# 3868 Broadway, Manhattan, NY 10032

BBL 1021200008 · Block 2120 · Lot 8 · BIN 1062854, 1062857  
Canonical page: https://nycpropertyfacts.com/ny/manhattan/3868-broadway-1021200008  
Last updated: 2026-11-07 · Open-item counts as of 2026-11-06

Also recorded as: 566 W 162 St; 3878 Broadway; 3872 Broadway; 3876 Broadway; 3868-3878 Broadway

## Summary

3868 Broadway (Manhattan, NY 10032; tax lot BBL 1021200008) is a 39-unit elevator apartment building (building class D7: elevator apartments, semi-fireproof, with stores), built around 1910, on a 9,992 sq ft lot zoned R8. City tax records list the owner as 3868 BROADWAY ASSOCIATES, L.L.C.; per ACRIS, a deed to this owner dated January 18, 2008 lists a price of $9,100,000. The Department of Finance's final market value for tax year 2027 is $4,874,000. As of November 6, 2026 (limited by DOB Job Application Filings (BIS); other open-item sources were confirmed later), NYC Open Data shows 15 DOB jobs with a permit issued but no sign-off, one active DOB violation, three active ECB violations, 21 open HPD violations and 23 OATH tickets with an unpaid balance. There were 41 311 requests in the past 12 months and 43 HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)

How to cite: NYC Property Facts, “3868 Broadway, Manhattan, NY 10032 (BBL 1021200008)”, data as of 2026-11-06, https://nycpropertyfacts.com/ny/manhattan/3868-broadway-1021200008. Source: NYC Open Data.

## Neighborhood

Washington Heights (South): https://nycpropertyfacts.com/ny/manhattan/10032

- Open HPD violations: https://nycpropertyfacts.com/ny/manhattan/10032/open-hpd-violations
- Active DOB violations: https://nycpropertyfacts.com/ny/manhattan/10032/active-dob-violations
- Active ECB violations: https://nycpropertyfacts.com/ny/manhattan/10032/active-ecb-violations
- Open DOB jobs: https://nycpropertyfacts.com/ny/manhattan/10032/open-dob-jobs
- Unpaid OATH tickets: https://nycpropertyfacts.com/ny/manhattan/10032/unpaid-oath-tickets

## ZIP

Manhattan 10032: https://nycpropertyfacts.com/ny/manhattan/10032

## Nearby properties

Ordered by map distance among lots on this street within 40 house numbers and on this tax block within 15 lot numbers.

- 3860 Broadway (103 ft): https://nycpropertyfacts.com/ny/manhattan/3860-broadway-1021200001
- 3880 Broadway (158 ft): https://nycpropertyfacts.com/ny/manhattan/3880-broadway-1021220048
- 3875 Broadway (241 ft): https://nycpropertyfacts.com/ny/manhattan/3875-broadway-1021370026
- 3856 Broadway (259 ft): https://nycpropertyfacts.com/ny/manhattan/3856-broadway-1021190005
- 3890 Broadway (259 ft): https://nycpropertyfacts.com/ny/manhattan/3890-broadway-1021220052
- 3861 Broadway (262 ft): https://nycpropertyfacts.com/ny/manhattan/3861-broadway-1021370018
- 562 West 162nd Street (61 ft): https://nycpropertyfacts.com/ny/manhattan/562-west-162nd-street-1021200010
- 560 West 162nd Street (81 ft): https://nycpropertyfacts.com/ny/manhattan/560-west-162nd-street-1021200011

## Open items

| Item | Count |
|---|---|
| Open DOB jobs (permit issued, not signed off) | 15 |
| Active DOB violations | 1 |
| Active ECB violations | 3 |
| Open HPD violations | 21 |
| OATH tickets with unpaid balance | 23 |

## Lot & building

- Owner of record: 3868 BROADWAY ASSOCIATES, L.L.C.
- Building class: D7 – Elevator apartments, semi-fireproof, with stores
- Year built: 1910
- Floors: 6
- Units: 39 residential / 45 total
- Lot area: 9,992 sq ft · Building area: 45,023 sq ft
- Zoning: R8, C1-4
- Source: PLUTO (Dept. of City Planning) (https://data.cityofnewyork.us/d/64uk-42ks), city dataset updated 2026-08-24; last loaded 2026-11-07

