# 3401 Broadway, Manhattan, NY 10031

BBL 1020870029 · Block 2087 · Lot 29 · BIN 1062298  
Canonical page: https://nycpropertyfacts.com/ny/manhattan/3401-broadway-1020870029  
Last updated: 2026-11-04 · Open-item counts as of 2026-10-31

Also recorded as: 601 W 138 St; 3403 Broadway; 3401-3403 Broadway

## Summary

3401 Broadway (Manhattan, NY 10031; tax lot BBL 1020870029) is a 21-unit walk-up apartment building (building class C7: walk-up apartments, more than six families, with stores), built around 1910, on a 3,992 sq ft lot zoned R8. City tax records list the owner as 601 WEST 138TH STREET HOUSING DEVELOPMEN FUND CORPORATION; per ACRIS, a deed to this owner dated February 25, 2009 lists a price of $5,250. The Department of Finance's final market value for tax year 2027 is $1,505,000. As of October 31, 2026, NYC Open Data shows four DOB jobs with a permit issued but no sign-off, two active DOB violations and six OATH tickets with an unpaid balance. There were five 311 requests in the past 12 months and seven HPD complaints since 2019. (Source: NYC Open Data — DOB, HPD, OATH, DOF, DCP and ACRIS datasets — compiled by NYC Property Facts.)

How to cite: NYC Property Facts, “3401 Broadway, Manhattan, NY 10031 (BBL 1020870029)”, data as of 2026-10-31, https://nycpropertyfacts.com/ny/manhattan/3401-broadway-1020870029. Source: NYC Open Data.

## Open items

| Item | Count |
|---|---|
| Open DOB jobs (permit issued, not signed off) | 4 |
| Active DOB violations | 2 |
| Active ECB violations | 0 |
| Open HPD violations | 0 |
| OATH tickets with unpaid balance | 6 |

## Lot & building

- Owner of record: 601 WEST 138TH STREET HOUSING DEVELOPMEN FUND CORPORATION
- Building class: C7 – Walk-up apartments, more than six families, with stores
- Year built: 1910
- Floors: 6
- Units: 21 residential / 24 total
- Lot area: 3,992 sq ft · Building area: 19,790 sq ft
- Zoning: R8, C1-4
- Source: PLUTO (Dept. of City Planning) (https://data.cityofnewyork.us/d/64uk-42ks), data as of 2026-11-04

## Tax assessment

- Tax year 2027 (final roll): market value $1,505,000, assessed value $677,250, tax class 2
- Source: DOF Property Valuation and Assessment Data (https://data.cityofnewyork.us/d/8y4t-faws)

## Sales & deeds (ACRIS)

Deeds recorded with the City Register. amount 0 usually means a non-market transfer. lots_in_deed > 1 means the price covers several lots.

| Date | Status | Description | Source |
|---|---|---|---|
| 2009-02-25 | recorded (DEED) | DEED dated 2009-02-25 from THE CITY OF NEW YORK to 601 WEST 138TH STREET HOUSING DEVELOPMENT FUND COR, stated price $5,250. | bnx9-e6tj |
| 1977-04-27 | recorded (DEED) | DEED dated 1977-04-27 from FINANCE ADMIN CITY NY to CITY OF NEW YORK, no price stated ($0) for a deed covering 883 lots. | bnx9-e6tj |
| 1970-07-08 | recorded (DEED) | DEED dated 1970-07-08 from HARROW REALTY CORP to FOMOSO ENTERPRISES INC, no price stated ($0). | bnx9-e6tj |

## Open DOB jobs and recent work permits

A DOB "job" is an application to do construction work. status "open" = a permit was issued but DOB has no record of final sign-off. Work permits are listed with type "work_permit" and their DOB permit status (they are not counted as open items).

