# 4113 Broadway, Manhattan, NY 10033

BBL 1021420136 · Block 2142 · Lot 136 · BIN 1063502  
Canonical page: https://nycpropertyfacts.com/ny/manhattan/4113-broadway-1021420136  
Last updated: 2026-10-31 · Open-item counts as of 2026-10-31

Also recorded as: 4117 Broadway; 636 W 174 St; 4115 Broadway; 411718 Broadway

## Summary

4113 Broadway (Manhattan, NY 10033; tax lot BBL 1021420136) is a 46-unit elevator apartment building (building class D4: elevator co-op), built around 1926, on a 5,422 sq ft lot zoned R8. City tax records list the owner as 4113 BROADWAY OWNER LLC; per ACRIS, a deed to this owner dated September 20, 2024 lists a price of $5,800,000. The Department of Finance's final market value for tax year 2027 is $4,400,000. As of October 31, 2026, NYC Open Data shows 13 DOB jobs with a permit issued but no sign-off, seven active DOB violations, five active ECB violations, 29 open HPD violations and 26 OATH tickets with an unpaid balance. There were 31 311 requests in the past 12 months and 200 HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)

How to cite: NYC Property Facts, “4113 Broadway, Manhattan, NY 10033 (BBL 1021420136)”, data as of 2026-10-31, https://nycpropertyfacts.com/ny/manhattan/4113-broadway-1021420136. Source: NYC Open Data.

## Open items

| Item | Count |
|---|---|
| Open DOB jobs (permit issued, not signed off) | 13 |
| Active DOB violations | 7 |
| Active ECB violations | 5 |
| Open HPD violations | 29 |
| OATH tickets with unpaid balance | 26 |

## Lot & building

- Owner of record: 4113 BROADWAY OWNER LLC
- Building class: D4 – Elevator co-op
- Year built: 1926
- Floors: 12
- Units: 46 residential / 50 total
- Lot area: 5,422 sq ft · Building area: 47,580 sq ft
- Zoning: R8, C1-4
- Source: PLUTO (Dept. of City Planning) (https://data.cityofnewyork.us/d/64uk-42ks), data as of 2026-11-02

## Tax assessment

- Tax year 2027 (final roll): market value $4,400,000, assessed value $1,980,000, tax class 2
- Source: DOF Property Valuation and Assessment Data (https://data.cityofnewyork.us/d/8y4t-faws)

## Sales & deeds (ACRIS)

Deeds recorded with the City Register. amount 0 usually means a non-market transfer. lots_in_deed > 1 means the price covers several lots.

| Date | Status | Description | Source |
|---|---|---|---|
| 2024-09-20 | recorded (DEED) | DEED dated 2024-09-20 from BROADWAY TOWERS NYC, LLC to 4113 BROADWAY OWNER LLC, stated price $5,800,000. | bnx9-e6tj |
