# 3471 Broadway, Manhattan, NY 10031

BBL 1020880098 · Block 2088 · Lot 98 · BIN 1062331  
Canonical page: https://nycpropertyfacts.com/ny/manhattan/3471-broadway-1020880098  
Last updated: 2026-11-06 · Open-item counts as of 2026-11-06

Also recorded as: 600 W 142 St; 3473 Broadway; 3477 Broadway; 3471-3479 Broadway

## Summary

3471 Broadway (Manhattan, NY 10031; tax lot BBL 1020880098) is a 33-unit elevator apartment building (building class D7: elevator apartments, semi-fireproof, with stores), built around 1909, on a 9,992 sq ft lot zoned R8. City tax records list the owner as 142 BROADWAY ASSOCIATES,. The Department of Finance's final market value for tax year 2027 is $4,138,000. As of November 6, 2026, NYC Open Data shows 11 DOB jobs with a permit issued but no sign-off, one active DOB violation, three open HPD violations and 11 OATH tickets with an unpaid balance. There were 52 311 requests in the past 12 months and 71 HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)

How to cite: NYC Property Facts, “3471 Broadway, Manhattan, NY 10031 (BBL 1020880098)”, data as of 2026-11-06, https://nycpropertyfacts.com/ny/manhattan/3471-broadway-1020880098. Source: NYC Open Data.

## Neighborhood

Hamilton Heights-Sugar Hill: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/hamilton-heights-sugar-hill

- Open HPD violations: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/hamilton-heights-sugar-hill/open-hpd-violations
- Active DOB violations: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/hamilton-heights-sugar-hill/active-dob-violations
- Active ECB violations: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/hamilton-heights-sugar-hill/active-ecb-violations
- Open DOB jobs: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/hamilton-heights-sugar-hill/open-dob-jobs
- Unpaid OATH tickets: https://nycpropertyfacts.com/ny/manhattan/neighborhoods/hamilton-heights-sugar-hill/unpaid-oath-tickets

## Open items

| Item | Count |
|---|---|
| Open DOB jobs (permit issued, not signed off) | 11 |
| Active DOB violations | 1 |
| Active ECB violations | 0 |
| Open HPD violations | 3 |
| OATH tickets with unpaid balance | 11 |

## Lot & building

- Owner of record: 142 BROADWAY ASSOCIATES,
- Building class: D7 – Elevator apartments, semi-fireproof, with stores
- Year built: 1909
- Floors: 6
- Units: 33 residential / 39 total
- Lot area: 9,992 sq ft · Building area: 48,979 sq ft
- Zoning: R8, C1-4
- Source: PLUTO (Dept. of City Planning) (https://data.cityofnewyork.us/d/64uk-42ks), data as of 2026-11-06

## Tax assessment

- Tax year 2027 (final roll): market value $4,138,000, assessed value $1,862,100, tax class 2
- Source: DOF Property Valuation and Assessment Data (https://data.cityofnewyork.us/d/8y4t-faws)

## Sales & deeds (ACRIS)

Deeds recorded with the City Register. amount 0 usually means a non-market transfer. lots_in_deed > 1 means the price covers several lots.

| Date | Status | Description | Source |
|---|---|---|---|
| 1995-08-30 | recorded (DEED) | DEED dated 1995-08-30 from PEREIRA, JOHN S. to 142 BROADWAY ASSOCIATES, L.L.C., no price stated ($0). | bnx9-e6tj |
| 1984-11-13 | recorded (DEED) | DEED dated 1984-11-13 from 3471 ASSOCIATES to 63 ASSOCIATES, INC., no price stated ($0). | bnx9-e6tj |
| 1984-11-13 | recorded (DEED) | DEED dated 1984-11-13 from 63 ASSOCIATES, INC. to 3471 ASSOCIATES, no price stated ($0). | bnx9-e6tj |
| 1984-11-13 | recorded (DEED) | DEED dated 1984-11-13 from 142ND ST. ASSOCIATES to 3471 ASSOCIATES, no price stated ($0). | bnx9-e6tj |
| 1978-05-25 | recorded (DEED) | DEED dated 1978-05-25 from COMMISSIONER OF FINANCE  NY to CITY OF NEW YORK, no price stated ($0) for a deed covering 2120 lots. | bnx9-e6tj |