| Date | Status | Description | Source |
|---|---|---|---|
| 2009-09-04 | open (PERMIT ISSUED - PARTIAL JOB) | BIS job 120148429 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - PARTIAL JOB — permit issued, no sign-off on record. RENOVATION OF OFFICE, INCLUDING INSTALLATION OF PARTITION, PLUMBING FIXTURE AND A/C SPLIT UNIT. NO CHANGE IN USE, OCCUPANCY AND MEANS OF EGRESS IS INVOLVED UNDER THIS APPLICATION. | ic3t-wcy2 |
| 1997-08-05 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 101617528 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. REPLACE EXISTING GAS PIPING AT CELLAR FO R AN EXISTING RESTAURANT. | ic3t-wcy2 |
| 1995-07-07 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 101065678 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. PROPOSE REPIPING 3/4' GAS PIPING FROM EXSITING CELLAR MAIN TO EACH INDIVIDUAL APTS. ALONG WITH SEPARATE METERS IN CELLAR FOR EACH APT. TOTAL 22 APTS. | ic3t-wcy2 |
| 1991-08-22 | open (PERMIT ISSUED - ENTIRE JOB/WORK) | BIS job 100282490 (A2 – Alteration with multiple work types (no change to use/occupancy)): PERMIT ISSUED - ENTIRE JOB/WORK — permit issued, no sign-off on record. REPLACE EXISTING BOILER AND BURNER. NO CHANGE IN EGRESS, OCCUPANCY OR USE. | ic3t-wcy2 |
| 2023-07-10 | n/a (Signed-off) | DOB NOW work permit for job M00878110-I1: General Construction — Facade repairs as required by cycle 8B at isolated locations on the South and East facades as per plans filed herewith. No work at the roof level or the cornic…. Issued 2023-07-10, expires 2023-10-16. | rbx6-tga4 |
| 2023-05-31 | n/a (Signed-off) | DOB NOW work permit for job M00882145-I1: Sidewalk Shed — PROPOSED INSTALLATION OF HEAVY DUTY SIDEWALK SHED AS PER PLANS. LIVE LOAD 300 LBS PER SQUARE FEET. SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC BUILD…. Issued 2023-05-31, expires 2023-12-19. | rbx6-tga4 |
| 2015-06-08 | n/a (ISSUED (initial)) | BIS work permit for job 140356889: Construction equipment (scaffold, fence, shed) / Construction equipment. Issued 2015-06-08, expires 2016-06-07. | ipu4-2q9a |
| 2012-03-29 | n/a (ISSUED (initial)) | BIS work permit for job 121026184: Construction equipment (scaffold, fence, shed) / Construction equipment. Issued 2012-03-29, expires 2013-03-29. | ipu4-2q9a |
| 2012-03-29 | n/a (ISSUED (initial)) | BIS work permit for job 121026193: Construction equipment (scaffold, fence, shed) / Construction equipment. Issued 2012-03-29, expires 2013-03-29. | ipu4-2q9a |
| 2009-09-08 | n/a (ISSUED (initial)) | BIS work permit for job 120148429: Equipment work / Mechanical/HVAC. Issued 2009-09-08, expires 2010-04-13. | ipu4-2q9a |
| 2009-09-08 | n/a (ISSUED (initial)) | BIS work permit for job 120148429: Equipment work / Other / general construction. Issued 2009-09-08, expires 2010-04-13. | ipu4-2q9a |
| 2008-09-05 | n/a (ISSUED (renewal)) | BIS work permit for job 104675102: Equipment work / Boiler. Issued 2008-09-05, expires 2009-04-20. | ipu4-2q9a |
| 2008-03-12 | n/a (ISSUED (renewal)) | BIS work permit for job 104358598: Alteration. Issued 2008-03-12, expires 2009-03-24. | ipu4-2q9a |
| 2008-01-28 | n/a (ISSUED (renewal)) | BIS work permit for job 104358598: Plumbing / Plumbing. Issued 2008-01-28, expires 2009-01-27. | ipu4-2q9a |
| 2007-06-11 | n/a (ISSUED (initial)) | BIS work permit for job 104675102: Equipment work / Boiler. Issued 2007-06-11, expires 2008-04-20. | ipu4-2q9a |
| 2007-04-18 | n/a (ISSUED (renewal)) | BIS work permit for job 104629341: Construction equipment (scaffold, fence, shed) / Construction equipment. Issued 2007-04-18, expires 2007-12-31. | ipu4-2q9a |
| 2007-03-07 | n/a (ISSUED (renewal)) | BIS work permit for job 104358598: Alteration. Issued 2007-03-07, expires 2008-03-24. | ipu4-2q9a |
| 2007-01-23 | n/a (ISSUED (initial)) | BIS work permit for job 104358598: Plumbing / Plumbing. Issued 2007-01-23, expires 2008-01-23. | ipu4-2q9a |
| 2007-01-17 | n/a (ISSUED (initial)) | BIS work permit for job 104358598: Alteration. Issued 2007-01-17, expires 2007-03-24. | ipu4-2q9a |
| 2007-01-17 | n/a (ISSUED (initial)) | BIS work permit for job 104629332: Construction equipment (scaffold, fence, shed) / Construction equipment. Issued 2007-01-17, expires 2007-03-24. | ipu4-2q9a |