## Tax assessment

- Tax year 2027 (final roll): market value $4,874,000, assessed value $2,193,300, tax class 2
- Source: DOF Property Valuation and Assessment Data (https://data.cityofnewyork.us/d/8y4t-faws)

## Sales & deeds (ACRIS)

Deeds recorded with the City Register. amount 0 usually means a non-market transfer. lots_in_deed > 1 means the price covers several lots.

| Date | Status | Description | Source |
|---|---|---|---|
| 2008-01-18 | recorded (DEED) | DEED dated 2008-01-18 from 3868 BROADWAY REALTY, LLC to 3868 BROADWAY ASSOCIATES, L.L.C., stated price $9,100,000. | bnx9-e6tj |
| 1996-11-01 | recorded (DEED) | DEED dated 1996-11-01 from 3868 BROADWAY REALTYCO. to 3868 BROADWAY REALTY, LLC, no price stated ($0). | bnx9-e6tj |
| 1985-04-17 | recorded (DEED) | DEED dated 1985-04-17 from QUALITY HOUSING INC. to 3868 BROADWAY RLTY CO., no price stated ($0). | bnx9-e6tj |
| 1984-07-10 | recorded (DEED) | DEED dated 1984-07-10 from NORTHWEST PALINGER ASSOC to QUALITY HOUSING, INC., no price stated ($0). | bnx9-e6tj |
| 1981-06-23 | recorded (DEED) | DEED dated 1981-06-23 from PROD RLTY CORP; DALID RLTY CORP to NORTHWEST PALINGER ASSOC, no price stated ($0). | bnx9-e6tj |

## Open DOB jobs and recent work permits

A DOB "job" is an application to do construction work. status "open" = a permit was issued but DOB has no record of final sign-off. Work permits are listed with type "work_permit" and their DOB permit status (they are not counted as open items).

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-09-04 | open (Permit Entire) | DOB NOW job filing M01453589-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2022-07-25 | open (Permit Entire) | DOB NOW job filing M00774402-S1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2022-07-22 | open (Permit Entire) | DOB NOW job filing M00774402-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2019-12-17 | open (Permit Entire) | DOB NOW job filing M00226824-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2018-11-27 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140819666 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF A NEW FIRE SUPPRESSION SYSTEM. ALL COOKING EQUIPMENT TO BE ELECTRIC. NO CHANGE IN USE, EGRESS, OR OCCUPANCY. | ic3t-wcy2 |
| 2018-06-29 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123376248 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. REFURBISHING EXISTING RETAIL STORE, REMOVAL OF NON-LOAD BEARING WALL PARTITION, NEW VCT FLOORING, NEW DROP CEILING, NEW KITCHEN EQUIPMENT, AND MODIFICATION OF EXISTING STOREFRONT AS PER PLAN. THERE I… | ic3t-wcy2 |
| 2016-08-03 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 122849819 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. RENOVATION OF APARTMENT # 65 PARTITION, PLUMBING AND FINISHING WORK. NO CHANGE IN EGRESS, USE OR OCCUPANCY. | ic3t-wcy2 |
| 2013-12-11 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 121865552 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INTERIOR RENOVATION OF APARTMENT 54 WITH PLUMBING AND FINISHING WORK. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2011-03-29 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 120645089 (A3 – Minor alteration (one type of work)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED FOR REMEDIAL REPAIRS AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC BUILDING CODE. NO S… | ic3t-wcy2 |
| 2007-11-01 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 110008125 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. To register a high pressure oil boiler and two oil storage tanks (275 Gallons each). There will be no change in use, egress and occupancy. | ic3t-wcy2 |
| 2007-07-27 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 104845330 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. INSTALL FIRE SUPPRESSION SYSTEM ONLY.NOCHANGE IN USE,EGRESS OR OCCUP ANCY. | ic3t-wcy2 |
| 2006-12-08 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 104622721 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. NO CHANGE IN USE, EGRESS AND OCCUPANCY. NEW CLEANER ESTABLISHMENT INCLUDING MINOR PARTITION WORK AND PLUMBING WORK. | ic3t-wcy2 |
| 1995-10-26 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 101143004 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. REPLACE OIL FIRED BOILER AND BURNER IN EXISTING BOILER ROOM IN CELLAR. NO CHANGE IN USE, OCCUPANCY OR EGRESS. | ic3t-wcy2 |
| 1992-07-27 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 100457435 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. INSTALL AUTOMATIC FIRE SUPPRESSION SYSTEM. | ic3t-wcy2 |
| 1992-06-10 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 100436155 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RENOVATE EXISTING STORE AS FOLLOWS: INS TALL NEW COUNTER, ADDITIONAL KI CHEN EQUIPMENT, HUNG CEILING NO CHANGE IN USE, EGRESS OR OCCUPANCY | ic3t-wcy2 |
| 2026-10-26 | n/a (Permit Issued) | DOB NOW work permit for job M01453589-I1: General Construction — Interior renovation of existing Apt#41 at 4th floor. removal and installation of non-load bearing partition wall and doors, new wood flooring, and paint finish…. Issued 2026-10-26, expires 2027-02-05. | rbx6-tga4 |
| 2022-10-21 | n/a (Permit Issued) | DOB NOW work permit for job M00774402-S1: Plumbing — This Plumbing application has been filed to install cooking equipment and sink. 08-10-23- added a gas meter. Issued 2022-10-21, expires 2023-10-21. | rbx6-tga4 |
| 2022-09-18 | n/a (Permit Issued) | DOB NOW work permit for job M00774402-I1: General Construction — minor interior partition work, new ceiling , and replace storefront. Issued 2022-09-18, expires 2023-07-09. | rbx6-tga4 |
| 2020-10-08 | n/a (ISSUED (renewal)) | BIS work permit for job 123693814: Equipment work / Other / general construction. Issued 2020-10-08, expires 2021-10-01. | ipu4-2q9a |
| 2020-06-04 | n/a (ISSUED (renewal)) | BIS work permit for job 123693814: Equipment work / Other / general construction. Issued 2020-06-04, expires 2020-10-01. | ipu4-2q9a |

