# 4101 Broadway, Manhattan, NY 10033

BBL 1021420130 · Block 2142 · Lot 130 · BIN 1063500, 1063501  
Canonical page: https://nycpropertyfacts.com/ny/manhattan/4101-broadway-1021420130  
Last updated: 2026-11-03 · Open-item counts as of 2026-10-31

Also recorded as: 629 W 173 St; 639 W 173 St; 629-639 W 173 St; 4103 Broadway; 6293 W 173 St

## Summary

4101 Broadway (Manhattan, NY 10033; tax lot BBL 1021420130) is a 74-unit elevator apartment building (building class D4: elevator co-op), built around 1926, on a 7,900 sq ft lot zoned R8. City tax records list the owner as 4101 BROADWAY OWNER LLC; per ACRIS, a deed to this owner dated September 20, 2024 lists a price of $11,600,000. The Department of Finance's final market value for tax year 2027 is $6,165,000. As of October 31, 2026, NYC Open Data shows 11 DOB jobs with a permit issued but no sign-off, seven active DOB violations, six active ECB violations, 40 open HPD violations and 13 OATH tickets with an unpaid balance. There were 121 311 requests in the past 12 months and 135 HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)

How to cite: NYC Property Facts, “4101 Broadway, Manhattan, NY 10033 (BBL 1021420130)”, data as of 2026-10-31, https://nycpropertyfacts.com/ny/manhattan/4101-broadway-1021420130. Source: NYC Open Data.

## Open items

| Item | Count |
|---|---|
| Open DOB jobs (permit issued, not signed off) | 11 |
| Active DOB violations | 7 |
| Active ECB violations | 6 |
| Open HPD violations | 40 |
| OATH tickets with unpaid balance | 13 |

## Lot & building

- Owner of record: 4101 BROADWAY OWNER LLC
- Building class: D4 – Elevator co-op
- Year built: 1926
- Floors: 12
- Units: 74 residential / 78 total
- Lot area: 7,900 sq ft · Building area: 78,425 sq ft
- Zoning: R8, C1-4
- Source: PLUTO (Dept. of City Planning) (https://data.cityofnewyork.us/d/64uk-42ks), data as of 2026-11-02

## Tax assessment

- Tax year 2027 (final roll): market value $6,165,000, assessed value $2,774,250, tax class 2
- Source: DOF Property Valuation and Assessment Data (https://data.cityofnewyork.us/d/8y4t-faws)

## Sales & deeds (ACRIS)

Deeds recorded with the City Register. amount 0 usually means a non-market transfer. lots_in_deed > 1 means the price covers several lots.