Showing 20 of 26. Full list: https://nycpropertyfacts.com/api/v1/property/1020870029/permits

## Open violations (DOB, ECB, HPD)

status "open" = DOB violation category is ACTIVE, ECB violation status is ACTIVE, or HPD violation status is Open.

| Date | Status | Description | Source |
|---|---|---|---|
| 2023-06-20 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (LBLVIO-LOW PRESSURE BOILER BOILER REQUIRED): VIOLATION ISSUED-FAILURE TO FILE 2018 EXTERNAL LOW PRESSURE INSPECTION. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |
| 2023-06-20 | open (V-DOB VIOLATION - ACTIVE) | DOB violation (LBLVIO-LOW PRESSURE BOILER BOILER REQUIRED): VIOLATION ISSUED-FAILURE TO FILE 2019 EXTERNAL LOW PRESSURE INSPECTION. Active — not recorded as resolved or dismissed. | 3h2n-5cm9 |

## OATH tickets with unpaid balance or pending

status "open" = balance due > $0 after a decision (cases awaiting a hearing are "pending"). default=true means the respondent did not appear.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-06-06 | open (DEFAULTED · DEFAULTED) | OATH ticket from Sanitation Others: FAIL TO RECYCLE ORGANIC WASTE 9 OR MORE DWELLING UNITS 1ST. Unpaid balance $100. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-09-13 | open (DOCKETED · DEFAULTED) | OATH ticket from Dos - Enforcement Agents: ILLEGAL PLACEMENT OF STICKERS OR DECALS ON PUBLIC OR PRIVATE PROPERTY. Unpaid balance $500. Respondent defaulted (did not appear). | jz4z-kudi |
| 2023-03-23 | open (DEFAULTED · DEFAULTED) | OATH ticket from Dep - Bureau Of Env. Complianc: IDLING OF MOTOR VEHICLE ENGINE MORE THAN THREE MINUTES 1ST OFF. Unpaid balance $1,300. Respondent defaulted (did not appear). | jz4z-kudi |
| 2020-03-03 | open (DOCKETED · DEFAULTED) | OATH ticket from Doh Mental Health: ITEMS NOT IN OR UNDER CART EXCEPT WASTE CONTAINER. Unpaid balance $534. Respondent defaulted (did not appear). | jz4z-kudi |
| 2020-03-03 | open (DOCKETED · IN VIOLATION) | OATH ticket from Doh Mental Health: FAILURE TO DISPLAY LICENSE OR PLATE. Unpaid balance $53. | jz4z-kudi |
| 2020-03-03 | open (DOCKETED · DEFAULTED) | OATH ticket from Doh Mental Health: ITEMS NOT IN OR UNDER CART EXCEPT WASTE CONTAINER. Unpaid balance $250. Respondent defaulted (did not appear). | jz4z-kudi |
| 2026-09-21 | pending (NEW ISSUANCE) | OATH ticket from Sanitation Others: FAILURE TO CLEAN 18 INCHES INTO STREET. Hearing pending. | jz4z-kudi |
| 2003-11-26 | pending (RESCHEDULED) | OATH ticket from a city agency: charge not given. Hearing pending. | jz4z-kudi |