| 2015-03-03 | recorded (DEED) | DEED dated 2015-03-03 from BROADWAY TOWERS OWNER LLC to BROADWAY TOWERS NYC, LLC, stated price $42,000,000 for a deed covering 2 lots. | bnx9-e6tj |
| 2007-05-18 | recorded (DEED) | DEED dated 2007-05-18 from 4101 BROADWAY LLC to BROADWAY TOWERS OWNER LLC, stated price $24,741,784 for a deed covering 2 lots. | bnx9-e6tj |
| 2006-11-21 | recorded (DEED) | DEED dated 2006-11-21 from BROADWAY TOWERS ASSOCIATES LLC to 4101 BROADWAY, LLC, stated price $26,000,000 for a deed covering 2 lots. | bnx9-e6tj |
| 2006-04-27 | recorded (CORRD) | CORRD dated 2006-04-27 from BROADWAY TOWERS LLC C/O MILBROOK; BROADWAY TOWERS ASSOCIATES, L.P. to BROADWAY TOWERS ASSOCIATES LLC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 2005-12-01 | recorded (DEEDO) | DEEDO dated 2005-12-01 from BROADWAY TOWERS ASSOCIATES, L.P. C/O; BROADWAY TOWERS LLC C/O MILBROOK to BROADWAY TOWERS LLC C/O MILBROOK, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1994-10-13 | recorded (DEED) | DEED dated 1994-10-13 from REPUBLIC NATIONAL BANK OF NEW YORK; TEMPLE MANAGEMENT CORP; HOARE, FRANK REF; COMMISSIONER OF LABOR; CITY OF NEW YORK ENVISMENTROL CONTROL; NEW HEIGHTS (173-174) LIMITED PARTNERSHIP ET.AL; BEVONA, GUS to BROADWAY TOWERS ASSOCIATES L.P., no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1986-10-29 | recorded (DEED) | DEED dated 1986-10-29 from BROADWAY WASHINGTONASC to NEW HEIGHTS 173-174LP, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1985-05-15 | recorded (DEED) | DEED dated 1985-05-15 from BROADWAY WASHINGTONASC to BROADWAY WSHNGTN ASCINC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1985-05-15 | recorded (DEED) | DEED dated 1985-05-15 from BROADWAY WSHNGTN ASCINC to BROADWAY WASHINGTONASC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1984-09-13 | recorded (DEED) | DEED dated 1984-09-13 from PALINGER TEMPLE ASSOC. to BROADWAY WASHINGTN ASSOC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1981-04-09 | recorded (DEED) | DEED dated 1981-04-09 from IDEAL MANAGEMENT CORP to PALINGER TEMPLE ASSOC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1977-04-04 | recorded (DEED) | DEED dated 1977-04-04 from APARTMENT ASSETS, INC to IDEAL MANAGEMENT CORP, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1977-01-21 | recorded (DEED) | DEED dated 1977-01-21 from PECAN REALTY, INC to APARTMENT ASSETS, INC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1977-01-21 | recorded (DEED) | DEED dated 1977-01-21 from APARTMENTS ASSETS, INC to PECAN REALTY INC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |

Showing 15 of 21. Full list: https://nycpropertyfacts.com/api/v1/property/1021420136/sales

## Open DOB jobs and recent work permits

A DOB "job" is an application to do construction work. status "open" = a permit was issued but DOB has no record of final sign-off. Work permits are listed with type "work_permit" and their DOB permit status (they are not counted as open items).

| Date | Status | Description | Source |
|---|---|---|---|
| 2025-02-03 | open (Permit Entire) | DOB NOW job filing M01165165-S1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2025-02-03 | open (Permit Entire) | DOB NOW job filing M01165165-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2021-08-24 | open (Permit Entire) | DOB NOW job filing M00581621-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2019-11-12 | open (Permit Entire) | DOB NOW job filing M00260105-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2019-11-07 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123741932 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. EXISTING STORE RENOVATION INCLUDING INSTALLATION OF NON-BEARING PARTITIONS, DOOR AND LIGHTING FIXTURES. NO CHANGE IN USE, EGRESS, OR OCCUPANCY. | ic3t-wcy2 |
| 2018-04-16 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140757535 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. REPLACE EXISTING FUEL STORAGE TANK WITH REPLACEMENT FUEL STORAGE TANK AS PER PLANS. NO CHANGE IN USE, EGRESS, OR OCCUPANCY. | ic3t-wcy2 |
| 2018-04-11 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140756420 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. SCOPE OF WORK TO INCLUDE RENOVATION TO EXISTING COMMERCIAL TENANT SPACE AS PER PLANS. NEW INTERIOR PARTITIONS, KITCHEN EQUIPMENT, NEW TYPE 2 HOOD, NEW PLUMBING FIXTURES, LIGHT FIXTURES AND FINISHES. … | ic3t-wcy2 |
| 2017-01-23 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123000279 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. FILING FOR MINOR INTERIOR WORK AT THE EXISTING COMMERCIAL SPACE AT THE FIRST FLOOR,MARSHAL ART PACE, NON-BEARING PARTITION, FINISH WORK AND PAINTING. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2015-04-17 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 122282733 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RENOVATE EXIST/ APT. 2D. MINOR NON BEARING PARTITION REMOVAL. RELOCATE EXIST. KITCHEN, REPLACE EXIST. BATHROOM FIXTURES> NEW PARTITION AND FINISHES. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2014-07-07 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140222435 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INTERIOR RENOVATION OF APT 3C. MINOR PARTITION CHANGES AND MINOR PLUMBING WORK AS PER PLANS. NO CHANGE IN USE, OCCUPANCY, OR EGRESS. | ic3t-wcy2 |
| 2013-07-15 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 121714902 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. EXTERIOR FACADE RESTORATION AT ALL ELEVATIONS. WORK IS TO INCLUDE BRICK POINTING; BRICK REPLACEMENT; LINTEL REPAIR / REPLACEMENT; CORNER REPAIRS. NO CHANGE OF USE OCCUPANCY OR EGRESS IS TO BE PERFORM… | ic3t-wcy2 |
| 2012-03-12 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 121000825 (A3 – Minor alteration (one type of work)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF A HEAVY DUTY SIDEWALK SHED APPROXIMATELY 238' LONG AS PER PLANS DURING REMEDIAL REPAIRS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SHED TO COMPLY WITH CHAPTER 33 OF NYC BUILDING CODE OF … | ic3t-wcy2 |
| 2008-12-12 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 110402074 (A3 – Minor alteration (one type of work)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF 261 LINEAR FEET OF HEAVY DUTY SIDEWALK SHED FOR REMEDIAL REPAIRS. LIVE LOAD 300 PSF. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE 2008 CODE. NO CHANGE IN USE, OCCUPANCY OR EGRES… | ic3t-wcy2 |
| 2026-10-20 | n/a (Permit Issued) | DOB NOW work permit for job M00581621-I1: Sidewalk Shed — INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC …. Issued 2026-10-20, expires 2027-01-18. | rbx6-tga4 |
| 2026-09-28 | n/a (Signed-off) | DOB NOW work permit for job M01296139-I1: Suspended Scaffold — Suspended Scaffold installation as per plans filed herewith.. Issued 2026-09-28, expires 2027-01-08. | rbx6-tga4 |
| 2026-07-28 | n/a (Permit Issued) | DOB NOW work permit for job M00581621-I1: Sidewalk Shed — INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC …. Issued 2026-07-28, expires 2026-10-26. | rbx6-tga4 |
| 2026-04-01 | n/a (ISSUED (renewal)) | BIS work permit for job 140854449: Equipment work / Fuel storage. Issued 2026-04-01, expires 2026-07-01. | ipu4-2q9a |
| 2025-10-28 | n/a (Signed-off) | DOB NOW work permit for job M01258313-I1: General Construction — FACADE REPAIR ON THE EXTRERIOR OF BUILDING AS SHOWN ON PLANS NO CHANGE TO EGRESS USE OR OCCUPANCY. Issued 2025-10-28, expires 2026-10-28. | rbx6-tga4 |
| 2025-10-10 | n/a (Signed-off) | DOB NOW work permit for job M01258313-I1: General Construction — FACADE REPAIR ON THE EXTRERIOR OF BUILDING AS SHOWN ON PLANS NO CHANGE TO EGRESS USE OR OCCUPANCY. Issued 2025-10-10, expires 2025-12-31. | rbx6-tga4 |
| 2025-10-03 | n/a (Signed-off) | DOB NOW work permit for job M01296139-I1: Suspended Scaffold — Suspended Scaffold installation as per plans filed herewith.. Issued 2025-10-03, expires 2026-10-03. | rbx6-tga4 |

Showing 20 of 73. Full list: https://nycpropertyfacts.com/api/v1/property/1021420136/permits

## Open violations (DOB, ECB, HPD)

status "open" = DOB violation category is ACTIVE, ECB violation status is ACTIVE, or HPD violation status is Open.

