# 3621 Broadway, Hamilton Heights-Sugar Hill, Manhattan, NY 10031

BBL 1020960026 · Block 2096 · Lot 26 · BIN 1062443  
Canonical page: https://nycpropertyfacts.com/ny/manhattan/3621-broadway-1020960026  
Last updated: 2026-11-10 · Open-item counts as of 2026-11-10

Also recorded as: 601 W 149 St; 3623 Broadway; 3629 Broadway; 3627 Broadway; 3621-3629 Broadway; 3625 Broadway

## Summary

3621 Broadway (Manhattan, NY 10031; tax lot BBL 1020960026) is a 46-unit elevator apartment building (building class D7: elevator apartments, semi-fireproof, with stores), built around 1920, on a 15,987 sq ft lot zoned R8. City tax records list the owner as 3621 BROADWAY OWNER LLC; per ACRIS, a deed to this owner dated April 16, 2015 lists a price of $25,500,000. The Department of Finance's final market value for tax year 2027 is $9,533,000. As of November 10, 2026, NYC Open Data shows 21 DOB jobs with a permit issued but no sign-off, five active DOB violations (one BIS violation and four DOB NOW safety violations), five active ECB violations, 76 open HPD violations and 27 OATH tickets with an unpaid balance. There were 46 311 requests in the past 12 months and 236 HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)

How to cite: NYC Property Facts, “3621 Broadway, Manhattan, NY 10031 (BBL 1020960026)”, data as of 2026-11-10, https://nycpropertyfacts.com/ny/manhattan/3621-broadway-1020960026. Source: NYC Open Data.

## Neighborhood

Hamilton Heights-Sugar Hill: https://nycpropertyfacts.com/ny/manhattan/10031

- Open HPD violations: https://nycpropertyfacts.com/ny/manhattan/10031/open-hpd-violations
- Active DOB violations: https://nycpropertyfacts.com/ny/manhattan/10031/active-dob-violations
- Active ECB violations: https://nycpropertyfacts.com/ny/manhattan/10031/active-ecb-violations
- Open DOB jobs: https://nycpropertyfacts.com/ny/manhattan/10031/open-dob-jobs
- Unpaid OATH tickets: https://nycpropertyfacts.com/ny/manhattan/10031/unpaid-oath-tickets

## ZIP

Manhattan 10031: https://nycpropertyfacts.com/ny/manhattan/10031

## Nearby properties

Ordered by map distance among lots on this street within 40 house numbers and on this tax block within 15 lot numbers.

- 3631 Broadway (103 ft): https://nycpropertyfacts.com/ny/manhattan/3631-broadway-1020960034
- 3607 Broadway (161 ft): https://nycpropertyfacts.com/ny/manhattan/3607-broadway-1020950033
- 3603 Broadway (245 ft): https://nycpropertyfacts.com/ny/manhattan/3603-broadway-1020950031
- 3643 Broadway (259 ft): https://nycpropertyfacts.com/ny/manhattan/3643-broadway-1020970027
- 3624 Broadway (276 ft): https://nycpropertyfacts.com/ny/manhattan/3624-broadway-1020810001
- 3632 Broadway (294 ft): https://nycpropertyfacts.com/ny/manhattan/3632-broadway-1020810061
- 608 West 150th Street (152 ft): https://nycpropertyfacts.com/ny/manhattan/608-west-150th-street-1020960040
- 720 Riverside Drive (178 ft): https://nycpropertyfacts.com/ny/manhattan/720-riverside-drive-1020960017

## Open items

| Item | Count |
|---|---|
| Open DOB jobs (permit issued, not signed off) | 21 |
| Active DOB violations (BIS) | 1 |
| Active DOB safety violations (DOB NOW) | 4 |
| Active ECB violations | 5 |
| Open HPD violations | 76 |
| OATH tickets with unpaid balance | 27 |

## Lot & building

- Owner of record: 3621 BROADWAY OWNER LLC
- Building class: D7 – Elevator apartments, semi-fireproof, with stores
- Year built: 1920
- Floors: 6
- Units: 46 residential / 54 total
- Lot area: 15,987 sq ft · Building area: 65,050 sq ft
- Zoning: R8, C1-4
- Source: PLUTO (Dept. of City Planning) (https://data.cityofnewyork.us/d/64uk-42ks), city dataset updated 2026-08-24; last loaded 2026-11-10