## Complaints (HPD since 2019, 311 last 12 months)

Complaints are reports, not violations. status mirrors the published complaint / request status.

| Date | Status | Description | Source |
|---|---|---|---|
| 2023-10-31 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. The Department of Housing Preservation and Development was not able to gain access to your apartment or others in the building to inspect for a lack of heat or hot water. The complaint has been close… | ygpa-z7cr |
| 2023-10-26 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. The Department of Housing Preservation and Development contacted a tenant in the building and verified that the following conditions were corrected. The complaint has been closed. If the condition st… | ygpa-z7cr |
| 2023-10-24 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2023-10-23 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. More than one complaint was received for this building-wide condition. This complaint status is for the initial complaint.The Department of Housing Preservation and Development contacted a tenant in … | ygpa-z7cr |
| 2023-10-22 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. The Department of Housing Preservation and Development was not able to gain access to your apartment or others in the building to inspect for a lack of heat or hot water. The complaint has been close… | ygpa-z7cr |
| 2023-10-10 | closed (CLOSE) | HPD complaint (apt BLDG): Heat/Hot Water – Entire Building. The Department of Housing Preservation and Development was not able to gain access to your apartment or others in the building to inspect for a lack of heat or hot water. The complaint has been close… | ygpa-z7cr |
| 2021-01-14 | closed (CLOSE) | HPD complaint (apt 3D): Heat/Hot Water – Entire Building. The Department of Housing Preservation and Development responded to a complaint of no heat or hot water and was advised by a tenant in the building that heat and hot water had been restored. If the c… | ygpa-z7cr |
| 2026-10-18 | closed (Closed) | 311 request to DEP: Water Maintenance – Fire Hydrant Running. | erm2-nwe9 |
| 2026-09-07 | closed (Closed) | 311 request to DSNY: Illegal Dumping – Removal Request. | erm2-nwe9 |
| 2026-09-07 | closed (Closed) | 311 request to DSNY: Residential Disposal Complaint – Waste Not Separated. | erm2-nwe9 |
| 2026-08-19 | closed (Closed) | 311 request to DSNY: Illegal Dumping – Removal Request. | erm2-nwe9 |
| 2026-06-06 | closed (Closed) | 311 request to DSNY: Illegal Dumping – Removal Request. | erm2-nwe9 |

## Owners & contacts

Owner of record comes from city tax records (PLUTO) and can lag behind recent sales.

| Date | Status | Description | Source |
|---|---|---|---|
| 2026-08-24 | current | City tax records (PLUTO) list the owner as 601 WEST 138TH STREET HOUSING DEVELOPMEN FUND CORPORATION. | 64uk-42ks |
| 2009-02-25 | recorded | Grantee (buyer) on the most recent deed (DEED, 2009-02-25). | 636b-3b5g |
| 2026-08-14 | current_registration | HPD registration contact: SiteManager Nancy Cabrera. | feu5-w2e2 |
| 2026-08-14 | current_registration | HPD registration contact: Agent Nancy Cabrera (601 WEST 138TH HDFC), business city New York. | feu5-w2e2 |
| 2026-08-14 | current_registration | HPD registration contact: Officer Altagracia Fernandez, business city New York. | feu5-w2e2 |
| 2026-08-14 | current_registration | HPD registration contact: CorporateOwner (601 WEST 138TH STREET HDFC), business city New York. | feu5-w2e2 |
| 2026-08-14 | current_registration | HPD registration contact: HeadOfficer Nancy Cabrera, business city New York. | feu5-w2e2 |

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Independent site. Data from NYC Open Data; not affiliated with the City of New York. Not a title search or official record; verify with the issuing agency. JSON: https://nycpropertyfacts.com/api/v1/property/1020870029