Showing 20 of 56. Full list: https://nycpropertyfacts.com/api/v1/property/1021200008/permits

## Open violations (DOB, ECB, HPD)

status "open" = DOB violation category is ACTIVE, ECB violation status is ACTIVE, or HPD violation status is Open.

| Date | Status | Description | Source |
|---|---|---|---|
| 2013-08-30 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (FISPNRF-NO REPORT AND / OR LATE FILING (FACADE) FACADE REQUIRED): FAILED TO FILE FISP CYCLE 7B TECHNICAL REPORT BY 08/21/2012. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2025-05-12 | open (violation status ACTIVE; hearing status PENDING) | ECB (DOB) violation, class - 2: WORK WITHOUT A PERMIT. NOTED NEW EXHAUST FAN PRESENT AT EXP #2 APPROX 7'-0" ABOVE SIDEWALK ELEVATION AND EXHAUST IS IN OPERATION SERVICING "HALAL CHICKS AND PLATTERS". NO PERMIT ON FILE FOR EXHAUST DUCT OR FAN. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: hearing pending. Balance due $1,280. | 6bgk-3dad |
| 2026-09-15 | open (violation status ACTIVE; hearing status PENDING) | ECB (DOB) violation, class - 2: B206 FAILURE TO MAINTAIN OVER THE RANGE COMMERCIAL EXTRACTOR AS PER 102.3 OBSERVED GREASE ON PAYVENT DIRECTLY UNDER NEATH SAID UNIT CORRECT ALL VIOLATING CONDITIONS AND SUBMIT CERT.OF CORRECTION; 27-MISC, COMPL. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: hearing pending. Balance due $1,250. | 6bgk-3dad |
| 2025-11-07 | open (violation status ACTIVE; hearing status DEFAULT; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 1: AT TIME OF INSPECTION OBSERVED WORK DOES NOT CONFORM TO APPROVED CONSTRUCTION DOCUMENTS UNDER JOB PERMIT #M00774402-I1-GC REMOVAL OF TOILET AND SINK ON THE FIRST FLOOR AT THE REAR OF COMMERCIAL STORE NAME HALAL. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: default (the respondent did not appear; the penalty was imposed by default). Certification of correction: no compliance recorded. Balance due $12,500. | 6bgk-3dad |
| 2026-08-14 | open (Civ14 Mailed) | HPD class C violation (Class C) in apt APT22: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... AT NORTH WALL, EAST WALL, SOUTH WALL, WEST WALL, AND AT CEILING IN THE BATHROOM LOCATED AT APT APT22, 2nd STORY, 1st APARTMENT FROM EAST AT SOUTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-02-25 | open (Info Nov Sent Out) | HPD class I violation (Class I): § 27-2142 ADM CODE APTS HAVE BEEN VACATED BY THIS DEPARTMENT AND CANNOT BE REOCCUPIED UNTIL SO ORDERED AFTER PROOF OF COMPLIANCE FOR APTS POSTED VACATE#260448 AT APARTMENT #32 ENTRANCE DOOR. IN THE ENTIRE APARTMENT LOCATED AT APT, 3rd STORY, 1st APARTMENT FRO…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-02-25 | open (Info Nov Sent Out) | HPD class I violation (Class I): § 27-2142 ADM CODE APTS HAVE BEEN VACATED BY THIS DEPARTMENT AND CANNOT BE REOCCUPIED UNTIL SO ORDERED AFTER PROOF OF COMPLIANCE FOR APTS POSTED VACATE#260448 AT APARTMENT #31 ENTRANCE DOOR. IN THE ENTIRE APARTMENT LOCATED AT APT, 3rd STORY, 1st APARTMENT FRO…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-02-25 | open (Info Nov Sent Out) | HPD class I violation (Class I): § 27-2142 ADM CODE APTS HAVE BEEN VACATED BY THIS DEPARTMENT AND CANNOT BE REOCCUPIED UNTIL SO ORDERED AFTER PROOF OF COMPLIANCE FOR APTS POSTED VACATE#260448 AT APARTMENT #21 ENTRANCE DOOR. IN THE ENTIRE APARTMENT LOCATED AT APT, 2nd STORY, 1st APARTMENT FRO…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-02-25 | open (Info Nov Sent Out) | HPD class I violation (Class I): § 27-2142 ADM CODE APTS HAVE BEEN VACATED BY THIS DEPARTMENT AND CANNOT BE REOCCUPIED UNTIL SO ORDERED AFTER PROOF OF COMPLIANCE FOR APTS POSTED VACATE # 260448, AT APARTMENT #41 ENTRANCE DOOR. IN THE ENTIRE APARTMENT LOCATED AT APT, 4th STORY, 1st APARTMENT …. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-02-20 | open (Nov Sent Out) | HPD class C violation (Class C) in apt 31: § 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF FIRE DAMAGE IN THE ENTIRE APARTMENT LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-02-20 | open (Nov Sent Out) | HPD class C violation (Class C) in apt 41: § 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF FIRE DAMAGE IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-02-20 | open (Nov Sent Out) | HPD class C violation (Class C) in apt 21: § 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF FIRE DAMAGE IN THE ENTIRE APARTMENT LOCATED AT APT 21, 2nd STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-07-14 | open (First No Access To Re- Inspect Violation) | HPD class B violation (Class B) in apt 4: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... MORE THAN 10 SQUARE FEET AT CEILING AND EAST WALL IN THE BATHROOM LOCATED AT APT 4, 1st STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-04-28 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 4: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT ALL WALLS IN THE 1st ROOM FROM EAST LOCATED AT APT 4, 1st STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-04-28 | open (Not Complied With) | HPD class C violation (Class C) in apt 4: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT CEILING IN THE 1st ROOM FROM EAST LOCATED AT APT 4, 1st STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-04-25 | open (False Certification) | HPD class B violation (Class B) in apt 4: § 27-2026, 2027 HMC: PROPERLY REPAIR THE SOURCE AND ABATE THE EVIDENCE OF A WATER LEAK AT SOUTH WALL IN THE BATHROOM LOCATED AT APT 4, 1st STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-04-25 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 4: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT CEILING AND ALL WALLS IN THE 2nd ROOM FROM EAST LOCATED AT APT 4, 1st STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-04-25 | open (False Certification) | HPD class B violation (Class B) in apt 4: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT CEILING AND ALL WALLS IN THE BATHROOM LOCATED AT APT 4, 1st STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-04-25 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 4: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT CEILING AND ALL WALLS IN THE 4th ROOM FROM EAST LOCATED AT APT 4, 1st STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2023-08-08 | open (False Certification) | HPD class C violation (Class C) in apt 45: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 45, 4th STORY, 1st APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2022-06-23 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 4: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE VINYL FLOOR TILES IN THE 1st ROOM FROM EAST AT SOUTH LOCATED AT APT 4, 1st STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2017-10-13 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 4: § 27-2018 ADMIN. CODE: ABATE THE NUISANCE CONSISTING OF BEDBUGS IN THE ENTIRE APARTMENT LOCATED AT APT 4, 1st STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2014-03-17 | open (Not Complied With) | HPD class B violation (Class B) in apt 4: § 27-2046.1 HMC: REPAIR OR REPLACE THE CARBON MONOXIDE DETECTING DEVICE(S). INOPERABLE IN THE ENTIRE APARTMENT LOCATED AT APT 4, 1st STORY, 1st APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2014-03-17 | open (Not Complied With) | HPD class B violation (Class B) in apt 4: § 27-2045 ADM CODE REPAIR OR REPLACE THE SMOKE DETECTOR INOPERABLE IN THE ENTIRE APARTMENT LOCATED AT APT 4, 1st STORY, 1st APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2007-02-20 | open (First No Access To Re- Inspect Violation) | HPD class B violation (Class B) in apt 67: § 27-2018 ADM CODE ABATE THE NUISANCE CONSISTING OF VERMIN MICE IN THE ENTIRE APARTMENT LOCATED AT APT 67, 6th STORY, 1st APARTMENT FROM EAST AT SOUTH. Open — not recorded as corrected. | wvxf-dwi5 |