| Date | Status | Description | Source |
|---|---|---|---|
| 2025-06-24 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (C-CONSTRUCTION OTHER OPTIONAL): FAILURE TO MAINTAIN BUILDING IN CODE COMPLIANT MANNER. OBSERVED AT EXPOSURE BOWED WINDOW INTEL 1 FLOOR CRACK AT PARAPET & AT CORNER OF EXPOSURE 2 AND 3. ROOF AREA CRACK AT BULDHEAD AND OPEN JOINTS/MISSING PARAPET STONE LAYING ON ROOF. REME…. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2024-08-03 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (BENCH-FAILURE TO BENCHMARK NONE): FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2024-05-03 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (BENCH-FAILURE TO BENCHMARK NONE): FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2024-02-22 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (FISPNRF-NO REPORT AND / OR LATE FILING (FACADE) FACADE REQUIRED): FAILED TO FILE FISP CYCLE 9C TECHNICAL REPORT BY 2/21/2024. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2020-09-02 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (AEUHAZ1-FAIL TO CERTIFY CLASS 1 NONE): FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2013-12-31 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (FISPNRF-NO REPORT AND / OR LATE FILING (FACADE) FACADE REQUIRED): FAILED TO FILE FISP CYCLE 7C TECHNICAL REPORT BY 02/21/2013. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2007-11-30 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (LL1198-LOCAL LAW 11/98 - FACADE FACADE OPTIONAL). Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2020-07-14 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 2: FAILURE TO MAINTAIN BUILDING EXTERIOR WALLS/FACADE AND APPURTENANCES.AT THE TIME OF INSPECTION OBSERVED AT EXPOSURE 1 NORTH ELEVATION FLOWERPOT ON WINDOW LEDGE AT 15TH FLOOR,AND CRACK,OPEN JOINTS AND SPOILDING. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2020-07-14 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 2: FAILURE TO COMPLY WITH COMMISSIONER'S ORDER TO FILE A CERTIFICATE OF CORRECTION WITH THE DEPARTMENT OF BUILDING.NOTED:AT THE TIME OF INSPECTION OWNER/RESPONDENT DID NOT COMPLY AS WITH PREVIOUS VIOLATION#3543565. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2016-02-22 | open (violation status ACTIVE; hearing status STIPULATION/IN-VIO; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 2: FAILURE TO MAINTAIN EXTERIOR BUILDING FACADE AND APPURTENANCES.NOTE: NORTH ELEVATION EXP1 CRACKED AND DISPLACED/CHIPPING EXTERIOR MASONRY FACADE AND IMPROPERLY SUPPORTED WINDOW A/C UNIT AT 10 FLOOR WERE OBSERV. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation by stipulation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2020-05-20 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 1: FAILURE TO MAINTAIN EXTERIOR BUILDING FACADE AND APPIRTENANCES A SNOTED EXPOSURE 1 CRACKED BRICKS THROUGHOUT FACADE EXPOSURE 2 SPALLED BRICKS BRICKS& LOOSE COPING STONE ON PARAPET EXPOSURE 3 VERTICAL CRACKING S. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2025-04-08 | open (violation status ACTIVE; hearing status DEFAULT; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 2: FAILURE TO SUBMIT AN ACCEPTABLE REQUIRED CYCLE 9C REPORT OF CRITICAL EXAMINATION DOCUMENTING CONDITION OF EXTERIOR WALL AND APPURTENANCES REQUIRED BY 28-302.4 FOR CONTROL #907199. REMEDY: SUBMIT ACCEPTABLE REQU. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: default (the respondent did not appear; the penalty was imposed by default). Certification of correction: no compliance recorded. Balance due $10,000. | 6bgk-3dad |
| 2026-10-26 | open (Nov Sent Out) | HPD class A violation (Class A) in apt 1D: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CERAMIC TILES AT THE NORTH WALL IN THE BATHROOM LOCATED AT APT 1D, 2nd STORY, 2nd APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-26 | open (Notice Of Issuance Sent To Tenant) | HPD class C violation (Class C) in apt 1D: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 1D, 2nd STORY, 2nd APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-26 | open (Nov Sent Out) | HPD class A violation (Class A) in apt 1D: § 27-2005 ADM CODE PROPERLY SECURE THE LOOSE CLOSET DOOR AT WEST WALL IN THE 1st ROOM FROM NORTH AT EAST LOCATED AT APT 1D, 2nd STORY, 2nd APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-26 | open (Nov Sent Out) | HPD class A violation (Class A) in apt 1D: § 27-2013 ADM CODE PAINT WITH LIGHT COLORED PAINT TO THE SATISFACTION OF THIS DEPARTMENT ALL PEELING PAINT SURFACES IN THE KITCHENETTE , THE 4th ROOM FROM NORTH LOCATED AT APT 1D, 2nd STORY, 2nd APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-05-11 | open (First No Access To Re- Inspect Violation) | HPD class C violation (Class C) in apt 12A: § 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF LARGE APPLIANCE BLOCKING 2ND EGRESS DOOR AT NORTH WALL IN THE KITCHEN LOCATED AT APT 12A, 12th STORY, 1st APARTMENT FROM EAST AT SOUTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-05-11 | open (Defect Letter Issued) | HPD class B violation (Class B) in apt 7B: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... GREATER THAN 10 SQ FEET AT CEILING IN THE BATHROOM LOCATED AT APT 7B, 7th STORY, 1st APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-05-11 | open (First No Access To Re- Inspect Violation) | HPD class C violation (Class C) in apt 12C: § 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF LARGE APPLIANCE BLOCKING 2ND EGRESS DOOR AT WEST WALL IN THE KITCHEN LOCATED AT APT 12C, 12th STORY, 1st APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-07-31 | open (Not Complied With) | HPD class C violation (Class C) in apt 11A: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... 