## Tax assessment

- Tax year 2027 (final roll): market value $9,533,000, assessed value $4,289,850, tax class 2
- Source: DOF Property Valuation and Assessment Data (https://data.cityofnewyork.us/d/8y4t-faws)

## Sales & deeds (ACRIS)

Deeds recorded with the City Register. amount 0 usually means a non-market transfer. lots_in_deed > 1 means the price covers several lots.

| Date | Status | Description | Source |
|---|---|---|---|
| 2015-04-16 | recorded (DEED) | DEED dated 2015-04-16 from 3621 BROADWAY RESIDENCES LLC to 3621 BROADWAY OWNER LLC, stated price $25,500,000. | bnx9-e6tj |
| 2013-03-19 | recorded (DEED) | DEED dated 2013-03-19 from 601 WEST 149TH STREET ASSOCIATES LLC to 3621 BROADWAY RESIDENCES, LLC, stated price $16,000,000. | bnx9-e6tj |
| 2011-12-28 | recorded (DEED) | DEED dated 2011-12-28 from 601 WEST 149TH STREET INC. to 601 WEST 149TH STREET ASSOCIATES LLC, no price stated ($0). | bnx9-e6tj |

## Open DOB jobs and recent work permits

A DOB "job" is an application to do construction work. status "open" = a permit was issued but DOB has no record of final sign-off. Work permits are listed with type "work_permit" and their DOB permit status (they are not counted as open items).

| Date | Status | Description | Source |
|---|---|---|---|
| 2020-10-12 | open (Permit Entire) | DOB NOW job filing M00407056-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2020-03-20 | open (Permit Entire) | DOB NOW job filing M00335982-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2018-01-16 | open (Permit Entire) | DOB NOW job filing M00011325-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2017-10-04 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140703237 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF FIRE SUPPRESSION SYSTEM. ALL ELECTRIC COOKING EQUIPMENT. HOOD AND DUCT WERE FILED UNDER APPLICATION # 140688156. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2017-08-29 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140688156 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALL TYPE I HOOD AND RELATED VENTILATION SYSTEM ON EXISTING DELI STORE. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2017-07-05 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140664154 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. FILING FACADE REPAIRS AS PER DRAWINGS S-001-S-017 | ic3t-wcy2 |
| 2017-06-27 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140661521 (A3 – Minor alteration (one type of work)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. PROPOSED INSTALLATION OF HEAVY DUTY SIDEWALK SHED FOR REMEDIAL REPAIRS AS PER PLANS. NO CHANGE IN USE OCCUPANCY OR EGRESS UNDER THIS APPLICATION. LIVE LOAD 300 PER SQUARE FEET. SIDEWALK SHED SHALL CO… | ic3t-wcy2 |
| 2017-02-06 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 140602747 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. INTERIOR RENOVATION OF APARTMENT 65. PARTITION CHANGES TO NON-LOAD-BEARING WALLS AND PLUMBING WORK AS PER PLANS. NO CHANGE IN USE, OCCUPANCY OR EGRESS. | ic3t-wcy2 |
| 2016-10-24 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140566929 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INTERIOR RENOVATION OF APARTMENT 52. MINOR PARTITION CHANGED AND PLUMBING WORK AS PER PLANS. NO CHANGE TO USE, OCCUPANCY OR EGRESS. | ic3t-wcy2 |
| 2016-06-10 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140507351 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. MODERATE RENOVATION OF APARTMENT 5. RENOVATE KITCHEN AND BATHROOM REPLACING FIXTURES AT EXISTING ROUGHING. NEW WASHER/DRYER. NO CHANGE TO OCCUPANCY, USE OR EGRESS UNDER THIS APPLICATION | ic3t-wcy2 |
| 2016-05-15 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 140495499 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. MODERATE RENOVATION OF APARTMENT 48. RENOVATE KITCHEN AND BATHROOMS REPLACING FIXTURES AT EXISTING ROUGHING. NEW WASHER/DRYER. NO CHANGE TO OCCUPANCY, USE OR EGRESS UNDER THIS APPLICATION | ic3t-wcy2 |
| 2015-12-19 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140442590 (A3 – Minor alteration (one type of work)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. PROPOSED INSTALLATION OF HEAVY DUTY SIDEWALK SHED FILED FOR REMEDIAL REPAIRS AS PER PLANS. NO CHANGE IN USE OCCUPANCY OR EGRESS UNDER THIS APPLICATION. LIVE LOAD 300 PER SQUARE FEET. SIDEWALK SHED SH… | ic3t-wcy2 |
| 2015-02-18 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 140312454 (A3 – Minor alteration (one type of work)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY.SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC BUILDING CODE.LIVE LOAD 300PSF. | ic3t-wcy2 |
| 2011-07-15 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 120754460 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. APARTMENT RENOVATION TO INCLUDE CONSTRUCTION/DEMO OF NEW PARTITIONS AND FINISHES, PLUMBING AND MECH WORK AS SHOWN ON PLANS FILED HEREWITH. | ic3t-wcy2 |
| 2011-04-12 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 120657510 (A3 – Minor alteration (one type of work)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED FOR REMEDIAL REPAIRS AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC BUILDING CODE. NO S… | ic3t-wcy2 |
| 2007-11-20 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 110031037 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. PROPOSED REPLACEMENT OF EXISTING BATHROOM FLOORING ON THE 3RD & 4TH FLOO RS WITH STEEL BEAMS INTO THE EXISTING MASONRY WALLS AS SHOWN ON PLANS FILED HERE WITH. REPLACE A SECTION OF THE EXISTINGWO… | ic3t-wcy2 |
| 2006-11-01 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 104591194 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. DEMO, INTERIOR PARTIONS AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2004-11-16 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 103972907 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. Interior renovation. Convert store into medical office (use group 6). GB partitions, plumbing, mechanical. No change in use, egress or occupancy. | ic3t-wcy2 |
| 2004-03-25 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 103743102 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. PROPOSED PARTIAL EXCAVATION IN CELLAR AS SHOWN ON PLAN NO CHANGE IN USE EGRESS OR OCCUPANCY | ic3t-wcy2 |
| 2002-09-25 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 103273084 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. PROPOSE TO RENOVATE APTS, REPLACE FINISHES & KITCHEN AND BATH FIXTURES AND ADD NEW BATHROOMS. NO CHANGE IN USE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |

Showing 20 of 83. Full list: https://nycpropertyfacts.com/api/v1/property/1020960026/permits

## Open violations (DOB, DOB NOW safety, ECB, HPD)

status "open" = DOB violation category is ACTIVE, DOB NOW safety violation status is Active, ECB violation status is ACTIVE, or HPD violation status is Open. Dismissed, cured, waived and disputed-successfully safety violations are not open.

| Date | Status | Description | Source |
|---|---|---|---|
| 2024-12-01 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (EGRADE-FAILURE TO POST ENERGY GRADE/SCORE NONE): FAILURE TO DISPLAY ENERGY EFFICIENCY SCORE AND ENERGY EFFICIENCY GRADE AS PER ADCODE SEC. 28-309.12.3. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2026-07-30 | open (Active) | DOB NOW safety violation (AEUHAZ), type FTC-AEU-HAZ, VIO-FTC-AEU-HAZ-202607-0037865: no remarks published. Active. | 855j-jady |
| 2025-10-10 | open (Active) | DOB NOW safety violation (Elevators), type FTC-VT-PER-CO, VIO-FTC-VT-PER-202412-0001499: Violation Issued-Failure To File 2024 Periodic Inspection Affirmation of Correction. Active. | 855j-jady |
| 2025-10-10 | open (Active) | DOB NOW safety violation (Elevators), type FTC-VT-CAT1-CO, VIO-FTC-VT-CAT1-202412-0002954: Violation Issued-Failure To File 2024 Cat1 Test Affirmation of Correction. Active. | 855j-jady |
| 2024-12-01 | open (Active) | DOB NOW safety violation (Energy Grade - LL33), type FTP-EN-EGRDEA, 120124EGRADE2400505: no remarks published. Active. | 855j-jady |
| 2022-08-25 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 1: BC 10207.5.1 UNOBSTRUCTED FIRE ESCAPE NOTED:AT THE TIME OF INSPECTION ON EXPOSURE#1 WEST 149TH STREET FAILED TO MAINTAIN WINDOW(S)PROVIDING ACCESS TO THE FIRE ESCAPE FREE OF AN AIR CONDITIONING UNIT AT NUMEROUS. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2024-01-08 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 2: CLASS 2: PHONE INOPERATIV REPAIR & CONNECT SERVICE TO 24 HR EMERGENCY OPERATOR. EVACUATION SIGNS MISSING PROVIDE REQUIRED SIGNAGE. LIGHT INDICATORS ON CAR BUTTON STATION INOPERATIVE CHECK WIRES & REPAIR. MOTOR. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2022-08-25 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 1: FAILURE TO MAINTAIN BUILDING WALL(S)OR APPURTENANCES.NOTED:AT THE TIMEOF INSPECTION THERE WERE AC UNITS INSTALLED ON MULTIPLE FLOORS WITHOUTBRACKETS ON EXPOSURE#1(WEST 149TH STREET)ON EXPOSURE#4(BROADWAY).THIS. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. | 6bgk-3dad |
| 2026-04-14 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 1: FAILURE TO SUBMIT CERTIFICATE OF CORRECTION OF VIOLATION #35661668X ISSUED ON 08-25-2022 FOR FAILURE TO MAINTAIN BUILDING WALL(S) OR APPURTENANCES., MAINTAIN EXTERIOR BUILDING WALL. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. Balance due $7,500. | 6bgk-3dad |
| 2026-04-14 | open (violation status ACTIVE; hearing status IN VIOLATION; certification NO COMPLIANCE RECORDED) | ECB (DOB) violation, class - 2: FAILURE TO SUBMIT CERTIFICATE OF CORRECTION OF VIOLATION #35661667Y ISSUED ON 08-25-2022 FOR MISCELLANEOUS VIOLATIONS (FIRE ESCAPE)., FILE A CERTIFICATE OF CORRECTION. Violation status (DOB): active (open; not resolved in DOB records). Hearing/penalty status: found in violation. Certification of correction: no compliance recorded. Balance due $1,250. | 6bgk-3dad |
| 2026-09-16 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 63: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE VINYL FLOOR TILES IN THE PRIVATE HALLWAY LOCATED AT APT 63, 6th STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-16 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 63: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE VINYL FLOOR TILES IN THE KITCHEN LOCATED AT APT 63, 6th STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-16 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 63: § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE ELECTICAL OUTLET COVER AT EAST WALL IN THE KITCHEN LOCATED AT APT 63, 6th STORY, 