLAN,MINOR PARTITION WORK,P ARTIAL PLUMBING,FINISHES,MODIFICATION OF EXISTING HVAC. | ic3t-wcy2 |
| 2021-06-01 | n/a (ISSUED (renewal)) | BIS work permit for job 123173840: Equipment work / Other / general construction. Issued 2021-06-01, expires 2022-06-01. | ipu4-2q9a |
| 2021-05-10 | n/a (ISSUED (renewal)) | BIS work permit for job 123173840: Equipment work / Other / general construction. Issued 2021-05-10, expires 2021-06-01. | ipu4-2q9a |
| 2021-03-15 | n/a (ISSUED (renewal)) | BIS work permit for job 123173840: Equipment work / Other / general construction. Issued 2021-03-15, expires 2021-04-01. | ipu4-2q9a |
| 2020-05-07 | n/a (ISSUED (renewal)) | BIS work permit for job 123554849: Equipment work / Other / general construction. Issued 2020-05-07, expires 2021-04-01. | ipu4-2q9a |
| 2019-04-04 | n/a (ISSUED (renewal)) | BIS work permit for job 122962605: Equipment work / Other / general construction. Issued 2019-04-04, expires 2020-10-31. | ipu4-2q9a |
| 2019-04-04 | n/a (ISSUED (renewal)) | BIS work permit for job 123008271: Equipment work / Mechanical/HVAC. Issued 2019-04-04, expires 2020-10-31. | ipu4-2q9a |
| 2019-04-04 | n/a (ISSUED (renewal)) | BIS work permit for job 123554849: Equipment work / Other / general construction. Issued 2019-04-04, expires 2020-05-09. | ipu4-2q9a |

Showing 20 of 67. Full list: https://nycpropertyfacts.com/api/v1/property/1021430026/permits

## Open violations (DOB, DOB NOW safety, ECB, HPD)

status "open" = DOB violation category is ACTIVE, DOB NOW safety violation status is Active, ECB violation status is ACTIVE, or HPD violation status is Open. Dismissed, cured, waived and disputed-successfully safety violations are not open.

| Date | Status | Description | Source |
|---|---|---|---|
| 2024-09-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-202312-0001645: Violation Issued-Failure To File 2023 Cat1 Test Report. Active. | 855j-jady |
| 2024-09-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-202312-0005653: Violation Issued-Failure To File 2023 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-201912-0001918: Violation Issued-Failure To File 2019 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-201812-0002151: Violation Issued-Failure To File 2018 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-202012-0002382: Violation Issued-Failure To File 2020 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-CO, VIO-FTF-VT-CAT1-201912-0000057: Violation Issued-Failure To File 2019 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-202212-0002384: Violation Issued-Failure To File 2022 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-201912-0001917: Violation Issued-Failure To File 2019 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-202112-0002010: Violation Issued-Failure To File 2021 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-202112-0002009: Violation Issued-Failure To File 2021 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-202212-0002383: Violation Issued-Failure To File 2022 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-201812-0002152: Violation Issued-Failure To File 2018 Cat1 Test Report. Active. | 855j-jady |
| 2023-08-11 | open (Active) | DOB NOW safety violation (Elevators), type FTF-VT-CAT1-NJ, VIO-FTF-VT-CAT1-202012-0002381: Violation Issued-Failure To File 2020 Cat1 Test Report. Active. | 855j-jady |

## DOB safety violations (DOB NOW)

Active means the published violation status is Active. Dismissed, cured, waived, disputed successfully and pending dismissal are not open items.

| Issued | Status | Type | Device | Number | Remarks |
|---|---|---|---|---|---|
| 2024-09-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-202312-0001645 | Violation Issued-Failure To File 2023 Cat1 Test Report |
| 2024-09-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-202312-0005653 | Violation Issued-Failure To File 2023 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-201912-0001918 | Violation Issued-Failure To File 2019 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-201812-0002151 | Violation Issued-Failure To File 2018 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-202012-0002382 | Violation Issued-Failure To File 2020 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-CO | Elevators | VIO-FTF-VT-CAT1-201912-0000057 | Violation Issued-Failure To File 2019 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-202212-0002384 | Violation Issued-Failure To File 2022 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-201912-0001917 | Violation Issued-Failure To File 2019 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-202112-0002010 | Violation Issued-Failure To File 2021 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-202112-0002009 | Violation Issued-Failure To File 2021 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-202212-0002383 | Violation Issued-Failure To File 2022 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-201812-0002152 | Violation Issued-Failure To File 2018 Cat1 Test Report |
| 2023-08-11 | open (Active) | FTF-VT-CAT1-NJ | Elevators | VIO-FTF-VT-CAT1-202012-0002381 | Violation Issued-Failure To File 2020 Cat1 Test Report |