| Date | Status | Description | Source |
|---|---|---|---|
| 2024-09-20 | recorded (DEED) | DEED dated 2024-09-20 from BROADWAY TOWERS NYC, LLC to 4101 BROADWAY OWNER LLC, stated price $11,600,000. | bnx9-e6tj |
| 2015-03-03 | recorded (DEED) | DEED dated 2015-03-03 from BROADWAY TOWERS OWNER LLC to BROADWAY TOWERS NYC, LLC, stated price $42,000,000 for a deed covering 2 lots. | bnx9-e6tj |
| 2007-05-18 | recorded (DEED) | DEED dated 2007-05-18 from 4101 BROADWAY LLC to BROADWAY TOWERS OWNER LLC, stated price $24,741,784 for a deed covering 2 lots. | bnx9-e6tj |
| 2006-11-21 | recorded (DEED) | DEED dated 2006-11-21 from BROADWAY TOWERS ASSOCIATES LLC to 4101 BROADWAY, LLC, stated price $26,000,000 for a deed covering 2 lots. | bnx9-e6tj |
| 2006-04-27 | recorded (CORRD) | CORRD dated 2006-04-27 from BROADWAY TOWERS LLC C/O MILBROOK; BROADWAY TOWERS ASSOCIATES, L.P. to BROADWAY TOWERS ASSOCIATES LLC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 2005-12-01 | recorded (DEEDO) | DEEDO dated 2005-12-01 from BROADWAY TOWERS ASSOCIATES, L.P. C/O; BROADWAY TOWERS LLC C/O MILBROOK to BROADWAY TOWERS LLC C/O MILBROOK, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1994-10-13 | recorded (DEED) | DEED dated 1994-10-13 from REPUBLIC NATIONAL BANK OF NEW YORK; TEMPLE MANAGEMENT CORP; HOARE, FRANK REF; COMMISSIONER OF LABOR; CITY OF NEW YORK ENVISMENTROL CONTROL; NEW HEIGHTS (173-174) LIMITED PARTNERSHIP ET.AL; BEVONA, GUS to BROADWAY TOWERS ASSOCIATES L.P., no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1986-10-29 | recorded (DEED) | DEED dated 1986-10-29 from BROADWAY WASHINGTONASC to NEW HEIGHTS 173-174LP, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1985-05-15 | recorded (DEED) | DEED dated 1985-05-15 from BROADWAY WSHNGTN ASCINC to BROADWAY WASHINGTONASC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1985-05-15 | recorded (DEED) | DEED dated 1985-05-15 from BROADWAY WASHINGTONASC to BROADWAY WSHNGTN ASCINC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1984-09-13 | recorded (DEED) | DEED dated 1984-09-13 from PALINGER TEMPLE ASSOC. to BROADWAY WASHINGTN ASSOC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1981-04-09 | recorded (DEED) | DEED dated 1981-04-09 from IDEAL MANAGEMENT CORP to PALINGER TEMPLE ASSOC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1977-04-04 | recorded (DEED) | DEED dated 1977-04-04 from APARTMENT ASSETS, INC to IDEAL MANAGEMENT CORP, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1977-01-21 | recorded (DEED) | DEED dated 1977-01-21 from PECAN REALTY, INC to APARTMENT ASSETS, INC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |
| 1977-01-21 | recorded (DEED) | DEED dated 1977-01-21 from APARTMENTS ASSETS, INC to PECAN REALTY INC, no price stated ($0) for a deed covering 2 lots. | bnx9-e6tj |

Showing 15 of 21. Full list: https://nycpropertyfacts.com/api/v1/property/1021420130/sales

## Open DOB jobs and recent work permits

A DOB "job" is an application to do construction work. status "open" = a permit was issued but DOB has no record of final sign-off. Work permits are listed with type "work_permit" and their DOB permit status (they are not counted as open items).