2nd APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-04 | open (Notice Of Issuance Sent To Tenant) | HPD class B violation (Class B) in apt 31: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... LESS THAN 10 SQ FT AT CEILING IN THE 1st BATHROOM FROM NORTH LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM SOUTH AT WEST ORIGINAL VIOLATION 18875194 ISSUED 06-MAY-26 HAS B…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-01 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 37: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT NORTH WALL IN THE KITCHEN LOCATED AT APT 37, 3rd STORY, 1st APARTMENT FROM SOUTH AT WEST , SECTION ''WEST''. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-09-01 | open (Nov Sent Out) | HPD class B violation (Class B) in apt 37: § 27-2026, 2027 HMC: PROPERLY REPAIR THE SOURCE AND ABATE THE EVIDENCE OF A WATER LEAK AT NORTH WALL IN THE KITCHEN LOCATED AT APT 37, 3rd STORY, 1st APARTMENT FROM SOUTH AT WEST , SECTION ''WEST''. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-07-10 | open (Defect Letter Issued) | HPD class B violation (Class B) in apt 31: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... LESS THAN 10 SQUARE FEET AT CEILING IN THE BATHROOM LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM SOUTH AT WEST ORIGINAL VIOLATION 18699808 ISSUED 11-MAR-26 HAS BEEN UPGRA…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-03-30 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 31: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-02-03 | open (First No Access To Re- Inspect Violation) | HPD class B violation (Class B) in apt 4: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... LESS THAN 10 SQUARE AT CEILING IN THE BATHROOM LOCATED AT APT 4, 1st STORY, 1st APARTMENT FROM WEST AT NORTH ORIGINAL VIOLATION 18271747 ISSUED 03-OCT-25 HAS BEEN UPGRADED TO…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-10-20 | open (Not Complied With) | HPD class C violation (Class C) in apt 63: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 63, 6th STORY, 1st APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-10-20 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 63: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... GREATER THAN 30 SQ FT AT CEILING AND ALL WALLS IN THE BATHROOM LOCATED AT APT 63, 6th STORY, 1st APARTMENT FROM NORTH AT EAST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-10-06 | open (First No Access To Re- Inspect Violation) | HPD class B violation (Class B) in apt 4: § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR CEILING AND ALL WALLS IN THE BATHROOM LOCATED AT APT 4, 1st STORY, 1st APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-09-03 | open (Not Complied With) | HPD class A violation (Class A) in apt 51: § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE 4th ROOM FROM NORTH LOCATED AT APT 51, 5th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-09-02 | open (Defect Letter Issued) | HPD class B violation (Class B) in apt 41: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... GREATER THAN 10 SQ FT AT CEILING IN THE PRIVATE HALLWAY LOCATED AT APT 41, 4th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-08-29 | open (Defect Letter Issued) | HPD class B violation (Class B) in apt 41: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... LESS THAN 10 SQUARE FEET AT WEST WALL AT CLOSET IN THE FOYER LOCATED AT APT 41, 4th STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-08-25 | open (Nov Sent Out) | HPD class C violation (Class C): § 27-2056.4 ADM CODE- CORRECT FAILURE TO NOTIFY OCCUPANTS AND/OR TO INVESTIGATE LEAD-BASED PAINT HAZARDS.. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-08-25 | open (Nov Sent Out) | HPD class C violation (Class C): § 27-2056.4(H) AND 27-2056.17 ADM CODE -CORRECT FAILURE TO PROVIDE TO THE DEPARTMENT WITHIN 45 DAYS OF DEMAND ALL RECORDS REQUIRED TO BE MAINTAINED BY OWNER PURSUANT TO LOCAL LAW 1 OF 2004 RELATED TO LEAD-BASED PAINT NOTICES, INSPECTIONS AND REMEDIATION/ABATE…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-05-05 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 29: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 29, 2nd STORY, 1st APARTMENT FROM EAST AT SOUTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-02-12 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 26: § 27-2056.6 ADM CODE - CORRECT THE LEAD-BASED PAINT HAZARD - PRESUMED LEAD PAINT THAT IS PEELING OR ON A DETERIORATED SUBSURFACE USING WORK PRACTICES SET FORTH IN 28 RCNY §11-06(B)(2) CEILING, 1st CLOSET FROM SOUTH AT WEST WALL DOOR, NORTH WALL, SOUTH WALL, E…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-02-03 | open (First No Access To Re- Inspect Violation) | HPD class C violation (Class C) in apt 36: § 27-2056.6 ADM CODE - CORRECT THE LEAD-BASED PAINT HAZARD - PRESUMED LEAD PAINT THAT IS PEELING OR ON A DETERIORATED SUBSURFACE USING WORK PRACTICES SET FORTH IN 28 RCNY §11-06(B)(2) 1st RADIATOR FROM SOUTH AT WEST WALL IN THE 1st ROOM FROM EAST AT NORTH LOC…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-02-03 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 36: § 27-2056.6 ADM CODE - CORRECT THE LEAD-BASED PAINT HAZARD - PRESUMED LEAD PAINT THAT IS PEELING OR ON A DETERIORATED SUBSURFACE USING WORK PRACTICES SET FORTH IN 28 RCNY §11-06(B)(2) CEILING IN THE 4th ROOM FROM EAST LOCATED AT APT 36, 3rd STORY, 1st APARTME…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-02-03 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 36: § 27-2056.6 ADM CODE - CORRECT THE LEAD-BASED PAINT HAZARD - PRESUMED LEAD PAINT THAT IS PEELING OR ON A DETERIORATED SUBSURFACE USING WORK PRACTICES SET FORTH IN 28 RCNY §11-06(B)(2) CEILING, 1st CLOSET FROM NORTH AT EAST WALL DOOR FRAME IN THE 1st PRIVATE H…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-02-03 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 36: § 27-2056.6 ADM CODE - CORRECT THE LEAD-BASED PAINT HAZARD - PRESUMED LEAD PAINT THAT IS PEELING OR ON A DETERIORATED SUBSURFACE USING WORK PRACTICES SET FORTH IN 28 RCNY §11-06(B)(2) CEILING IN THE 2nd PRIVATE HALLWAY FROM NORTH LOCATED AT APT 36, 3rd STORY,…. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-01-28 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 58: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 58, 5th STORY, 1st APARTMENT FROM EAST AT SOUTH , SECTION AT NORTHWEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-01-28 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 54: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 54, 5th STORY, 3rd APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-01-28 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 68: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 68, 6th STORY, 1st APARTMENT FROM EAST AT SOUTH , SECTION AT NORTHWEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-01-28 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 36: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 36, 3rd STORY, 1st APARTMENT FROM WEST AT NORTH , SECTION AT NORTHWEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2024-11-25 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 54: § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... GREATER THAN 30 SQ.FT AT SOUTH WALL , EAST WALL AND CEILING IN THE 2nd BATHROOM FROM EAST LOCATED AT APT 54, 5th STORY, 2nd APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2024-11-25 | open (Defect Letter Issued) | HPD class C violation (Class C) in apt 54: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 54, 5th STORY, 2nd APARTMENT FROM WEST AT NORTH. Open — not recorded as corrected. | wvxf-dwi5 |
| 2024-11-01 | open (Certification Postponment Granted) | HPD class C violation (Class C) in apt 54: § 27-2056.7, 27-2056.8, 27-2056.9 ADM CODE -CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY PERFORMING ACTIVITIES NECESSARY TO ABATE TESTED LEAD-BASED PAINT FROM REQUIRED WINDOW AND/OR DOOR FRICTION SURFAC…. Open — not recorded as corrected. | wvxf-dwi5 |