11 resolved or not active. Full list: https://nycpropertyfacts.com/api/v1/property/1021430026/violations?type=dob_safety_violation

Source: DOB Safety Violations (DOB NOW) (https://data.cityofnewyork.us/Building/DOB-Safety-Violations/855j-jady), city dataset updated 2026-11-11; last loaded 2026-11-11

## OATH tickets with unpaid balance or pending

status "open" = balance due > $0 after a decision (cases awaiting a hearing are "pending"). default=true means the respondent did not appear.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-02-18 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: FAILURE TO CLEAN 18 INCHES INTO STREET. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2024-05-16 | pending (NEW ISSUANCE) | OATH ticket from Sanitation Others: IMPROPER RECEPTACLE ALL BUSINESSES 1ST. Hearing pending. | jz4z-kudi |

## Complaints (HPD since 2019, 311 last 12 months)

Complaints are reports, not violations. status mirrors the published complaint / request status.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-11-02 | closed (Closed) | 311 request to NYPD: Noise - Residential – Banging/Pounding. | erm2-nwe9 |
| 2026-11-02 | closed (Closed) | 311 request to NYPD: Noise - Residential – Banging/Pounding. | erm2-nwe9 |
| 2026-10-30 | closed (Closed) | 311 request to NYPD: Noise - Residential – Banging/Pounding. | erm2-nwe9 |
| 2026-10-29 | closed (Closed) | 311 request to NYPD: Noise - Residential – Banging/Pounding. | erm2-nwe9 |
| 2026-10-29 | closed (Closed) | 311 request to NYPD: Noise - Residential – Banging/Pounding. | erm2-nwe9 |
| 2026-10-22 | closed (Closed) | 311 request to NYPD: Noise - Residential – Banging/Pounding. | erm2-nwe9 |
| 2026-09-17 | closed (Closed) | 311 request to NYPD: Noise - Residential – Banging/Pounding. | erm2-nwe9 |
| 2026-08-22 | closed (Closed) | 311 request to DSNY: Street Sweeping Complaint – Street Not Swept. | erm2-nwe9 |
| 2026-07-09 | closed (Closed) | 311 request to DSNY: Street Sweeping Complaint – Street Not Swept. | erm2-nwe9 |
| 2026-07-09 | closed (Closed) | 311 request to NYPD: Encampment – N/A. | erm2-nwe9 |
| 2026-06-26 | closed (Closed) | 311 request to DSNY: Street Sweeping Complaint – Street Not Swept. | erm2-nwe9 |
| 2026-06-25 | closed (Closed) | 311 request to DSNY: Dirty Condition – Trash. | erm2-nwe9 |
| 2026-06-22 | closed (Closed) | 311 request to DHS: Homeless Person Assistance – Chronic. | erm2-nwe9 |
| 2026-05-30 | closed (Closed) | 311 request to DSNY: Dirty Condition – Trash. | erm2-nwe9 |
| 2026-05-02 | closed (Closed) | 311 request to DSNY: Illegal Dumping – Chronic Dumping. | erm2-nwe9 |

Showing 15 of 26. Full list: https://nycpropertyfacts.com/api/v1/property/1021430026/complaints

## Owners & contacts

Owner of record comes from city tax records (PLUTO) and can lag behind recent sales.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-24 | current | City tax records (PLUTO) list the owner as 4120 BROADWAY REALTY    ,. | 64uk-42ks |
| 2004-01-08 | recorded | Grantee (buyer) on the most recent deed (DEED, 2004-01-08). | 636b-3b5g |

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Independent site. Data from NYC Open Data; not affiliated with the City of New York. Not a title search or official record; verify with the issuing agency. JSON: https://nycpropertyfacts.com/api/v1/property/1021430026