## OATH tickets with unpaid balance or pending

status "open" = balance due > $0 after a decision (cases awaiting a hearing are "pending"). default=true means the respondent did not appear.

| Date | Status | Description | Source |
|---|---|---|---|
| 2025-10-04 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: POSTING OF SIGN PERMIT. Unpaid balance $50. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-09-11 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $125. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-07-01 | open (DOCKETED · DEFAULTED) | OATH ticket from Fire Department Of Nyc: RECORDKEEPING. Unpaid balance $800. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-03-29 | open (DOCKETED · DEFAULTED) | OATH ticket from Police Department: VEHICLE S ON SIDEWALK. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-10-13 | open (DEFAULTED · DEFAULTED) | OATH ticket from Miscellaneous Agencies: UNREAS NOISE: SOUND REPRO DEVICE FOR COMM BUS ADVT PURPOSE 2ND. Unpaid balance $3,500. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-08-28 | open (DEFAULTED · DEFAULTED) | OATH ticket from Miscellaneous Agencies: UNREAS NOISE: SOUND REPRO DEVICE FOR COMM BUS ADVT PURPOSE. Unpaid balance $1,750. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-08-26 | open (DEFAULTED · DEFAULTED) | OATH ticket from Police Department: OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS. Unpaid balance $25. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-08-04 | open (DEFAULTED · DEFAULTED) | OATH ticket from Police Department: OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS. Unpaid balance $25. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-06-26 | open (DEFAULTED · DEFAULTED) | OATH ticket from Police Department: OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS. Unpaid balance $25. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-06-17 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-06-17 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-06-17 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-06-17 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-02-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-02-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-02-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-02-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-02-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-02-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-02-01 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |

Showing 20 of 27. Full list: https://nycpropertyfacts.com/api/v1/property/1021200008/hearings