Showing 40 of 86. Full list: https://nycpropertyfacts.com/api/v1/property/1020960026/violations

## DOB safety violations (DOB NOW)

Active means the published violation status is Active. Dismissed, cured, waived, disputed successfully and pending dismissal are not open items.

| Issued | Status | Type | Device | Number | Remarks |
|---|---|---|---|---|---|
| 2026-07-30 | open (Active) | FTC-AEU-HAZ | AEUHAZ | VIO-FTC-AEU-HAZ-202607-0037865 | — |
| 2025-10-10 | open (Active) | FTC-VT-PER-CO | Elevators | VIO-FTC-VT-PER-202412-0001499 | Violation Issued-Failure To File 2024 Periodic Inspection Affirmation of Correction |
| 2025-10-10 | open (Active) | FTC-VT-CAT1-CO | Elevators | VIO-FTC-VT-CAT1-202412-0002954 | Violation Issued-Failure To File 2024 Cat1 Test Affirmation of Correction |
| 2024-12-01 | open (Active) | FTP-EN-EGRDEA | Energy Grade - LL33 | 120124EGRADE2400505 | — |

5 resolved or not active. Full list: https://nycpropertyfacts.com/api/v1/property/1020960026/violations?type=dob_safety_violation

Source: DOB Safety Violations (DOB NOW) (https://data.cityofnewyork.us/Building/DOB-Safety-Violations/855j-jady), city dataset updated 2026-11-09; last loaded 2026-11-10

## OATH tickets with unpaid balance or pending

status "open" = balance due > $0 after a decision (cases awaiting a hearing are "pending"). default=true means the respondent did not appear.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-07-24 | open (DEFAULTED · DEFAULTED) | OATH ticket from Sanitation Others: DIRTY SIDEWALK. Unpaid balance $80. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-04-23 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: FAILURE TO CLEAN 18 INCHES INTO STREET. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-04-14 | open (DOCKETED · IN VIOLATION) | OATH ticket from Dept. Of Buildings: FAILURE TO MAINTAIN BUILDING WALL S OR APPURTENANCES. Unpaid balance $7,500. | jz4z-kudi |
| 2026-04-14 | open (DOCKETED · IN VIOLATION) | OATH ticket from Dept. Of Buildings: FAIL TO COMPLY W COMMISSIONER ORDER TO FILE CERT OF CORRECTION W DOB. Unpaid balance $1,250. | jz4z-kudi |
| 2025-12-24 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: FAILURE TO CLEAN 18 INCHES INTO STREET. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-11-12 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: FAILURE TO CLEAN 18 INCHES INTO STREET. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-10-21 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: DIRTY SIDEWALK. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-10-10 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: RECYCLABLES PLACED FOR COLLECTION WITH NON-RECYC 9+ DWELLING UNITS. Unpaid balance $100. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-09-11 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $125. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-09-11 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $125. Respondent defaulted (did not appear). | jz4z-kudi |
| 2024-08-14 | open (HEARING COMPLETED · IN VIOLATION) | OATH ticket from Dep - Bureau Of Env. Complianc: UNREGISTERED BOILER OR WATER HEATER-350,000-4,200,000 BTU HR 1ST OFF. Unpaid balance $520. | jz4z-kudi |
| 2024-04-25 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: STORAGE OF RECEPTACLES COM FAILURE TO REMOVE RECEPTACLES. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2024-01-25 | open (DEFAULTED · DEFAULTED) | OATH ticket from Dep - Bureau Of Env. Complianc: NOISE FROM CIRCULATION DEVICE IN EXCESS OF 42 DB A. Unpaid balance $1,137. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-08-20 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: STORAGE OF RECEPTACLES COM PLACED OUT PRIOR TO 8PM W O A RECEPTACLE. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-05-25 | open (DOCKETED · DEFAULTED) | OATH ticket from Sanitation Others: STORAGE OF RECEPTACLES COM PLACED OUT PRIOR TO 8PM W O A RECEPTACLE. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-03-02 | open (DOCKETED · IN VIOLATION) | OATH ticket from Fire Department Of Nyc: INSPECTION AND TESTING. Unpaid balance $1,375. | jz4z-kudi |
| 2021-09-16 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2021-09-16 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2021-08-28 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: STORAGE OF RECEPTACLES. Unpaid balance $300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-05-20 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |

Showing 20 of 27. Full list: https://nycpropertyfacts.com/api/v1/property/1020960026/hearings

## Complaints (HPD since 2019, 311 last 12 months)

Complaints are reports, not violations. status mirrors the published complaint / request status.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-20 | closed (CLOSE) | HPD complaint (apt 37): Paint/Plaster – Wall. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2026-02-17 | closed (CLOSE) | HPD complaint (apt 63): Flooring/Stairs – Floor; Plumbing – Basin/Sink. An HPD Inspector was not able to gain access to inspect this complaint. The Inspector left a card at the time of the inspection and a letter was sent from HPD after the inspection attempt to encourag… | ygpa-z7cr |
| 2026-02-15 | closed (CLOSE) | HPD complaint (apt 3): Electric – Wiring; Paint/Plaster – Ceiling; Plumbing – Basin/Sink. HPD attempted to conduct an inspection in response to this complaint, but was unable to complete the inspection. Please submit a new service request with 311 if the condition still exists. For more i… | ygpa-z7cr |
| 2026-01-23 | closed (CLOSE) | HPD complaint (apt 31): Unsanitary Condition – Mold; Safety – Smoke Detector; Unsanitary Condition – Pests. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2026-01-15 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. HPD responded to a complaint of no heat or hot water in the building. An occupant of the building confirmed heat and hot water had been restored when the Inspector attempted to conduct the inspection… | ygpa-z7cr |
| 2026-01-14 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. HPD responded to a complaint of no heat or hot water in the building. An occupant of the building confirmed heat and hot water had been restored when the Inspector attempted to conduct the inspection… | ygpa-z7cr |
| 2026-01-13 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2026-01-13 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2026-01-13 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2026-01-12 | closed (CLOSE) | HPD complaint (apt APT3): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.HPD called the telephone number on file for this complaint. Someone at that n… | ygpa-z7cr |
| 2026-01-12 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. HPD responded to a complaint of no heat or hot water in the building. An occupant of the building confirmed heat and hot water had been restored when the Inspector attempted to conduct the inspection… | ygpa-z7cr |
| 2026-01-11 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2026-01-10 | closed (CLOSE) | HPD complaint (apt 3): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.HPD called the telephone number on file for this complaint. Someone at that n… | ygpa-z7cr |
| 2026-01-10 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2026-01-10 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |

Showing 15 of 282. Full list: https://nycpropertyfacts.com/api/v1/property/1020960026/complaints

## Owners & contacts

Owner of record comes from city tax records (PLUTO) and can lag behind recent sales.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-24 | current | City tax records (PLUTO) list the owner as 3621 BROADWAY OWNER LLC. | 64uk-42ks |
| 2015-04-16 | recorded | Grantee (buyer) on the most recent deed (DEED, 2015-04-16). | 636b-3b5g |
| 2026-08-28 | current_registration | HPD registration contact: SiteManager Valentin Pozo. | feu5-w2e2 |
| 2026-08-28 | current_registration | HPD registration contact: Agent Joshua Rodriguez (FAIRSTEAD MANAGEMENT LLC), business city New York. | feu5-w2e2 |
| 2026-08-28 | current_registration | HPD registration contact: CorporateOwner (3621 BROADWAY REALTY LLC), business city New York. | feu5-w2e2 |
| 2026-08-28 | current_registration | HPD registration contact: HeadOfficer Ryan Luckman, business city New York. | feu5-w2e2 |

---

Independent site. Data from NYC Open Data; not affiliated with the City of New York. Not a title search or official record; verify with the issuing agency. JSON: https://nycpropertyfacts.com/api/v1/property/1020960026