| Date | Status | Description | Source |
|---|---|---|---|
| 2025-12-23 | open (Permit Entire) | DOB NOW job filing M01338782-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2025-02-03 | open (Permit Entire) | DOB NOW job filing M01169961-S1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2025-02-03 | open (Permit Entire) | DOB NOW job filing M01169961-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2018-10-04 | open (Permit Entire) | DOB NOW job filing M00084071-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2017-06-20 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 121226119 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RENOVATE EXIST. APT. # 7B. MINOR NON BEARING PARTITION REMOVAL. REPLACE EXIST. KITCHEN, REPLACE BATHROOM. NEW PARTITIONS AND FINISHES. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2015-05-21 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 122366616 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RENOVATE EXIST. APTS. # 7C, 9B. MINOR NON BEARING PARTITION REMOVAL. REPLACE EXIST. KITCHENS, REPLACE BATHROOM IN 9B. NEW PARTITIONS AND FINISHES. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2015-04-24 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 122337293 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RENOVATE EXIST. APT. # 7E. MINOR NON BEARING PARTITION REMOVAL. RELOCATE EXIST. KITCHEN, REPLACE BATHROOM. NEW PARTITIONS AND FINISHES. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2014-11-03 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140275903 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INTERIOR RENOVATION OF APARTMENT 8B. MINOR PARTITION CHANGES AND MINOR PLUMBING WORK AS PER PLANS. NO CHANGE IN USE, OCCUPANCY, OR EGRESS. | ic3t-wcy2 |
| 2013-07-15 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 121714911 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. EXTERIOR FACADE RESTORATION AT ALL ELEVATIONS. WORK IS TO INCLUDE BRICK POINTING; BRICK REPLACEMENT; LINTEL REPAIR / REPLACEMENT; CORNER REPAIRS. NO CHANGE OF USE OCCUPANCY OR EGRESS IS TO BE PERFORM… | ic3t-wcy2 |
| 2008-12-11 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 110408023 (A3 – Minor alteration (one type of work)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF 320 LINEAR FEET OF HEAVY DUTY SIDEWALK SHED FOR REMEDIAL REPAIRS. LIVE LOAD 300 PSF. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE 2008 CODE. NO CHANGE IN USE, OCCUPANCY OR EGRES… | ic3t-wcy2 |
| 1994-11-23 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 100946283 (A1 – Major alteration (changes use, egress or occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. SEPARATE THE EXISTING DUPLEX ON THE 11TH & 12TH FLOORS INTO 2 SEPARATE APTS., CREATING A NET INCREASE OF ONE APT. | ic3t-wcy2 |
| 2026-01-20 | n/a (Permit Issued) | DOB NOW work permit for job M01338782-I1: Sidewalk Shed — INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF 2022 THE…. Issued 2026-01-20, expires 2027-01-20. | rbx6-tga4 |
| 2025-11-13 | n/a (Signed-off) | DOB NOW work permit for job M01258300-I1: General Construction — FACADE REPAIR ON THE EXTRERIOR OF BUILDING AS SHOWN ON PLANS NO CHANGE TO EGRESS USE OR OCCUPANCY. Issued 2025-11-13, expires 2026-11-13. | rbx6-tga4 |
| 2025-10-22 | n/a (Signed-off) | DOB NOW work permit for job M00581622-I1: Sidewalk Shed — INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC …. Issued 2025-10-22, expires 2026-07-19. | rbx6-tga4 |
| 2025-10-03 | n/a (Signed-off) | DOB NOW work permit for job M01296159-I1: Suspended Scaffold — Suspended Scaffold installation as per plans filed herewith.. Issued 2025-10-03, expires 2026-10-03. | rbx6-tga4 |
| 2025-03-03 | n/a (Signed-off) | DOB NOW work permit for job M01169961-S1: Plumbing — INSTALLING 6 WASHING MACHINES AND 3 DRYERS FOR BUILDING USE ONLY. NO CHANGE IN EGRESS OR OCCUPANCY.. Issued 2025-03-03, expires 2025-08-12. | rbx6-tga4 |
| 2025-03-03 | n/a (Permit Issued) | DOB NOW work permit for job M01169961-I1: General Construction — INSTALLING 6 WASHING MACHINES AND 6 DRYERS FOR BUILDING USE ONLY. NO CHANGE IN EGRESS OR OCCUPANCY. Issued 2025-03-03, expires 2025-08-07. | rbx6-tga4 |
| 2024-10-25 | n/a (Signed-off) | DOB NOW work permit for job M00581622-I1: Sidewalk Shed — INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC …. Issued 2024-10-25, expires 2025-10-25. | rbx6-tga4 |
| 2023-10-31 | n/a (Signed-off) | DOB NOW work permit for job M00581622-I1: Sidewalk Shed — INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC …. Issued 2023-10-31, expires 2024-10-31. | rbx6-tga4 |
| 2022-11-01 | n/a (Signed-off) | DOB NOW work permit for job M00581622-I1: Sidewalk Shed — INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC …. Issued 2022-11-01, expires 2023-11-01. | rbx6-tga4 |

Showing 20 of 59. Full list: https://nycpropertyfacts.com/api/v1/property/1021420130/permits

## Open violations (DOB, ECB, HPD)

status "open" = DOB violation category is ACTIVE, ECB violation status is ACTIVE, or HPD violation status is Open.