## Open DOB jobs and recent work permits

A DOB "job" is an application to do construction work. status "open" = a permit was issued but DOB has no record of final sign-off. Work permits are listed with type "work_permit" and their DOB permit status (they are not counted as open items).

| Date | Status | Description | Source |
|---|---|---|---|
| 2021-09-24 | open (Permit Entire) | DOB NOW job filing M00596903-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2019-12-17 | open (Permit Entire) | DOB NOW job filing M00227031-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2019-12-17 | open (Permit Entire) | DOB NOW job filing M00226894-I1 (Alteration): Permit Entire — permit issued, no sign-off on record. | w9ak-ipjd |
| 2017-05-09 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123094962 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RENOVATION OF APARTMENT 34.PARTITION, PLUMBING AND FINISHING WORK. NO CHANGE IN EGRESS, USE OR OCCUPANCY. | ic3t-wcy2 |
| 2017-02-03 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 123012961 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. RENOVATION OF APARTMENT 53.PARTITION, PLUMBING AND FINISHING WORK. NO CHANGE IN EGRESS, USE OR OCCUPANCY. | ic3t-wcy2 |
| 2015-08-13 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 122498458 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. REPLACE EXISTING KITCHEN EQUIPMENTS AND CONNECT TO EXISTING GAS PIPE AS PER PLANS. NO CHANGE IN USE, EGRESS AND OCCUPANCY. | ic3t-wcy2 |
| 2015-06-02 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 122422459 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. MODIFICATION OF EXISTING FIRE SUPPRESSION SYSTEM FILED AND PERMITTED UNDER APPL # 110031929. GAS VALVE AND COOKING EQUIPMENT WAS FILED UNDER APPL # 104601726. NO CHANGE INUSE, EGRESS OR OCCUPANCY. | ic3t-wcy2 |
| 2008-09-23 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 110251922 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. MINOR REVISION TO EXISTING RESTAURANT. REMOVE EXISTING FRYER AND ROTISSERIE AND REPLACE WITH GRIDDLE AND GRILLE. PROVIDE OPENING AT WALL TO INSTALL REFRIDGERATOR AND ADD BAR SHELF. REPLACE EXISTING S… | ic3t-wcy2 |
| 2007-11-16 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 110031929 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. INSTALLATION OF KITCHEN FIRE SUPPRESSIONSYSTEM NO CHANGES | ic3t-wcy2 |
| 2006-12-01 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 104601726 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. 1. APPLICATION FILED FOR INSTALLATION OF NEW KITCHEN EQUIPMENTS AND NEW HVAC UNIT ON ROOF OF PROPOSED NEW RESTAURANT. NO CHANGE TO USE, BULK, EGRESS OR OCCUPANCY. FIRE SUPPRESSION SYSTEM TO BE FILED … | ic3t-wcy2 |
| 2004-08-13 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 103863142 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. APPLICATION FILED FOR INTERIOR RENOVATIONS TO CONVERT EXISTING STORE TO A RESTAURANT(PAPA JOHN PIZZA). NO CHANGE TO OCCUPANCY USE OR EGRESS. | ic3t-wcy2 |
| 2021-10-04 | n/a (Permit Issued) | DOB NOW work permit for job M00596903-I1: General Construction — INTERIOR RENOVATION OF EXISTING RESTAURANT INCLUDING MINOR NONBEARING PARTITION WALL. PLUMBING WORK WILL BE FILED UNDER SEPARATE APPLICATION. NO CHANGE TO BULK…. Issued 2021-10-04, expires 2022-10-04. | rbx6-tga4 |
| 2020-06-04 | n/a (ISSUED (renewal)) | BIS work permit for job 123814122: Equipment work / Other / general construction. Issued 2020-06-04, expires 2020-10-01. | ipu4-2q9a |
| 2020-06-04 | n/a (ISSUED (renewal)) | BIS work permit for job 123814113: Equipment work / Other / general construction. Issued 2020-06-04, expires 2020-10-01. | ipu4-2q9a |
| 2020-02-13 | n/a (Permit Issued) | DOB NOW work permit for job M00226894-I1: Plumbing — INTERIOR RENOVATION WORK INCLUDING NEW FINISH WORK AND PLUMBING WORK AT APT UNIT #51 AS PER PLAN. THERE IS NO CHANGE IN USE, OCCUPANCY, OR MEANS OF EGRESS UNDE…. Issued 2020-02-13, expires 2020-10-31. | rbx6-tga4 |
| 2020-02-13 | n/a (Permit Issued) | DOB NOW work permit for job M00227031-I1: Plumbing — INTERIOR RENOVATION WORK INCLUDING NEW FINISH WORK AND PLUMBING WORK AT APT UNIT #56 AS PER PLAN. THERE IS NO CHANGE IN USE, OCCUPANCY, OR MEANS OF EGRESS UNDE…. Issued 2020-02-13, expires 2020-10-31. | rbx6-tga4 |
| 2019-09-04 | n/a (ISSUED (initial)) | BIS work permit for job 123814122: Equipment work / Other / general construction. Issued 2019-09-04, expires 2020-06-07. | ipu4-2q9a |
| 2019-08-30 | n/a (ISSUED (initial)) | BIS work permit for job 123814113: Equipment work / Other / general construction. Issued 2019-08-30, expires 2020-06-07. | ipu4-2q9a |
| 2018-12-04 | n/a (Signed-off) | DOB NOW work permit for job M00055599-I1: Sidewalk Shed — INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY.SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC B…. Issued 2018-12-04, expires 2019-12-04. | rbx6-tga4 |
| 2018-11-05 | n/a (ISSUED (initial)) | BIS work permit for job 123416160: Plumbing / Plumbing. Issued 2018-11-05, expires 2019-11-05. | ipu4-2q9a |