6 SQ FT AT CEILING, 6 SQ FT AT NORTH WALL AND 2. SQ FT AT EAST WALL IN THE BATHROOM LOCATED AT APT 11A, 11th STORY, 1st APARTMENT FROM WEST AT NORTH ORIGINAL VIOLATION 134433…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-07-31 | open (First No Access To Re- Inspect Violation) | HPD class B violation (Class B) in apt 9D: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR NORTH WALL AROUND ALL WINDOWS IN THE 2nd ROOM FROM EAST LOCATED AT APT 9D, 9th STORY, 2nd APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-07-31 | open (First No Access To Re- Inspect Violation) | HPD class B violation (Class B) in apt 9D: § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE WALL CABINET DOORS AT EAST WALL IN THE KITCHEN LOCATED AT APT 9D, 9th STORY, 2nd APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-07-31 | open (Not Complied With) | HPD class B violation (Class B) in apt 11A: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CERAMIC-TILES AT SOUTH AND EAST WALLS IN THE BATHROOM LOCATED AT APT 11A, 11th STORY, 1st APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-07-31 | open (First No Access To Re- Inspect Violation) | HPD class B violation (Class B) in apt 9D: § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE WALL CABINET DOORS AT WEST WALL IN THE KITCHEN LOCATED AT APT 9D, 9th STORY, 2nd APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-07-24 | open (Not Complied With) | HPD class C violation (Class C) in apt 7B: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 7B, 7th STORY, 1st APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-20 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 11C: § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 11C, 11th STORY, 1s…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-20 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 1D: § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 1D, 1st STORY, 2nd …. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-20 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 9D: § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 9D, 9th STORY, 2nd …. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-20 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 3C: § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 3C, 3rd STORY, 1st …. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-20 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 2B: § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 2B, 2nd STORY, 1st …. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-20 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 10C: § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 10C, 10th STORY, 1s…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-20 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 12B: § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 12B, 12th STORY, 1s…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-20 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 4D: § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 4D, 4th STORY, 2nd …. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-15 | open (First No Access To Re- Inspect Violation) | HPD class C violation (Class C) in apt 9C: § 27-2056.4(A-1) - CERTIFY COMPLIANCE WITH THE REQUIREMENT TO PERFORM ONE INVESTIGATION FOR THE PRESENCE OF LEAD-BASED PAINT THROUGH XRF TESTING IN A DWELLING UNIT WITHIN ONE YEAR AFTER A CHILD UNDER AGE SIX HAS COME TO RESIDE AFTER AUGUST 9, 2020 BY SUBMITTI…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-15 | open (Nov Sent Out) | HPD class C violation (Class C): § 27-2056.4(H) AND 27-2056.17 ADM CODE -CORRECT FAILURE TO PROVIDE TO THE DEPARTMENT WITHIN 45 DAYS OF DEMAND ALL RECORDS REQUIRED TO BE MAINTAINED BY OWNER PURSUANT TO LOCAL LAW 1 OF 2004 RELATED TO LEAD-BASED PAINT NOTICES, INSPECTIONS AND REMEDIATION/ABATE…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-03-15 | open (Nov Sent Out) | HPD class C violation (Class C): § 27-2056.4 ADM CODE- CORRECT FAILURE TO NOTIFY OCCUPANTS AND/OR TO INVESTIGATE LEAD-BASED PAINT HAZARDS.. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-02-28 | open (Not Complied With) | HPD class C violation (Class C) in apt 11A: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 11A, 11th STORY, 1st APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-02-28 | open (Not Complied With) | HPD class C violation (Class C) in apt 11A: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 11A, 11th STORY, 1st APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2021-06-16 | open (First No Access To Re- Inspect Violation) | HPD class C violation (Class C) in apt APT1C: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT APT1C, 2nd STORY, 1st APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2020-07-16 | open (First No Access To Re- Inspect Violation) | HPD class A violation (Class A) in apt 12C: § 27-2005 ADM CODE REPLACE WITH NEW THE MISSING (TWO) ESCUTCHEON PLATE AT CEILING AROUND RISER IN THE KITCHEN LOCATED AT APT 12C, 12th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |

Showing 40 of 41. Full list: https://nycpropertyfacts.com/api/v1/property/1021420136/violations

## OATH tickets with unpaid balance or pending

status "open" = balance due > $0 after a decision (cases awaiting a hearing are "pending"). default=true means the respondent did not appear.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-01-05 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: DIRTY SIDEWALK COMM MAN INDUSTRIAL MIXED USE 1ST. Unpaid balance $450. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-11-18 | open (DOCKETED · DEFAULTED) | OATH ticket from Fire Department Of Nyc: INSPECTION AND TESTING. Unpaid balance $1,000. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-10-02 | open (DEFAULTED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE CONDITIONS CONDUCIVE TO RODENT-DEBRIS,VEGETATION 1ST. Unpaid balance $600. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-10-02 | open (DEFAULTED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE CONDITIONS CONDUCIVE TO PESTS, GARBAGE CANS SPILLAGE. Unpaid balance $600. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-10-02 | open (DEFAULTED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE RODENT INFESTATION SHOWN BY ACTIVE RODENT SIGNS 1ST. Unpaid balance $600. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-06-12 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: STORAGE OF RECEPTACLES NON-COLLECTION DAY. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-04-08 | open (DOCKETED · DEFAULTED) | OATH ticket from Dept. Of Buildings: FAILURE TO SUBMIT REQUIRED REPORT OF CRITICAL EXAMINATION. Unpaid balance $10,000. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-03-05 | open (DOCKETED · DEFAULTED) | OATH ticket from Fire Department Of Nyc: HEATING AND REFRIGERATING EQUIPMENT AND SYSTEMS. Unpaid balance $1,000. Respondent defaulted (did not appear). | jz4z-kudi |
| 2024-08-06 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: FAILURE TO CLEAN 18 INCHES INTO STREET. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2024-07-11 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: FAILURE TO CLEAN 18 INCHES INTO STREET. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2024-05-21 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: DIRTY AREA. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-03-13 | open (DOCKETED · DEFAULTED) | OATH ticket from Dept. Of Buildings: FAILURE TO MAINTAIN ELEVATOR OR CONVEYING SYSTEM. Unpaid balance $1,562. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-02-21 | open (HEARING COMPLETED · IN VIOLATION) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE RODENT INFESTATION SHOWN BY ACTIVE RODENT SIGNS 2ND. Unpaid balance $600. | jz4z-kudi |
| 2022-09-13 | open (HEARING COMPLETED · IN VIOLATION) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE RODENT INFESTATION SHOWN BY ACTIVE RODENT SIGNS 1ST. Unpaid balance $300. | jz4z-kudi |
| 2022-09-13 | open (HEARING COMPLETED · IN VIOLATION) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE CONDITIONS CONDUCIVE TO PESTS, GARBAGE CANS SPILLAGE. Unpaid balance $300. | jz4z-kudi |
| 2022-07-17 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: STORAGE OF RECEPTACLES 1ST OCCURRENCE. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2022-07-07 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $125. Respondent defaulted (did not appear). | jz4z-kudi |
| 2022-07-07 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $125. Respondent defaulted (did not appear). | jz4z-kudi |
| 2021-07-12 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: STORAGE OF RECEPTACLES. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2021-05-14 | open (HEARING COMPLETED · IN VIOLATION) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE RODENT INFESTATION SHOWN BY ACTIVE RODENT SIGNS 1ST. Unpaid balance $300. | jz4z-kudi |

Showing 20 of 27. Full list: https://nycpropertyfacts.com/api/v1/property/1021420136/hearings