| Date | Status | Description | Source |
|---|---|---|---|
| 2025-09-24 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (C-CONSTRUCTION OTHER OPTIONAL): FAILURE TO MAINTAIN BUILDING IN CODE COMPLIANT MANNER. OBSERVED AT EXP 1 BROKEN WINDOW PANE @ 9FL, CRACK @ PARAPET & CRACK STONE 1FL. EXP 2 DEFECT AT PARAPET AND LONG VERTICAL CRACK CORNER @ 2 AND 3 EXPOSURE 4S SPALLING & DAMAGED STUCCO CR…. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2024-08-03 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (BENCH-FAILURE TO BENCHMARK NONE): FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2024-05-03 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (BENCH-FAILURE TO BENCHMARK NONE): FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2024-02-22 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (FISPNRF-NO REPORT AND / OR LATE FILING (FACADE) FACADE REQUIRED): FAILED TO FILE FISP CYCLE 9C TECHNICAL REPORT BY 2/21/2024. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2018-01-18 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (C-CONSTRUCTION OTHER OPTIONAL): OWNER FAILED TO SUBMIT ACCEPTABLE 6&7 CYCLES EXTERIOR WALLS AND APPURTENANCE CRITICAL EXAMINATION TECHNICAL REPORT FILED BY A REGISTER DESIGN PROF.AS REQ'D BY AC28-302 & DOB RULES AND REGULATIONS.REMEDY: SUBMIT ACCEPTABLE EXTERIOR WALLS & …. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2013-12-31 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (FISPNRF-NO REPORT AND / OR LATE FILING (FACADE) FACADE REQUIRED): FAILED TO FILE FISP CYCLE 7C TECHNICAL REPORT BY 02/21/2013. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2007-11-30 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (LL1198-LOCAL LAW 11/98 - FACADE FACADE OPTIONAL). Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2020-05-20 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 1: FAILURE TO MAINTAIN EXTERIOR BUILDING FACADE AND APPURTENANTS.AT NOTEDEXPOSURE 1 CRACKED BRICKS CRACKED MARBLE.STOP CRACKING EXPOSURE 2 CRACKED BRICKS ON PARAPET WALLS.SPALLED JOINTS VERTICAL CRACKING EXPOSURE3. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2025-09-24 | open (violation status ACTIVE; hearing status DEFAULT; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 2: PEDESTRIAN PROTECTION DOES NOT MEET CODE SPECIFICATIONS. NOTE: AT THE TIME OF INSPECTION OBSERVED LOOSE PARAPET PANEL EXPOSURE 4 ON BROADWAY. REMEDY: COMPLY TO CODE SPECIFICATION.. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: default (the respondent did not appear; the penalty was imposed by default). Certification of correction: no compliance recorded. Balance due $2,430. | 6bgk-3dad |
| 2025-04-08 | open (violation status ACTIVE; hearing status DEFAULT; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 2: FAILURE TO SUBMIT AN ACCEPTABLE REQUIRED CYCLE 9C REPORT OF CRITICAL EXAMINATION DOCUMENTING CONDITION OF EXTERIOR WALL AND APPURTENANCES REQUIRED BY 28-302.4 FOR CONTROL #907198. REMEDY: SUBMIT ACCEPTABLE REQU. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: default (the respondent did not appear; the penalty was imposed by default). Certification of correction: no compliance recorded. Balance due $10,000. | 6bgk-3dad |