Showing 20 of 57. Full list: https://nycpropertyfacts.com/api/v1/property/1020880098/permits

## Open violations (DOB, ECB, HPD)

status "open" = DOB violation category is ACTIVE, ECB violation status is ACTIVE, or HPD violation status is Open.

| Date | Status | Description | Source |
|---|---|---|---|
| 1997-01-13 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (LL1081-LOCAL LAW 10/81 - ELEVATOR ELEVATOROPTIONAL). Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2026-04-02 | open (First No Access To Re- Inspect Violation) | HPD class C violation (Class C) in apt 31: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2026-04-02 | open (First No Access To Re- Inspect Violation) | HPD class C violation (Class C) in apt 31: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |
| 2025-12-10 | open (False Certification) | HPD class C violation (Class C) in apt 31: HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM SOUTH AT WEST. Open — not recorded as corrected. | wvxf-dwi5 |

## OATH tickets with unpaid balance or pending

status "open" = balance due > $0 after a decision (cases awaiting a hearing are "pending"). default=true means the respondent did not appear.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-06-12 | open (DEFAULTED · DEFAULTED) | OATH ticket from Police Department: OPEN CONTAINER CONSUMPTION OF ALCOHOL ON STREETS. Unpaid balance $25. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-05-15 | open (DOCKETED · DEFAULTED) | OATH ticket from Fire Department Of Nyc: RECORDKEEPING. Unpaid balance $1,000. Respondent defaulted (did not appear). | jz4z-kudi |
| 2025-03-01 | open (DOCKETED · DEFAULTED) | OATH ticket from Fire Department Of Nyc: AFFIDAVITS, DESIGN INSTALLATION DOCUMENTS, AND OTHER DOCUMENTATION. Unpaid balance $1,985. Respondent defaulted (did not appear). | jz4z-kudi |
| 2022-10-03 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $125. Respondent defaulted (did not appear). | jz4z-kudi |
| 2022-10-03 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $125. Respondent defaulted (did not appear). | jz4z-kudi |
| 2022-10-03 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $125. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-03-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-03-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-03-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-03-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2019-03-19 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL POSTING OF HANDBILL NOTICE. Unpaid balance $200. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-10-08 | pending (NEW ISSUANCE) | OATH ticket from Sanitation Others: FAILURE TO CLEAN 18 INCHES INTO STREET. Hearing pending. | jz4z-kudi |
| 2026-05-15 | pending (RESCHEDULED · DEFAULTED) | OATH ticket from Fire Department Of Nyc: AFFIDAVITS, DESIGN INSTALLATION DOCUMENTS, AND OTHER DOCUMENTATION. Hearing pending. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-01-28 | pending (RESCHEDULED) | OATH ticket from Dep - Bureau Of Env. Complianc: MADE CAUSED PERMITTED MUSIC FROM COMM ESTAB OVER PERMITTED LEVELS-2ND. Hearing pending. | jz4z-kudi |
| 2019-12-13 | pending (NEW ISSUANCE) | OATH ticket from Sanitation Others: FAILURE TO CLEAN 18 INCHES INTO STREET. Hearing pending. | jz4z-kudi |