## Complaints (HPD since 2019, 311 last 12 months)

Complaints are reports, not violations. status mirrors the published complaint / request status.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-10-28 | open (OPEN) | HPD complaint (apt 8A): Water Leak – Heavy Flow. The following complaint conditions are still open. HPD has already attempted to notify the property owner that the condition exists; the tenant should provide access for the owner to make the repair.… | ygpa-z7cr |
| 2026-10-21 | closed (CLOSE) | HPD complaint (apt 1D): Unsanitary Condition – Pests. The Department of Housing Preservation and Development inspected the following conditions. Violations were previously issued for these conditions. Information about specific violations is available a… | ygpa-z7cr |
| 2026-10-18 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. The Department of Housing Preservation and Development contacted a tenant in the building and verified that the following conditions were corrected. The complaint has been closed. If the condition st… | ygpa-z7cr |
| 2026-10-07 | open (OPEN) | HPD complaint (apt 11A): Paint/Plaster – Wall; Flooring/Stairs – Floor; Plumbing – Basin/Sink; Unsanitary Condition – Mold; Paint/Plaster – Ceiling; General – Cabinet; Unsanitary Condition – Pests. The following complaint conditions are still open. HPD has already attempted to notify the property owner that the condition exists; the tenant should provide access for the owner to make the repair.… | ygpa-z7cr |
| 2026-09-28 | closed (CLOSE) | HPD complaint (apt 11A): Unsanitary Condition – Pests; Plumbing – Basin/Sink; Paint/Plaster – Wall; Unsanitary Condition – Mold; Flooring/Stairs – Floor; Paint/Plaster – Ceiling; General – Cabinet. HPD attempted to conduct an inspection in response to this complaint, but was unable to complete the inspection. Please submit a new service request with 311 if the condition still exists. For more i… | ygpa-z7cr |
| 2026-09-11 | closed (CLOSE) | HPD complaint (apt 1D): Unsanitary Condition – Pests. The Department of Housing Preservation and Development inspected the following conditions. Violations were previously issued for these conditions. Information about specific violations is available a… | ygpa-z7cr |
| 2026-07-31 | closed (CLOSE) | HPD complaint (apt 1D): Unsanitary Condition – Pests. The Department of Housing Preservation and Development inspected the following conditions. Violations were previously issued for these conditions. Information about specific violations is available a… | ygpa-z7cr |
| 2026-07-29 | closed (CLOSE) | HPD complaint (apt 1D): Unsanitary Condition – Pests. The Department of Housing Preservation and Development inspected the following conditions. Violations were previously issued for these conditions. Information about specific violations is available a… | ygpa-z7cr |
| 2026-07-26 | closed (CLOSE) | HPD complaint (apt 1D): Unsanitary Condition – Pests. The Department of Housing Preservation and Development inspected the following conditions. Violations were previously issued for these conditions. Information about specific violations is available a… | ygpa-z7cr |
| 2026-07-14 | closed (CLOSE) | HPD complaint (apt 1D): Unsanitary Condition – Pests. The Department of Housing Preservation and Development inspected the following conditions. Violations were previously issued for these conditions. Information about specific violations is available a… | ygpa-z7cr |
| 2026-07-02 | closed (CLOSE) | HPD complaint (apt 1D): Unsanitary Condition – Pests. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2025-10-30 | closed (CLOSE) | HPD complaint (apt 12A): Heat/Hot Water – Entire Building; General – Janitor/Super. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2025-10-10 | closed (CLOSE) | HPD complaint (apt 3D): Heat/Hot Water – Apartment Only. HPD responded to a complaint of no heat or hot water in the building. An occupant of the building confirmed heat and hot water had been restored when the Inspector attempted to conduct the inspection… | ygpa-z7cr |
| 2025-04-02 | closed (CLOSE) | HPD complaint (apt 1D): Line Of Travel – Line Of Travel. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2025-04-02 | closed (CLOSE) | HPD complaint (apt 2D): Line Of Travel – Line Of Travel. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |

Showing 15 of 231. Full list: https://nycpropertyfacts.com/api/v1/property/1021420136/complaints

## Owners & contacts

Owner of record comes from city tax records (PLUTO) and can lag behind recent sales.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-24 | current | City tax records (PLUTO) list the owner as 4113 BROADWAY OWNER LLC. | 64uk-42ks |
| 2024-09-20 | recorded | Grantee (buyer) on the most recent deed (DEED, 2024-09-20). | 636b-3b5g |
| 2026-07-16 | current_registration | HPD registration contact: Agent Emran Umerovski (Brookman Management Corp.), business city L.I.C.. | feu5-w2e2 |
| 2026-07-16 | current_registration | HPD registration contact: SiteManager Emran Umerovski. | feu5-w2e2 |
| 2026-07-16 | current_registration | HPD registration contact: CorporateOwner (4113 Broadway Owner LLC), business city L.I.C. | feu5-w2e2 |
| 2026-07-16 | current_registration | HPD registration contact: HeadOfficer Peter Hungerford, business city L.I.C.. | feu5-w2e2 |

---

Independent site. Data from NYC Open Data; not affiliated with the City of New York. Not a title search or official record; verify with the issuing agency. JSON: https://nycpropertyfacts.com/api/v1/property/1021420136