| 2022-01-31 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 1: FAILURE TO MAINTAIN BUILDING IN CODE COMPLAINT MANNER I OBSERVED IN BASEMENT ON A APARTMENT GAS LINE HAVING A FUTURE ON GAS PIPE ALSO USING GAS METER ROOM AS STORAGE ROOM, REPAIR AND/REPLACE. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2020-07-14 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 2: FAILURE TO MAINTAIN BUILDING EXTERIOR WALLS/FACADE AND APPURTENANCES AT THE TIME OF INSPECTION OBSERVED CRACK MARBLE AT 2 FLOOR AT SILL AND WINDOW LINTEL AREA AND DAMAGED JOINT AT SPOILED BRICK AT 1 FLOOR OF EX. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2026-06-07 | open (violation status ACTIVE; hearing status DEFAULT; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 1: 3314.10.11 OBS SUSPENDED SCAFFOLD INSTALLED@ ALL EXPOSURES& LEFT PARKED IN AN ELEVATED POSITION. SCAFFOLD NOT LOWERED TO THE GROUND, ROOF, OR DESIGNATED LANDING AREA WHEN NOT IN USE.CD5 DOESN'T IDENTIFY A DESIG. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: default (the respondent did not appear; the penalty was imposed by default). Certification of correction: no compliance recorded. Balance due $10,000. | 6bgk-3dad |
| 2026-10-30 | open (Violation Open) | HPD class B violation (Class B) in apt 10E: § 27-2005 ADM CODE PROPERLY SECURE THE LOOSE VENTILATION HOOD ABOVE GAS RANGE IN THE KITCHEN LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-30 | open (Violation Open) | HPD class B violation (Class B) in apt 10E: § 27-2005 HMC: REFIT THE DOOR IN THE ENTRANCE LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-30 | open (Violation Open) | HPD class C violation (Class C) in apt 10E: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-30 | open (Violation Open) | HPD class A violation (Class A) in apt 10E: § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE BOTTOM AT BASE CABINET IN THE KITCHEN LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-30 | open (Violation Open) | HPD class A violation (Class A) in apt 10E: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE TILE GROUT AT NORTH WALL IN THE BATHROOM LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-30 | open (Violation Open) | HPD class B violation (Class B) in apt 10E: § 27-2045(B)(1)(B) HMC, § 12-06, § 12-07, § 12-09 RCNY REPAIR, REPLACE OR PROVIDE AN APPROVED AND OPERATIONAL CARBON MONOXIDE DETECTING DEVICE, INSTALLED IN ACCORDANCE WITH APPLICABLE LAW AND RULES MISSING IN THE ENTIRE APARTMENT LOCATED AT APT 10E, 10th STOR…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-30 | open (Violation Open) | HPD class B violation (Class B) in apt 10E: § 27-2045(B)(1)(A) HMC, § 12-01, § 12-03 RCNY REPAIR, REPLACE OR PROVIDE AN APPROVED AND OPERATIONAL SMOKE DETECTING DEVICE, INSTALLED IN ACCORDANCE WITH DEPARTMENT OF BUILDINGS RULES AND REGULATIONS MISSING IN THE ENTIRE APARTMENT LOCATED AT APT 10E, 10th ST…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-26 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 12C: § 27-2045(B)(1)(A) HMC, § 12-01, § 12-03 RCNY REPAIR, REPLACE OR PROVIDE AN APPROVED AND OPERATIONAL SMOKE DETECTING DEVICE, INSTALLED IN ACCORDANCE WITH DEPARTMENT OF BUILDINGS RULES AND REGULATIONS MISSING IN THE ENTIRE APARTMENT LOCATED AT APT 12C, 12th ST…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-26 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 12C: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR THE NORTH, EAST, AND WEST WALL IN THE 1st ROOM FROM EAST LOCATED AT APT 12C, 12th STORY, 1st APARTMENT FROM NORTH AT EAST , SECTION ''639''. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-26 | open (Notice Of Issuance Sent To Tenant) | HPD class A violation (Class A) in apt 12C: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... OBSERVED LESS THAN 10 SQ FT AT NORTH AND WEST WALL IN THE 1st ROOM FROM EAST LOCATED AT APT 12C, 12th STORY, 1st APARTMENT FROM NORTH AT EAST , SECTION ''639''. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-10-26 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 12C: § 27-2045(B)(1)(B) HMC, § 12-06, § 12-07, § 12-09 RCNY REPAIR, REPLACE OR PROVIDE AN APPROVED AND OPERATIONAL CARBON MONOXIDE DETECTING DEVICE, INSTALLED IN ACCORDANCE WITH APPLICABLE LAW AND RULES MISSING IN THE ENTIRE APARTMENT LOCATED AT APT 12C, 12th STOR…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-28 | open (Civ14 Mailed) | HPD class A violation (Class A) in apt 10E: § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE INTERCOM SYSTEM FROM BUILDING FRONT TO RECEIVING PANEL AT EAST WALL IN THE FOYER LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-28 | open (Notice Of Issuance Sent To Tenant) | HPD class A violation (Class A) in apt 10E: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... LESS THAN 10 SQFT OBSERVED AT CEILING IN THE BATHROOM LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-04 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 10E: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE FOYER LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-04 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 10E: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE 1st ROOM FROM NORTH LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-04 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 10E: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE PORCELAIN ENAMEL REGLAZE OF BATHTUB IN THE BATHROOM LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-04 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 10E: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR CEILING AND ALL WALLS IN THE BATHROOM LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-04 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 10E: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CERAMIC FLOOR TILES IN THE KITCHEN LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-04 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 10E: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR CEILING IN THE 1st ROOM FROM NORTH LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-04 | open (Notice Of Issuance Sent To Tenant) | HPD class C violation (Class C) in apt 10E: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 10E, 10th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-06-16 | open (Not Complied With) | HPD class A violation (Class A): § 27-2011 ADM CODE CLEANSE TO THE SATISFACTION OF THIS DEPARTMENT THE INTERMEDIATE LANDING AT PUBLIC HALL STAIRS, 4th STORY. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-06-16 | open (Not Complied With) | HPD class A violation (Class A): § 27-2011 ADM CODE CLEANSE TO THE SATISFACTION OF THIS DEPARTMENT THE INTERMEDIATE LANDING AT PUBLIC HALL STAIRS, 6th STORY. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-06-16 | open (Not Complied With) | HPD class A violation (Class A): § 27-2011 ADM CODE CLEANSE TO THE SATISFACTION OF THIS DEPARTMENT THE INTERMEDIATE LANDING AT PUBLIC HALL STAIRS, 5th STORY. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-06-15 | open (Not Complied With) | HPD class A violation (Class A) in apt 11E: § 27-2013 ADM CODE PAINT WITH LIGHT COLORED PAINT TO THE SATISFACTION OF THIS DEPARTMENT THE WOOD DOOR IN THE 1st ROOM FROM NORTH AT EAST LOCATED AT APT 11E, 11th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-06-15 | open (Not Complied With) | HPD class A violation (Class A) in apt 11E: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD WINDOW STOOL IN THE 2nd ROOM FROM NORTH AT WEST LOCATED AT APT 11E, 11th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-06-09 | open (First No Access To Re- Inspect Violation) | HPD class B violation (Class B) in apt 7F: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE 5th ROOM FROM EAST LOCATED AT APT 7F, 7th STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-06-09 | open (First No Access To Re- Inspect Violation) | HPD class B violation (Class B) in apt 7F: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE PRIVATE HALLWAY LOCATED AT APT 7F, 7th STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |

Showing 40 of 53. Full list: https://nycpropertyfacts.com/api/v1/property/1021420130/violations

## OATH tickets with unpaid balance or pending

status "open" = balance due > $0 after a decision (cases awaiting a hearing are "pending"). default=true means the respondent did not appear.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-06-07 | open (DEFAULTED · DEFAULTED) | OATH ticket from Dept. Of Buildings: MISCELLANEOUS VIOLATIONS. Unpaid balance $10,000. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-10-28 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: IMPROPER RECEPTACLE LOCAL LAW 111 REQUIRED. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-04-10 | open (DEFAULTED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE CONDITIONS CONDUCIVE TO PESTS, GARBAGE CANS SPILLAGE. Unpaid balance $600. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-04-10 | open (DEFAULTED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE RODENT INFESTATION SHOWN BY ACTIVE RODENT SIGNS 1ST. Unpaid balance $600. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-04-08 | open (DOCKETED · DEFAULTED) | OATH ticket from Dept. Of Buildings: FAILURE TO SUBMIT REQUIRED REPORT OF CRITICAL EXAMINATION. Unpaid balance $10,000. Respondent defaulted (did not appear). | jz4z-kudi |
| 2024-09-03 | open (DEFAULTED · DEFAULTED) | OATH ticket from Pcs - Dohmh: NUISANCE CREATED, COMMITTED, MAINTAINED OR ALLOWED TO EXIST. Unpaid balance $2,000. Respondent defaulted (did not appear). | jz4z-kudi |
| 2024-09-03 | open (DEFAULTED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAILURE TO ELIMINATE CONDITIONS CONDUCIVE TO RODENT-HOLES AND GAPS 1ST. Unpaid balance $600. Respondent defaulted (did not appear). | jz4z-kudi |
| 2024-09-03 | open (DEFAULTED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE RODENT INFESTATION SHOWN BY ACTIVE RODENT SIGNS 1ST. Unpaid balance $600. Respondent defaulted (did not appear). | jz4z-kudi |
| 2022-06-10 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: FAILURE TO CLEAN 18 INCHES INTO STREET. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2021-06-17 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: SELL OR OFFER POLYSTYRENE LOOSE FILL PACKAGING STORE 1ST. Unpaid balance $250. Respondent defaulted (did not appear). | jz4z-kudi |
| 2018-12-26 | open (DEFAULTED · DEFAULTED) | OATH ticket from Dep - Bwso: FAILED TO INSTALL A BACKFLOW PREVENTER. Unpaid balance $1,000. Respondent defaulted (did not appear). | jz4z-kudi |
| 2018-06-28 | open (DOCKETED · DEFAULTED) | OATH ticket from Fire Department Of Nyc: INSPECTION AND TESTING. Unpaid balance $1,000. Respondent defaulted (did not appear). | jz4z-kudi |
| — | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: DIRTY SIDEWALK DIRTY AREA. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-01-14 | pending (RESCHEDULED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE CONDITIONS CONDUCIVE TO RODENTS-DEBRIS,VEGETATION3RD. Hearing pending. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-01-14 | pending (RESCHEDULED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE RODENT INFESTATION SHOWN BY ACTIVE RODENT SIGNS 3RD. Hearing pending. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-01-14 | pending (RESCHEDULED · DEFAULTED) | OATH ticket from Pcs - Dohmh: NUISANCE CREATED, COMMITTED, MAINTAINED OR ALLOWED TO EXIST. Hearing pending. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-01-14 | pending (RESCHEDULED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE CONDITIONS CONDUCIVE TO PESTS, GARBAGE CANS SPILLAGE. Hearing pending. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-01-08 | pending (RESCHEDULED · DEFAULTED) | OATH ticket from Dept. Of Buildings: FAILURE TO MAINTAIN BUILDING IN CODE-COMPLIANT MANNER: BOILER. Hearing pending. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-09-24 | pending (RESCHEDULED · DEFAULTED) | OATH ticket from Dept. Of Buildings: PEDESTRAIN PROTECTION DOES NOT MEET CODE SPECIFICATIONS. Hearing pending. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-07-30 | pending (RESCHEDULED · DEFAULTED) | OATH ticket from Pcs - Dohmh: FAIL TO ELIMINATE RODENT INFESTATION SHOWN BY ACTIVE RODENT SIGNS 2ND. Hearing pending. Respondent defaulted (did not appear). | jz4z-kudi |

Showing 20 of 23. Full list: https://nycpropertyfacts.com/api/v1/property/1021420130/hearings