## Complaints (HPD since 2019, 311 last 12 months)

Complaints are reports, not violations. status mirrors the published complaint / request status.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-02 | closed (CLOSE) | HPD complaint (apt APT22): Unsanitary Condition – Mold. The Department of Housing Preservation and Development was unable to access the rooms where the following conditions were reported. No violations were issued. The complaint has been closed. | ygpa-z7cr |
| 2026-04-02 | closed (CLOSE) | HPD complaint (apt 4): Heat/Hot Water – Entire Building. The Department of Housing Preservation and Development was not able to gain access to your apartment or others in the building to inspect for a lack of heat or hot water. The complaint has been close… | ygpa-z7cr |
| 2026-02-09 | closed (CLOSE) | HPD complaint (apt 66): Heat/Hot Water – Entire Building. HPD called the telephone number on file for this complaint. Someone at that number indicated that the condition was corrected. The complaint has been closed. Please submit a new service request with … | ygpa-z7cr |
| 2026-01-20 | closed (CLOSE) | HPD complaint (apt 34): Heat/Hot Water – Apartment Only. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2025-08-18 | closed (CLOSE) | HPD complaint (apt 24): General – Mailbox. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-08-18 | closed (CLOSE) | HPD complaint (apt 24): Electric – Wiring; Water Leak – Heavy Flow; Unsanitary Condition – Mold; Paint/Plaster – Ceiling; Electric – Outlet/Switch. HPD attempted to conduct an inspection in response to this complaint, but was unable to complete the inspection. Please submit a new service request with 311 if the condition still exists. For more i… | ygpa-z7cr |
| 2025-07-23 | closed (CLOSE) | HPD complaint (apt 35): General – Cabinet; Unsanitary Condition – Pests; Appliance – Electric/Gas Range; Appliance – Refrigerator. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-07-19 | closed (CLOSE) | HPD complaint (apt 35): Water Leak – Slow Leak; Unsanitary Condition – Pests. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-07-16 | closed (CLOSE) | HPD complaint (apt BLDG): Unsanitary Condition – Garbage/Recycling Storage. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-05-14 | closed (CLOSE) | HPD complaint (apt 35): Unsanitary Condition – Pests; Flooring/Stairs – Floor. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2025-04-22 | closed (CLOSE) | HPD complaint (apt 4): Appliance – Refrigerator. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-04-22 | closed (CLOSE) | HPD complaint (apt 4): Appliance – Electric/Gas Range. HPD called the telephone number on file for this complaint. Someone at that number indicated that the condition was corrected. The complaint has been closed. Please submit a new service request with … | ygpa-z7cr |
| 2025-04-22 | closed (CLOSE) | HPD complaint (apt 4): Heat/Hot Water – Apartment Only. HPD responded to a complaint of no heat or hot water. Heat was not required at the time of the inspection because the outside temperature was above 55° F; by law, violations can only be issued if the… | ygpa-z7cr |
| 2025-04-22 | closed (CLOSE) | HPD complaint (apt 4): Flooring/Stairs – Floor. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-04-22 | closed (CLOSE) | HPD complaint (apt 4): Unsanitary Condition – Pests. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |

Showing 15 of 84. Full list: https://nycpropertyfacts.com/api/v1/property/1021200008/complaints

## Owners & contacts

Owner of record comes from city tax records (PLUTO) and can lag behind recent sales.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-24 | current | City tax records (PLUTO) list the owner as 3868 BROADWAY ASSOCIATES, L.L.C.. | 64uk-42ks |
| 2008-01-18 | recorded | Grantee (buyer) on the most recent deed (DEED, 2008-01-18). | 636b-3b5g |
| 2026-09-09 | current_registration | HPD registration contact: HeadOfficer Stuart Goldstein, business city New York. | feu5-w2e2 |
| 2026-09-09 | current_registration | HPD registration contact: Agent James Vest (SDG MANAGEMENT CORP.), business city New York. | feu5-w2e2 |
| 2026-09-09 | current_registration | HPD registration contact: Officer Darin Goldstein, business city New York. | feu5-w2e2 |
| 2026-09-09 | current_registration | HPD registration contact: CorporateOwner (3868 BROADWAY ASSOCIATES,LLC C/O), business city New York. | feu5-w2e2 |
| 2026-09-09 | current_registration | HPD registration contact: SiteManager Chris Sanchez. | feu5-w2e2 |

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Independent site. Data from NYC Open Data; not affiliated with the City of New York. Not a title search or official record; verify with the issuing agency. JSON: https://nycpropertyfacts.com/api/v1/property/1021200008