## Complaints (HPD since 2019, 311 last 12 months)

Complaints are reports, not violations. status mirrors the published complaint / request status.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-03-15 | closed (CLOSE) | HPD complaint (apt 31): Unsanitary Condition – Pests; Paint/Plaster – Wall. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2025-12-06 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2025-12-06 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-11-20 | closed (CLOSE) | HPD complaint (apt 31): Unsanitary Condition – Pests; Paint/Plaster – Wall. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2025-11-10 | closed (CLOSE) | HPD complaint (apt 62): Heat/Hot Water – Entire Building. HPD responded to a complaint of no heat or hot water in the building. An occupant of the building confirmed heat and hot water had been restored when the Inspector attempted to conduct the inspection… | ygpa-z7cr |
| 2025-09-08 | closed (CLOSE) | HPD complaint (apt 66): General – Cooking Gas. An HPD Inspector was not able to gain access to inspect this complaint. The Inspector left a card at the time of the inspection and a letter was sent from HPD after the inspection attempt to encourag… | ygpa-z7cr |
| 2025-06-26 | closed (CLOSE) | HPD complaint (apt 31): Electric – Lighting; Unsanitary Condition – Pests; Appliance – Electric/Gas Range; Electric – Outlet/Switch. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-04-25 | closed (CLOSE) | HPD complaint (apt BLDG): General – Cooking Gas. HPD inspected this condition so the complaint has been closed. Violations were issued. The law provides the property owner time to correct the condition(s). Violation descriptions and the dates for t… | ygpa-z7cr |
| 2025-04-09 | closed (CLOSE) | HPD complaint (apt 31): Unsanitary Condition – Pests. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-04-09 | closed (CLOSE) | HPD complaint (apt 31): Appliance – Electric/Gas Range. HPD conducted an inspection of this complaint. The conditions observed by the inspector did not violate the housing laws enforced by HPD. The complaint has been closed. | ygpa-z7cr |
| 2025-02-19 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2025-02-18 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2025-02-18 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. HPD responded to a complaint of no heat or hot water in the building. An occupant of the building confirmed heat and hot water had been restored when the Inspector attempted to conduct the inspection… | ygpa-z7cr |
| 2025-02-14 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2025-02-12 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. The Department of Housing Preservation and Development was not able to gain access to your apartment or others in the building to inspect for a lack of heat or hot water. The complaint has been close… | ygpa-z7cr |

Showing 15 of 123. Full list: https://nycpropertyfacts.com/api/v1/property/1020880098/complaints

## Owners & contacts

Owner of record comes from city tax records (PLUTO) and can lag behind recent sales.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-24 | current | City tax records (PLUTO) list the owner as 142 BROADWAY ASSOCIATES,. | 64uk-42ks |
| 1995-08-30 | recorded | Grantee (buyer) on the most recent deed (DEED, 1995-08-30). | 636b-3b5g |
| 2026-09-09 | current_registration | HPD registration contact: SiteManager Adriano Franca. | feu5-w2e2 |
| 2026-09-09 | current_registration | HPD registration contact: CorporateOwner (142 BROADWAY ASSOC LLC), business city New York. | feu5-w2e2 |
| 2026-09-09 | current_registration | HPD registration contact: Agent James Vest (SDG MANAGEMENT CORP.), business city New York. | feu5-w2e2 |
| 2026-09-09 | current_registration | HPD registration contact: HeadOfficer Stuart Goldstein, business city New York. | feu5-w2e2 |
| 2026-09-09 | current_registration | HPD registration contact: Officer Darin Goldstein, business city New York. | feu5-w2e2 |

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Independent site. Data from NYC Open Data; not affiliated with the City of New York. Not a title search or official record; verify with the issuing agency. JSON: https://nycpropertyfacts.com/api/v1/property/1020880098