## Complaints (HPD since 2019, 311 last 12 months)

Complaints are reports, not violations. status mirrors the published complaint / request status.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-10-21 | closed (CLOSE) | HPD complaint (apt 12C): Plumbing – Steam Pipe/Riser; Unsanitary Condition – Mold. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2026-10-21 | closed (CLOSE) | HPD complaint (apt 10E): Unsanitary Condition – Mold; Flooring/Stairs – Floor; Safety – Fire Escape; Plumbing – Basin/Sink; General – Cabinet. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2026-09-24 | open (OPEN) | HPD complaint (apt 10E): Unsanitary Condition – Garbage/Recycling Storage. An HPD Inspector was not able to gain access to inspect this complaint sometime within the last 10 days. If the conditions still exist and an inspection is required, please contact HPD with your comp… | ygpa-z7cr |
| 2026-09-22 | closed (CLOSE) | HPD complaint (apt 10E): Water Leak – Damp Spot. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2026-09-17 | closed (CLOSE) | HPD complaint (apt 6B): Safety – Smoke Detector; Safety – Carbon Monoxide Detector; Safety – Window Guard Broken/Missing. HPD attempted to conduct an inspection in response to this complaint, but was unable to complete the inspection. Please submit a new service request with 311 if the condition still exists. For more i… | ygpa-z7cr |
| 2026-08-30 | closed (CLOSE) | HPD complaint (apt 10E): Door/Window – Door; General – Bell/Buzzer/Intercom; Unsanitary Condition – Mold; General – Cabinet; Paint/Plaster – Cabinet; Unsanitary Condition – Pests; Flooring/Stairs – Floor; Door/Window – Door Frame. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2026-06-22 | closed (CLOSE) | HPD complaint (apt 10E): Door/Window – Door. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2026-06-06 | closed (CLOSE) | HPD complaint (apt 10E): Plumbing – Bathtub/Shower; Door/Window – Door Frame; Flooring/Stairs – Floor; Door/Window – Door; General – Cabinet; Unsanitary Condition – Pests. An HPD Inspector was not able to gain access to inspect this complaint. The Inspector left a card at the time of the inspection and a letter was sent from HPD after the inspection attempt to encourag… | ygpa-z7cr |
| 2026-02-25 | closed (CLOSE) | HPD complaint (apt 10E): Unsanitary Condition – Pests; Door/Window – Door; Flooring/Stairs – Floor. An HPD Inspector was not able to gain access to inspect this complaint. The Inspector left a card at the time of the inspection and a letter was sent from HPD after the inspection attempt to encourag… | ygpa-z7cr |
| 2026-02-17 | closed (CLOSE) | HPD complaint (apt 10E): Unsanitary Condition – Garbage/Recycling Storage. An HPD Inspector was not able to gain access to inspect this complaint. The Inspector left a card at the time of the inspection and a letter was sent from HPD after the inspection attempt to encourag… | ygpa-z7cr |
| 2026-02-17 | closed (CLOSE) | HPD complaint (apt 10E): Unsanitary Condition – Garbage/Recycling Storage. An HPD Inspector was not able to gain access to inspect this complaint. The Inspector left a card at the time of the inspection and a letter was sent from HPD after the inspection attempt to encourag… | ygpa-z7cr |
| 2026-02-16 | closed (CLOSE) | HPD complaint (apt 10E): Heat/Hot Water – Apartment Only; Door/Window – Door; Unsanitary Condition – Pests. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2026-02-12 | closed (CLOSE) | HPD complaint (apt 10E): Heat/Hot Water – Apartment Only. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2026-02-04 | closed (CLOSE) | HPD complaint (apt 10E): Plumbing – Bathtub/Shower; Flooring/Stairs – Floor; Door/Window – Door; Unsanitary Condition – Pests; Paint/Plaster – Wall. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2026-02-04 | closed (CLOSE) | HPD complaint (apt 10E): Unsanitary Condition – Garbage/Recycling Storage; Elevator – Maintenance. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |

Showing 15 of 256. Full list: https://nycpropertyfacts.com/api/v1/property/1021420130/complaints

## Owners & contacts

Owner of record comes from city tax records (PLUTO) and can lag behind recent sales.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-24 | current | City tax records (PLUTO) list the owner as 4101 BROADWAY OWNER LLC. | 64uk-42ks |
| 2024-09-20 | recorded | Grantee (buyer) on the most recent deed (DEED, 2024-09-20). | 636b-3b5g |
| 2026-07-16 | current_registration | HPD registration contact: SiteManager Emran Umerovski. | feu5-w2e2 |
| 2026-07-16 | current_registration | HPD registration contact: Agent Emran Umerovski (Brookman Management Corp.), business city L.I.C.. | feu5-w2e2 |
| 2026-07-16 | current_registration | HPD registration contact: CorporateOwner (4101 Broadway Owner LLC), business city L.I.C.. | feu5-w2e2 |
| 2026-07-16 | current_registration | HPD registration contact: HeadOfficer Peter Hungerford, business city L.I.C.. | feu5-w2e2 |

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Independent site. Data from NYC Open Data; not affiliated with the City of New York. Not a title search or official record; verify with the issuing agency. JSON: https://nycpropertyfacts.com/api/v1/property/1021420130